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On the Design of Flight-Deck Procedures - Intelligent Systems ...

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6.1.7 Computerwork and <strong>Procedures</strong><strong>Procedures</strong> dictate tasks, and <strong>of</strong>ten <strong>the</strong>se tasks involve some form <strong>of</strong> transformation (e.g., convertingaltitude reported in meters to setting <strong>the</strong> altimeter in feet). A complex transformation between input andoutput may increase workload, create possible confusion, require procedural aiding, and worst <strong>of</strong> all,invite error. The following example illustrates <strong>the</strong> effect <strong>of</strong> a complicated transformation.The crew <strong>of</strong> a B-757, preparing to fly from Miami to Washington National, was dispatched with a computergeneratedflight plan with <strong>the</strong> following route: “radar vectors, AR-1 CLB ILM J-40 RIC...” When <strong>the</strong> crewattempted to enter <strong>the</strong> flight plan into <strong>the</strong> Route page <strong>of</strong> <strong>the</strong> CDU, <strong>the</strong>y got no fur<strong>the</strong>r than CLB, whichcontinually resulted in an error message <strong>of</strong> “not in database.” They repeatedly tried to enter <strong>the</strong> flight plan andcontinued to receive <strong>the</strong> same message after entering CLB. What was <strong>the</strong> problem? CLB (Carolina Beach) is anon-directional beacon, not a VOR as <strong>the</strong> three-letter designator on <strong>the</strong> flight plan implied. The flight plan, tobe correct and compatible with <strong>the</strong> “expectations” <strong>of</strong> <strong>the</strong> CDU should have read “CLBNB.” It was not until <strong>the</strong>crew took out <strong>the</strong>ir paper charts and traced <strong>the</strong> route that <strong>the</strong> error in <strong>the</strong> flight plan was apparent (Wiener, 1989).If <strong>the</strong> same computer-generated flight plan had been issued to a non-FMS aircraft, <strong>the</strong>re would be nosuch incompatibility. But that is exactly <strong>the</strong> point -- documents must be compatible with <strong>the</strong> equipment<strong>the</strong>y support. If an efficient operation is desired, <strong>the</strong> transformation between <strong>the</strong> input task and <strong>the</strong>output task should be kept simple. In this case, <strong>the</strong>re should have been a direct mapping between <strong>the</strong>data entry task (CLB from <strong>the</strong> flight plan) and <strong>the</strong> output (entering <strong>the</strong> NDB into <strong>the</strong> CDU).Guideline #12: Paperwork should be designed carefully to be compatible with <strong>the</strong> device forwhich it is intended. Particular care should be exercised in preparing materials for computerbasedsystems. It may be necessary to provide differently formatted documents for differentcockpit configurations.6.2 CRM AND PROCEDURESEffective execution <strong>of</strong> procedures in a multi-person crew depends on effective crew coordination andresource management (Wiener, Kanki, and Helmreich, 1993). Although <strong>the</strong> term CRM is widely usedto describe many aspects <strong>of</strong> human-human interactions, including team-building, social interaction,leadership, etc., <strong>the</strong> discussion here is limited only to <strong>the</strong> crew coordination aspects <strong>of</strong> performing aspecified task.6.2.1 Crew Coordination<strong>On</strong>e <strong>of</strong> <strong>the</strong> objectives <strong>of</strong> any procedure is to promote better coordination among crews. The term crew isexpanded here to include all agents that are involved in performing a task (e.g., <strong>the</strong> push-back <strong>of</strong> anaircraft from <strong>the</strong> gate requires that <strong>the</strong> ground crew and <strong>the</strong> pilots work toge<strong>the</strong>r). For that duration, all<strong>of</strong> <strong>the</strong> agents involved in performing a task (e.g., ground crew, ground controller, cockpit crew, gateagent) are considered here as a crew. These system procedures, accordingly, are shared and conductedby all <strong>the</strong> agents involved.There are several attributes <strong>of</strong> a procedure that can be utilized by <strong>the</strong> designer in order to promote crewcoordination:Reduced variance. <strong>Procedures</strong> trigger a predetermined and expected set <strong>of</strong> actions. There areseveral benefits resulting from this:1. SOPs allow “freshly formed” crews, <strong>of</strong>ten comprised <strong>of</strong> individuals who have never previouslymet, to effectively and efficiently discharge important operational tasks with minimal need forformal co-coordination and superfluous communication” (Johnston, 1991; Hackman, 1993).2. Clear expectations <strong>of</strong> <strong>the</strong> in-process or in-coming tasks allow for easier monitoring on part <strong>of</strong> <strong>the</strong>o<strong>the</strong>r agent(s) in <strong>the</strong> crew.35

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