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Contents - Konrad Lorenz Institute

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Steven M. Platek<br />

An Evolutionary Model of the Effects of Human<br />

Paternal Resemblance on Paternal Investment<br />

A<br />

Abstract<br />

Species with fertilization internal to females face an<br />

asymmetry in parental certainty: whereas females are<br />

always 100% certain that they will share approximately<br />

50% of their genes in common with their offspring,<br />

males can never be certain of paternity. As a<br />

consequence of this uncertainty, investment in offspring<br />

is similarly asymmetrical and should be, according<br />

to evolutionary meta-theory, proportional to<br />

the confidence of paternity on the part of males. There<br />

are three ways in which a male can attempt to limit<br />

cuckoldry. First, he can monitor his mate during the<br />

time that she is fertile and engage in tactics that limit<br />

her opportunities to engage in extra-pair copulations<br />

(EPCs). Second, males have been designed in such a<br />

way that if an EPC does occur and results in extra pair<br />

paternity (EPP), physiological and behavioral processes<br />

out of his conscious control help to limit cuckoldry—namely,<br />

sperm competition and semen<br />

displacement. Finally, post-parturition he can make<br />

assessments about whether the child shares genes in<br />

common with him by estimating the degree to which<br />

his offspring resemble him. Here I model the third process,<br />

the effect that paternal resemblance might have<br />

on a male’s decisions about how or whether to invest<br />

in putative offspring. Additionally, I speculate about<br />

the effects resemblance might have in situations of<br />

known non-paternity (i.e., step-children and adoption),<br />

instances of suspicion about paternity of any<br />

one offspring, and the effects of kin selection and kin<br />

resemblance.<br />

Key words<br />

Paternal investment, paternal resemblance, social<br />

mirror, evolutionary psychology, fluctuating asymme-<br />

fter making a choice<br />

about with whom to<br />

mate, females are faced<br />

with two potential dilemmas:<br />

1) what is the likelihood<br />

that this male is going<br />

to invest resources in<br />

offspring produced, and<br />

2) does the male provide<br />

“good genes,”—that is,<br />

offer genetic resiliency to<br />

pathogens that will facilitate<br />

the offspring’s development<br />

and reproductive<br />

success<br />

Males, on the other<br />

hand, are faced with a different<br />

dilemma: making<br />

sure that the offspring<br />

they invest resources in<br />

shares copies of his genes.<br />

Males have evolved psychological<br />

mechanisms<br />

that help to reduce the<br />

likelihood of unknowingly<br />

raising another<br />

man’s child. The first<br />

mechanism is to attempt<br />

to limit his mate’s opportunities<br />

for extra-pair<br />

copulation (EPC) that<br />

could eventuate in extrapair<br />

paternity (EPP).<br />

Males appear to have<br />

evolved three sets of psychological<br />

mechanisms<br />

designed to reduce, limit,<br />

and control female infidelity. For example, mate<br />

guarding and jealousy during a female’s most fertile<br />

period will help to reduce and possibly prevent a female’s<br />

chances of becoming inseminated by another<br />

male (BUSS 2000). If<br />

mate guarding fails to<br />

prevent an EPC from<br />

eventuating in EPP, males<br />

unknowingly employ a<br />

number of competitive<br />

strategies that help to ensure<br />

that his sperm reach<br />

the egg, and not another<br />

male’s. These strategies<br />

include, but may not be<br />

limited to, sperm competition<br />

(BAKER/BELLIS 1995)<br />

and semen displacement<br />

(GALLUP et al. 2003).<br />

Sperm competition entails<br />

a number of strategies<br />

that enhance placement<br />

and volume of<br />

sperm in the vagina; e.g.,<br />

ejaculating small<br />

amounts of spermicidal<br />

fluids that act to kill an<br />

interloper’s sperm<br />

(BAKER/BELLIS 1995) and<br />

increasing semen volume<br />

as a function of jealousy<br />

and time spent apart<br />

(BAKER/BELLIS 1995;<br />

POUND et al. 2002), which<br />

effectively increases the<br />

statistical probability that<br />

a male will father the<br />

child. Semen displacement<br />

is the result of interplay<br />

between a morphological<br />

adaptation (the<br />

shape of the penis, in particular the glans penis) and<br />

behavioral adaptations that capitalize on that morphological<br />

adaptation; i.e., the morphology of the<br />

human penis allows a male to employ his penis to<br />

Evolution and Cognition ❘ 189 ❘ 2003, Vol. 9, No. 2

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