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Thesis High-Resolution Photoemission Study of Kondo Insulators ...

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12 Chapter 1. Introduction<br />

activation gap. For YbB12 that ratio is as large as ∼ 2 [1.30] while ∆opt is just the<br />

same as 2∆act for FeSi. Within the hybridization gap model, a larger difference in the<br />

dispersion slope between the two hybridizing bands would lead to a large optical gap<br />

<strong>of</strong> ∆opt > 2∆act as shown in Fig. 1.2 (a). The difference in xc reflects the importance<br />

<strong>of</strong> intersite interaction for FeSi and the localized character <strong>of</strong> the Yb 4f states.<br />

Table 1.2: Characteristic temperature or energy scales for YbB12 and FeSi: Peak position<br />

in the magnetic susceptibility (Tmax), activation energy determined by resistivity<br />

measurements (∆act), the gap in the optical conductivity (∆opt), the temperature at<br />

which the gap appears in the optical conductivity (Tgap). xc is the critical substi-<br />

tution content at the magnetic-ion site to eliminate the semiconducting behaviors in<br />

Yb1−xLuxB12 and in Fe1−xCoxSi.<br />

Tmax (K) 2∆act (meV) ∆opt (meV) Tgap (K) xc<br />

YbB12 75 [1.13] 12 [1.13] 25 [1.30] 70 0.25-0.50 [1.14]<br />

FeSi 500 [1.26] 60 [1.18] 60 [1.18] 200-250 ∼ 0.1 [1.31]<br />

To discuss the physics <strong>of</strong> FeSi connected with the 4f <strong>Kondo</strong> insulator, it should<br />

be noted that the <strong>Kondo</strong> effect appears mostly in dilute magnetic-impurity systems<br />

for transition-metal compounds3 . The role <strong>of</strong> <strong>Kondo</strong> effect in the paramagneticnonmagnetic<br />

transition is not clear in FeSi. On the contrary, such a single-site effect<br />

appears in the photoemission spectra <strong>of</strong> many Ce- and Yb-based <strong>Kondo</strong> metals.<br />

The following Chapters are organized as follows: We describe the principles and<br />

techniques <strong>of</strong> PES in Chap. 2 and then present the results <strong>of</strong> the photoemission study<br />

<strong>of</strong> YbB12 and FeSi in Chaps. 3-8. Chapters 3 and 4 deal with the electronic structures<br />

<strong>of</strong> YbB12 and Yb1−xLuxB12 at low temperature (30 K). There we have observed both<br />

the Yb 4f and B 2sp-Yb 5d-derived conduction-band states by using various excitation<br />

energies <strong>of</strong> photons. Chapters 5 and 6 focus on the temperature dependence <strong>of</strong> the<br />

conduction-band states. We present the results <strong>of</strong> Fe1−xCoxSi in Chap. 7 and those <strong>of</strong><br />

FeSi1−xAlx in Chap. 8. The results <strong>of</strong> YbB12 and FeSi are compared in the last Chapter.<br />

3 Recently, S. <strong>Kondo</strong> et al. has reported a heavy Fermi liquid behavior in LiV2O4 [1.32].

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