industry and environment - DTIE
industry and environment - DTIE
industry and environment - DTIE
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Chemicals management<br />
The precautionary principle <strong>and</strong> EU chemicals policy<br />
Mary Taylor, Safer Chemicals Campaign, Friends of the Earth Europe, Friends of the Earth,<br />
26-28 Underwood Street, London N1 7JQ, United Kingdom (maryt@foe.co.uk)<br />
In order to protect the <strong>environment</strong>, the precautionary approach shall<br />
be widely applied by States according to their capabilities. Where there<br />
are threats of serious or irreversible damage, lack of full scientific certainty<br />
shall not be used as a reason for postponing cost-effective measures<br />
to prevent <strong>environment</strong>al degradation.<br />
Principle 15 of The Rio Declaration on Environment <strong>and</strong> Development (1992)<br />
The EC Treaty has incorporated the precautionary principle since 1992<br />
(Treaty of Maastricht), although without defining it in any detail. Its incorporation<br />
into the Treaty is highly significant <strong>and</strong> should set the stage for<br />
<strong>environment</strong>al protection measures to be undertaken quickly, before<br />
“absolute proof” of harm is evident.<br />
In 1999 the Council of Ministers adopted a Resolution urging even more<br />
determination to be guided by the principle, further emphasizing acceptance<br />
of its place in EU policy <strong>and</strong> law. As noted by the European Commission,<br />
“applying the precautionary principle is a key tenet of [Community]<br />
policy”. 1 It is recognized that the precautionary principle applies in both<br />
<strong>environment</strong>al <strong>and</strong> health spheres. 2<br />
The precautionary principle in the Treaty<br />
Community policy on the <strong>environment</strong> shall aim at a high level of protection<br />
taking into account the diversity of the situations in the various<br />
regions of the Community. It shall be based on the precautionary principle<br />
<strong>and</strong> on the principles that preventive action should be taken, that<br />
<strong>environment</strong>al damage should as a priority be rectified at source <strong>and</strong><br />
that the polluter should pay.<br />
Maastricht Treaty (now the Amsterdam Treaty, Art 174(2)), 1992<br />
However, putting the precautionary principle into practice is conceptually<br />
<strong>and</strong> politically challenging. In 2000 a Communication from the European<br />
Commission attempted to set out an approach <strong>and</strong> guidelines for<br />
using <strong>and</strong> applying the principle. 3 This was partly in response to accusations<br />
of “arbitrary” decision-making, since use of the precautionary principle<br />
is regarded by some non-EU countries – the US in particular – as<br />
restricting trade. There is also potential for conflict even between EU countries<br />
if there is no common acceptance of how to interpret the principle.<br />
A key argument for the Commission was that World Trade Organisation<br />
rules incorporate the precautionary principle, 4 recognizing the “independent<br />
right” of countries “to determine the level of <strong>environment</strong>al or health<br />
protection they consider appropriate.”<br />
The Commission’s paper has turned out to be controversial. The Commission<br />
has proposed that risk assessment <strong>and</strong> management is central to<br />
the concept <strong>and</strong> that invoking the principle has to start with a scientific<br />
evaluation, albeit one which should be explicit about any uncertainties.<br />
Intrinsic hazardous properties alone should not trigger the principle,<br />
according to the Commission. Given the problems with risk assessment<br />
(which needs both hazard <strong>and</strong> exposure information) in chemicals regulation,<br />
<strong>environment</strong>alists viewed this as a weak start.<br />
The Commission also noted that precautionary action should be based<br />
on cost-benefit analysis, with the proviso that non-economic factors could<br />
be taken into account. But it is feared that this may turn to the advantage<br />
of economic short-term interests that can quantify their costs more easily.<br />
Sweden has argued that it should be about cost-effectiveness <strong>and</strong> not costbenefit<br />
analysis, 5 which accords more with <strong>environment</strong>alists’ views. Principle<br />
15, in our view, should be interpreted as finding the cost-effective way<br />
to take action once the decision to act has been taken, <strong>and</strong> not about using<br />
cost-benefit analysis to decide whether to act or not.<br />
Precaution <strong>and</strong> the chemicals policy debate<br />
