Financial Business Act.pdf

While this translation was carried out by a professional translation agency, the text
is to be regarded as an unofficial translation based on the latest official Consolidated
Act no. 286 of 4 April 2006. Only the Danish document has legal validity.
Annex 5
Instruments
October 2006, GlobalDenmark Translations
1) Shares and other negotiable securities equivalent to these,
2) bonds and other negotiable securities equivalent to these,
3) any other securities normally dealt in giving the right to acquire such securities as listed
in 1) or 2) by subscription or exchange or giving rise to a cash settlement,
4) equity investments in investment associations, special-purpose associations, approved
restricted associations, hedge associations, foreign investment undertakings and other
collective investment schemes covered by the Investment Associations and Special-
Purpose Associations as well as other Collective Investment Schemes etc. Act,
5) money-market instruments listed on a stock exchange as well as certificates of deposit
and commercial papers,
6) financial-futures contracts and similar instruments,
7) Forward Rate Agreements (FRAs),
8) interest-rate swaps, currency swaps, equity swaps, and equity-index swaps,
9) options to acquire or dispose of any instruments mentioned in 1) to 8) and equity index
options, bond index options, currency options and interest-rate options,
10) commodity instruments, etc., including similar cash-settled instruments,
11) foreign-exchange spot transactions for investment purposes in order to secure a profit
in connection with changes in the exchange rate.
EXCLUDING MINOR AMENDMENTS