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On the Design of Flight-Deck Procedures - Intelligent Systems ...

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7. DESIGNING PROCEDURES7.1 OBJECTIVES AND STRUCTURE OF PROCEDURESIn general, execution <strong>of</strong> tasks can be viewed as <strong>the</strong> transition between current state (e.g., before enginestart checklist is complete) and target state (engines have been started) in order to achieve <strong>the</strong> objective.To support <strong>the</strong> crews in performing <strong>the</strong> task, flight management must determine what is expected from<strong>the</strong> crew in terms <strong>of</strong> task performance. A set <strong>of</strong> different “methods,” (e.g., mandatory procedure,recommended technique, and policies, etc.), are <strong>the</strong>n introduced to aid <strong>the</strong> pilots in making <strong>the</strong> transitionfrom current to target state.7.1.1 Objectives <strong>of</strong> proceduresThe designer must identify and list all <strong>the</strong> procedure objective(s) before plunging into <strong>the</strong> details <strong>of</strong>procedure development. He or she must determine, exactly, what <strong>the</strong> procedure is trying to establish.For example, are checklist procedures designed as an aid for a “dead tired” crew which flies aninternational route? Or, are checklist procedures developed as only a minimal “killer items” list?Although <strong>the</strong> apparent objective <strong>of</strong> <strong>the</strong> checklist is <strong>the</strong> same (to configure <strong>the</strong> aircraft properly), <strong>the</strong>interaction with ei<strong>the</strong>r <strong>of</strong> <strong>the</strong> two objectives will yield dramatically different checklists.Consider also <strong>the</strong> following example: Most airline SOPs require that a callout should be made 1000 feetbefore <strong>the</strong> assigned altitude. The purpose <strong>of</strong> this callout is to increase crew awareness prior to an event(level-<strong>of</strong>f), that if not conducted properly, may have an adverse effect (altitude deviation). The mostcommon practice is to call out “one thousand to go.” This callout, however, fails to transfer criticalpieces <strong>of</strong> information which bound <strong>the</strong> level-<strong>of</strong>f task: <strong>the</strong> target altitude, <strong>the</strong> current altitude, and <strong>the</strong>direction (climb/descent). The real objective <strong>of</strong> <strong>the</strong> task is not just <strong>the</strong> level-<strong>of</strong>f maneuver, it is also tolevel-<strong>of</strong>f at <strong>the</strong> assigned altitude. The procedure and callout should <strong>the</strong>refore include both 16 . <strong>On</strong>eairline, in an attempt to curtail altitude violations, dictated <strong>the</strong> following procedure “PF will verbalizeleaving <strong>the</strong> altitude 1,000 feet prior to an assigned altitude. Not 'one to go'; ra<strong>the</strong>r 'six thousand forseven thousand' or 'flight level three zero zero for two niner zero.”7.1.2 Who is <strong>the</strong> Target Population?At first, <strong>the</strong> answer to <strong>the</strong> above question may seem trivial -- <strong>the</strong> pilots. But a closer examination willreveal that <strong>the</strong>re are several sub-populations within a company's pilot population. Are <strong>the</strong> proceduresdesigned for <strong>the</strong> line pilot who has been flying <strong>the</strong> same aircraft for 15 years? For <strong>the</strong> pilot who justtransitioned from a traditional cockpit to a glass cockpit aircraft? For a new hire who occupies <strong>the</strong> rightseat in a DC-9? Or are <strong>the</strong>y designed according to <strong>the</strong> capabilities <strong>of</strong> <strong>the</strong> seasoned chief-pilot whodesigned <strong>the</strong>m?For example, one airline's current rejected take<strong>of</strong>f (RTO) procedure allows <strong>the</strong> first <strong>of</strong>ficer, when actingas PNF, to call for and, when he or she is PF, to conduct <strong>the</strong> maneuver. This procedure, however, iscurrently being revised. The future RTO procedure for this airline will allow only <strong>the</strong> captain to performthis maneuver. There were several factors that led <strong>the</strong> airline to change this procedure. <strong>On</strong>e was <strong>the</strong>belief that a new first <strong>of</strong>ficer <strong>of</strong> a widebody is not experienced enough ei<strong>the</strong>r to perform or call-for thiscomplicated and extremely hazardous maneuver. In this case <strong>the</strong> company has made a decision to change<strong>the</strong> procedure so that it will accommodate <strong>the</strong> perceived abilities <strong>of</strong> <strong>the</strong> lowest pr<strong>of</strong>iciency level in <strong>the</strong> linepilot population.To summarize, <strong>the</strong> definition <strong>of</strong> <strong>the</strong> target population must be developed, tested, and agreed upon prior todesigning <strong>the</strong> details <strong>of</strong> a procedure. <strong>On</strong>ce this component <strong>of</strong> <strong>the</strong> operating philosophy has beendetermined it must be communicated to all pilots in <strong>the</strong> company.16 Note that <strong>the</strong> “thousand to go” callout is also an example <strong>of</strong> a too general and somewhat ambiguous SOP -- <strong>the</strong> sameprocedure yields significantly different outcomes (see Section 6.2.3).41

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