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On the Design of Flight-Deck Procedures - Intelligent Systems ...

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3. The procedures allow <strong>the</strong> o<strong>the</strong>r agent(s) to plan and schedule <strong>the</strong>ir own actions/tasks in parallel to<strong>the</strong> procedure(s).4. They set a defined standard <strong>of</strong> performance that allows all crew members to continually comparetargets (inputs) with actual performance, <strong>the</strong>reby providing all crew members with a baseline forquestioning and correcting substandard performance on part <strong>of</strong> o<strong>the</strong>r crew members.Feedback. SOPs specify expected feedback to o<strong>the</strong>r crew members (e.g., callouts). This feedbackcan detail (1) <strong>the</strong> current, and/or expected system state; (2) <strong>the</strong> actions that are currently being conducted;(3) <strong>the</strong> system outcome; and (4) an indication <strong>of</strong> task completion.There are several ways in which this feedback is provided: (1) verbally (callouts, callback, etc.); (2) nonverbally(gestures, manual operation -- such as pulling down <strong>the</strong> gear lever); (3) via <strong>the</strong> interface (when<strong>the</strong> configuration <strong>of</strong> <strong>the</strong> system is significantly changed, e.g., all CRT's are momentarily blank whenpower is switched from APU to engine-driven generators, this provides clear feedback to <strong>the</strong> o<strong>the</strong>r pilot);and (4) via <strong>the</strong> operating environment (when slats/flaps are extended during approach, <strong>the</strong>re is a clearaerodynamic feedback -- pitch change).Information transfer. <strong>Procedures</strong> convey, or transfer, information from one agent to o<strong>the</strong>rs. Indesigning tasks, procedures, and callouts, <strong>the</strong> designer must make sure that no information is lost andthat no noise 14 is added into information channel. Care must be taken with specifying non-verbal (paralinguistic)communication, as this form is usually less precise, difficult to standardize, and subject tomisinterpretation (Wiener, 1993). Noise can be added when an ATC call, or a flight attendant, interruptsintra-cockpit communication during high workload periods. <strong>On</strong>e system goal is that <strong>the</strong> same amount <strong>of</strong>information that is sent by one agent will be received by <strong>the</strong> o<strong>the</strong>r agent. When procedural requirementsare violated by <strong>the</strong> agent transmitting <strong>the</strong> information, e.g., <strong>the</strong> example <strong>of</strong> <strong>the</strong> first <strong>of</strong>ficer's take<strong>of</strong>fcallouts <strong>of</strong> “V one- r, two <strong>of</strong> 'em” (Section 3.2.1), one can say that ano<strong>the</strong>r form <strong>of</strong> unwanted noise (adeviant callout) has entered into <strong>the</strong> system.Why are <strong>the</strong>se attributes important? Because <strong>the</strong> designer may want to consider <strong>the</strong>m while designing aprocedure for a certain task. The procedure designer should design <strong>the</strong> feedback and informationtransfer aspects <strong>of</strong> <strong>the</strong> procedure in a way that will accommodate <strong>the</strong> requirements <strong>of</strong> <strong>the</strong> task. Forexample, if <strong>the</strong> designer decides that a procedure is critical (e.g., CAT II approach), he or she maydecide to employ all possible forms <strong>of</strong> feedback into <strong>the</strong> design in order to safeguard crew coordination.As for information transfer, understanding how information can become distorted allows <strong>the</strong> designer toprovide safeguards to reduce <strong>the</strong>ir likelihood <strong>of</strong> occurrence. The procedure and <strong>the</strong> o<strong>the</strong>r tasksconducted at <strong>the</strong> same time should be designed so as to minimize noise and losses. For example,information can be lost when a completion call, such as “<strong>the</strong> after take<strong>of</strong>f checklist is complete,” ismumbled by <strong>the</strong> PNF. In our previous study we recommended that <strong>the</strong> completion call <strong>of</strong> <strong>the</strong> checklistshould be made an item in <strong>the</strong> checklist (Degani and Wiener, 1990).Each <strong>of</strong> <strong>the</strong> above forms <strong>of</strong> noise, when introduced into <strong>the</strong> system independently, would probably notlead to a sub-optimal performance. But as it usually happens in a system accidents, <strong>the</strong> interactionbetween several <strong>of</strong> such sources <strong>of</strong> noise (e.g., a not-per-SOP rotation callout and an interrupting ATCcall) and possibly o<strong>the</strong>r active failures (e.g., engine failure during rotation) may lead to sub-optimalperformance (Perrow, 1986; Reason, 1990). The designer cannot foresee each possible combination <strong>of</strong>distraction and unwanted interaction. The designer has no choice but to laboriously contain each source<strong>of</strong> noise independently. When <strong>the</strong> source is internal to <strong>the</strong> aircraft and company, containment is notdifficult (e.g., sterile cockpit rule), but if it is external (e.g., ATC), it is far more difficult to control.The issues <strong>of</strong> reducing variance and enhancing feedback and information transfer allows us to analyze<strong>the</strong> interaction between critical tasks and technique via <strong>the</strong> eyes <strong>of</strong> CRM. When <strong>the</strong> aircraft is in a criticalphase <strong>of</strong> flight, such as during approach or take<strong>of</strong>f, <strong>the</strong>re is no time to be creative with individualistictechnique. At that point it must be strictly procedural -- not even a slight ambiguity among <strong>the</strong> crew how<strong>the</strong> task is conducted. <strong>Procedures</strong> minimize variance in pilot performance and <strong>the</strong>refore allow <strong>the</strong> o<strong>the</strong>r14 Note that in this section we are using <strong>the</strong> term noise in <strong>the</strong> electrical engineering sense -- meaning anything thatdistorts or degrades <strong>the</strong> signal or information.36

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