WASATCH FUNDS - Curian Clearing
WASATCH FUNDS - Curian Clearing
WASATCH FUNDS - Curian Clearing
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<strong>WASATCH</strong> STRATEGIC INCOME FUND (WASIX) — Schedule of Investments<br />
MARCH 31, 2015 (UNAUDITED)<br />
Shares<br />
Value<br />
Shares<br />
Value<br />
COMMON STOCKS 82.4%<br />
Asset Management & Custody<br />
Banks 10.9%<br />
153,000 American Capital Senior Floating Ltd. $ 2,004,300<br />
240,000 FS Investment Corp. 2,433,600<br />
496,300 Medallion Financial Corp. 4,595,738<br />
176,100 NorthStar Asset Management Group, Inc. 4,110,174<br />
13,143,812<br />
Broadcasting 3.5%<br />
70,000 CBS Corp., Class B 4,244,100<br />
Cable & Satellite 2.0%<br />
43,500 Comcast Corp., Class A 2,456,445<br />
Consumer Finance 6.0%<br />
46,530 Capital One Financial Corp. 3,667,495<br />
62,500 Discover Financial Services 3,521,875<br />
7,189,370<br />
Data Processing & Outsourced<br />
Services 5.7%<br />
41,000 MasterCard, Inc., Class A 3,541,990<br />
49,740 Visa, Inc., Class A 3,253,493<br />
6,795,483<br />
Diversified REITs 0.2%<br />
177,857 Star Asia Financial Ltd.* *** † 266,786<br />
Drug Retail 1.0%<br />
11,400 CVS Health Corp. 1,176,594<br />
Health Care Services 1.8%<br />
18,240 Chemed Corp. 2,177,856<br />
Integrated Oil & Gas 5.6%<br />
26,400 Occidental Petroleum Corp. 1,927,200<br />
165,414 Suncor Energy, Inc. (Canada) 4,832,246<br />
6,759,446<br />
Integrated Telecommunication<br />
Services 2.1%<br />
52,000 Verizon Communications, Inc. 2,528,760<br />
Mortgage REITs 22.9%<br />
194,000 Capstead Mortgage Corp. 2,283,380<br />
94,491 Colony Financial, Inc. 2,449,207<br />
192,200 Great Ajax Corp. * 2,792,666<br />
600,000 MFA Financial, Inc. 4,716,000<br />
265,100 NorthStar Realty Finance Corp. 4,803,612<br />
162,200 Starwood Property Trust, Inc. 3,941,460<br />
338,000 Two Harbors Investment Corp. 3,589,560<br />
160,568 ZAIS Financial Corp. 2,864,533<br />
27,440,418<br />
Movies & Entertainment 1.0%<br />
11,100 Walt Disney Co. (The) 1,164,279<br />
Oil & Gas Drilling 1.3%<br />
23,500 Helmerich & Payne, Inc. 1,599,645<br />
Oil & Gas Exploration &<br />
Production 1.7%<br />
339,492 Evolution Petroleum Corp. 2,019,977<br />
Personal Products 4.7%<br />
66,374 Herbalife Ltd. 2,838,152<br />
47,000 Nu Skin Enterprises, Inc., Class A 2,829,870<br />
5,668,022<br />
Railroads 1.9%<br />
34,100 Canadian National Railway Co. (Canada) 2,283,023<br />
Restaurants 1.4%<br />
16,600 McDonald’s Corp. $ 1,617,504<br />
Semiconductors 1.9%<br />
47,000 Microchip Technology, Inc. 2,298,300<br />
Technology Hardware, Storage &<br />
Peripherals 3.0%<br />
15,600 Apple, Inc. 1,941,108<br />
65,000 EMC Corp. 1,661,400<br />
3,602,508<br />
Trading Companies &<br />
Distributors 3.8%<br />
56,500 TAL International Group, Inc.* 2,301,245<br />
9,430 W.W. Grainger, Inc. 2,223,688<br />
4,524,933<br />
Total Common Stocks<br />
(cost $87,679,555) 98,957,261<br />
EXCHANGE-TRADED <strong>FUNDS</strong> 2.0%<br />
Asset Management & Custody<br />
Banks 2.0%<br />
30,600 PowerShares Dynamic Pharmaceuticals<br />
Portfolio 2,337,840<br />
Principal<br />
Amount<br />
Total Exchange-Traded Funds<br />
(cost $886,703) 2,337,840<br />
LIMITED PARTNERSHIP INTEREST 10.9%<br />
Asset Management & Custody<br />
Banks 8.1%<br />
Blackstone Group L.P. 5,129,591<br />
KKR & Co. L.P. 4,550,595<br />
9,680,186<br />
Oil & Gas Storage &<br />
Transportation 2.8%<br />
Magellan Midstream Partners L.P. 3,373,859<br />
Total Limited Partnership Interest<br />
(cost $12,005,449) 13,054,045<br />
Value<br />
CORPORATE BONDS 0.0%<br />
Gold 0.0%<br />
$206,604 Redcorp Ventures Ltd., 13.00%, 7/11/12,<br />
Series D* *** †§§ (Canada) $ 848<br />
Total Corporate Bonds<br />
(cost $152,583) 848<br />
81
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