Debate about the precautionary principle is very pertinent to current discussions<br />
on the regulation of chemicals. In many ways, much current chemicals<br />
policy in the EU is the antithesis of the precautionary principle <strong>and</strong><br />
concerns about the current lack of regulation. Our ignorance about most<br />
chemicals in use, <strong>and</strong> worries about a number of synthetic chemicals being<br />
found in human tissue, have led the European Commission to produce legislative<br />
proposals.<br />
The historic <strong>and</strong> unregulated production of chemicals means that we<br />
have all grown up in a society that produces <strong>and</strong> uses thous<strong>and</strong>s of chemicals<br />
in an almost infinite variety of ways. Our world is made up of chemicals<br />
– so much so that the European chemical <strong>industry</strong> employs 1.7 million<br />
people <strong>and</strong> produced over EUR 500 billion worth of chemicals in 2002.<br />
The <strong>industry</strong> is making much use of impact assessments to try to show the<br />
harm to <strong>industry</strong> that new regulations will bring. Yet the vast majority of<br />
chemicals (aside from certain groups such as medicinal products, pesticides<br />
<strong>and</strong> newly registered chemicals) have never had basic safety assessments<br />
undertaken. Their use has been taken for granted <strong>and</strong>, in general, manufacturers<br />
have not been required to provide safety data for the 100,000<br />
chemicals that were known to exist <strong>and</strong> catalogued back in 1981.<br />
We are exposed to probably hundreds of synthetic chemicals every day.<br />
Hazardous chemicals can be found in all sorts of household goods – clothes,<br />
cosmetics, PCs, even toys. Chemicals do not sit still forever in these products.<br />
We are exposed directly in some uses (such as shampooing hair), or<br />
<strong>and</strong> <strong>environment</strong>al monitoring. If all toxicity<br />
studies are negative, use of the substance may be<br />
considered (Figure 7).<br />
For substances with low persistence <strong>and</strong> potential<br />
for bioaccumulation (non-PB) we propose a<br />
tiered testing system in which production volume<br />
<strong>and</strong> results from previous tests determine further<br />
test requirements <strong>and</strong> risk management decisions.<br />
This system includes five parallel pathways for<br />
tiered testing (Hansson <strong>and</strong> Rudén 2004):<br />
1. general acute toxicity;<br />
2. general sub-acute to chronic toxicity;<br />
3. reproductive toxicity;<br />
4. mutagenicity;<br />
5. ecotoxicity.<br />
Here we will briefly outline the principles of<br />
this system, using the tests for general (acute) toxicity<br />
as an example (Figure 8).<br />
Data on sensitizing properties <strong>and</strong> acute toxicity<br />
are essential in risk assessment. For a company<br />
that is considering using a chemical substance, this<br />
is the most elementary information that it needs<br />
to obtain from the supplier. Without this information,<br />
it is impossible to determine what measures<br />
are needed to ensure safe h<strong>and</strong>ling at the<br />
company’s own workplace <strong>and</strong> what safety-related<br />
information should be passed on to costumers.<br />
Therefore, in our proposed system in vivo testing<br />
for skin <strong>and</strong> eye irritation <strong>and</strong> for skin sensitization<br />
are m<strong>and</strong>atory for non-PB substances with a<br />
production volume of 1 tonne per year, <strong>and</strong> the<br />
same applies to test data that enable an estimation<br />
of acute systemic toxicity. Substances with a production<br />
volume of less than 1 tonne per year<br />
should either be submitted to these tests or be classified<br />
<strong>and</strong> labelled as insufficiently investigated.<br />
We are well-aware of the shortcomings of the<br />
current test methods for acute mammalian toxicity.<br />
We emphasize the need to replace these tests<br />
with new ones. Development <strong>and</strong> validation of<br />
methods that reduce the need for animal testing<br />
should be highly prioritized. The usefulness of any<br />
new test method should be evaluated in the light<br />
of the surprisingly low accuracy of the harmonized<br />
classifications of acute systemic toxicity based on<br />
data obtained with current test methods (Rudén<br />
<strong>and</strong> Hansson 2003).<br />
For substances that are acutely toxic we propose<br />
additional testing of general toxicity, primarily in<br />
the form of a 28-day toxicity study. This should<br />
also be required for all substances with a produc-<br />
16 ◆ UNEP Industry <strong>and</strong> Environment April – September 2004