SEC Form 17-A: Annual Report - the solid group inc website
SEC Form 17-A: Annual Report - the solid group inc website
SEC Form 17-A: Annual Report - the solid group inc website
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56<br />
Item 11. Security Ownership of Certain Beneficial Owners and Management<br />
C. Security Ownership of Certain Record and Beneficial Owners and Management<br />
(1) Security Ownership of Certain Record and Beneficial Owners<br />
Owners of more than 5% of <strong>the</strong> Company’s voting securities as of December 31, 2012 were as<br />
follows.<br />
(1) Title<br />
of Class<br />
(2) Name and address of<br />
record owner and<br />
relationship with issuer<br />
(3)Name of<br />
Beneficial Owner<br />
and Relationship<br />
with Record<br />
Owner<br />
(4)Citi<br />
zenshi<br />
p<br />
(5)No. of<br />
Shares Held<br />
record ( r ) or<br />
beneficial ( b )<br />
(6) %<br />
to<br />
Total<br />
Outsta<br />
nding<br />
Common AA Commercial, Inc. 1<br />
1<strong>17</strong>2 Edsa, Balintawak<br />
Quezon City<br />
Affiliate<br />
Common AV Value Holdings<br />
Corporation<br />
2285 Pasong Tamo Ext,<br />
Makati<br />
Affiliate<br />
Common PCD Nominee<br />
Corporation (F) 2<br />
G/F MSE Bldg., 6767<br />
Ayala Ave., Makati<br />
Stockholder<br />
Common Lim, David S<br />
c/o Solid House, 2285<br />
Pasong Tamo Ext, Makati<br />
V<strong>inc</strong>ent S. Lim<br />
Treasurer of AA<br />
Commercial Inc.<br />
David S. Lim<br />
President of AV<br />
Value Holding<br />
Corp.<br />
Various<br />
stockholders<br />
None<br />
Filipino 583,377,8<strong>17</strong> (r)<br />
1<br />
32.03<br />
Filipino 499,999,999 (r ) 2 27.45<br />
Filipino 326,610,742 (r) 3 <strong>17</strong>.93<br />
Not applicable Filipino <strong>17</strong>9,488,591 (r<br />
and b)<br />
9.85<br />
Note 1: AA Commercial Inc. is owned by <strong>the</strong> Lim Family. Mr. V<strong>inc</strong>ent S. Lim is authorized<br />
to vote <strong>the</strong> shares of stock registered in <strong>the</strong> name of AA Commercial Inc. Mr. V<strong>inc</strong>ent S. Lim is<br />
<strong>the</strong> Treasurer of AA Commercial Inc.<br />
2. AV Value Holdings Corporation is owned by <strong>the</strong> Lim Family. Mr. David S. Lim is<br />
authorized to vote <strong>the</strong> shares of stock registered in <strong>the</strong> name of AV Value Holdings Corporation.<br />
Mr. David S. Lim is <strong>the</strong> President of AV Value Holdings Corporation.<br />
3: There is no participant lodged under PCD Nominee Corporation that owns more than<br />
5% of <strong>the</strong> voting securities of <strong>the</strong> Company.<br />
(2) Security Ownership of Management<br />
The following directors and officers own shares in <strong>the</strong> Company as of December 31, 2012.<br />
(1) Title of<br />
Class<br />
(2) Name of Beneficial<br />
Owner<br />
(3) Amount and Nature<br />
of Beneficial<br />
Ownership<br />
(4)<br />
Citizenship<br />
(5) % to<br />
Total<br />
Outstanding
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