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The good prospects are based on the all-embracing ... - ALNO AG

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C<strong>on</strong>soLidatEd FinanCiaL statEmEnts | notEs to thE C<strong>on</strong>soLidatEd statEmEnt oF FinanCiaL positi<strong>on</strong><br />

exceeded <strong>the</strong> threshold of 3%, 5%, 10%, 15%, 20%, 25%,<br />

30% <strong>on</strong> 4 March 2011 and tot<strong>all</strong>ed 33.33% (corresp<strong>on</strong>ding<br />

to 8,698,326 votes) altoge<strong>the</strong>r <strong>on</strong> that date.<br />

In accordance with Secti<strong>on</strong> 21 (1) of <strong>the</strong> German Securities<br />

Trading Act (WpHG), <strong>the</strong> company ICF Kursmakler <strong>AG</strong>,<br />

Frankfurt am Main, Germany, informed us <strong>on</strong> 10 March 2011<br />

that its holding in <strong>ALNO</strong> <strong>AG</strong>, Düsseldorf, Germany, had f<strong>all</strong>en<br />

below <strong>the</strong> threshold of 30%, 25%, 20%, 15%, 10%, 5%, 3%<br />

<strong>on</strong> 9 March 2011 and tot<strong>all</strong>ed 0.00% (corresp<strong>on</strong>ding to zero<br />

votes) altoge<strong>the</strong>r <strong>on</strong> that date.<br />

Both <strong>the</strong> aforementi<strong>on</strong>ed notificati<strong>on</strong>s were published through<br />

Deutsche Gesellschaft für Ad-hoc-Publizität (DGAP) <strong>on</strong> 10<br />

March 2011.<br />

In accordance with Secti<strong>on</strong> 21 (1) of <strong>the</strong> German Securities<br />

Trading Act (WpHG), <strong>the</strong> company Küchen Holding GmbH,<br />

Munich, Germany, informed us that its holding in <strong>ALNO</strong> <strong>AG</strong>,<br />

Düsseldorf, Germany, had f<strong>all</strong>en below <strong>the</strong> thresholds of 75%<br />

and 50% <strong>on</strong> 4 March 2011 and tot<strong>all</strong>ed 47.76% (corresp<strong>on</strong>ding<br />

to 12,462,049 votes) altoge<strong>the</strong>r <strong>on</strong> that date. Of this total,<br />

12.43% (3,242,627 votes) <str<strong>on</strong>g>are</str<strong>on</strong>g> ascribed to it through IRE<br />

Beteiligungs GmbH in accordance with Secti<strong>on</strong> 22 (1), first<br />

sentence, No. 6, sec<strong>on</strong>d and third sentences, of <strong>the</strong> German<br />

Securities Trading Act (WpHG).<br />

In accordance with Secti<strong>on</strong> 21 (1) of <strong>the</strong> German Securities<br />

Trading Act (WpHG), <strong>the</strong> company Milano Investments<br />

S.à.r.l., Esch-sur-Alzette, Luxemburg, informed us that its<br />

holding in <strong>ALNO</strong> <strong>AG</strong>, Düsseldorf, Germany, had f<strong>all</strong>en below<br />

<strong>the</strong> thresholds of 75% and 50% <strong>on</strong> 4 March 2011 and tot<strong>all</strong>ed<br />

47.76% (corresp<strong>on</strong>ding to 12,462,049 votes) altoge<strong>the</strong>r <strong>on</strong><br />

that date. Of this total, 35.33% (corresp<strong>on</strong>ding to 9,219,422<br />

votes) <str<strong>on</strong>g>are</str<strong>on</strong>g> ascribed to it through <strong>the</strong> company Küchen Holding<br />

GmbH in accordance with Secti<strong>on</strong> 22 (1), first sentence,<br />

No. 1, of <strong>the</strong> German Securities Trading Act (WpHG), and<br />

12.43% (corresp<strong>on</strong>ding to 3,242,627 votes) <str<strong>on</strong>g>are</str<strong>on</strong>g> ascribed to<br />

it through IRE Beteiligungs GmbH in accordance with Secti<strong>on</strong><br />

22 (1), first sentence, No. 6, sec<strong>on</strong>d and third sentences, of<br />

<strong>the</strong> German Securities Trading Act (WpHG).<br />

Both <strong>the</strong> aforementi<strong>on</strong>ed notificati<strong>on</strong>s were published through<br />

Deutsche Gesellschaft für Ad-hoc-Publizität (DGAP) <strong>on</strong> 23<br />

March 2011.<br />

In accordance with Secti<strong>on</strong> 21 (1) of <strong>the</strong> German Securities<br />

Trading Act (WpHG), <strong>the</strong> company Erste Private Investmentclub<br />

Börsebius Zentral (GbR), Cologne, Germany, informed<br />

us that its holding in <strong>ALNO</strong> <strong>AG</strong>, Düsseldorf, Germany, had<br />

f<strong>all</strong>en below <strong>the</strong> threshold of 5% <strong>on</strong> 12 April 2011 and tot<strong>all</strong>ed<br />

3.90% (corresp<strong>on</strong>ding to 1,016,636 votes) altoge<strong>the</strong>r <strong>on</strong> that<br />

date. Financial instruments were not exercised. Of this holding,<br />

3.90% (corresp<strong>on</strong>ding to 1,016,636 votes) <str<strong>on</strong>g>are</str<strong>on</strong>g> ascribed to <strong>the</strong><br />

company within <strong>the</strong> meaning of Secti<strong>on</strong> 22 (1), first sentence,<br />

No. 1, of <strong>the</strong> German Securities Trading Act (WpHG). <str<strong>on</strong>g>The</str<strong>on</strong>g><br />

ascribed voting sh<str<strong>on</strong>g>are</str<strong>on</strong>g> is held through <strong>the</strong> following company<br />

under its c<strong>on</strong>trol with a sh<str<strong>on</strong>g>are</str<strong>on</strong>g>holding of 3% or more in <strong>ALNO</strong><br />

<strong>AG</strong>: AB<strong>AG</strong> Aktienmarkt Beteiligungs <strong>AG</strong>, Cologne.<br />

In accordance with Secti<strong>on</strong> 21 (1) of <strong>the</strong> German Securities<br />

Trading Act (WpHG), <strong>the</strong> company AB<strong>AG</strong> Aktienmarkt<br />

Beteiligungs <strong>AG</strong>, Cologne, Germany, informed us that its<br />

holding in <strong>ALNO</strong> <strong>AG</strong>, Düsseldorf, Germany, had f<strong>all</strong>en below<br />

<strong>the</strong> threshold of 5% <strong>on</strong> 12 April 2011 and tot<strong>all</strong>ed 3.90%<br />

(corresp<strong>on</strong>ding to 1,016,636 votes) altoge<strong>the</strong>r <strong>on</strong> that date.<br />

Financial instruments were not exercised.<br />

<str<strong>on</strong>g>The</str<strong>on</strong>g> aforementi<strong>on</strong>ed notificati<strong>on</strong> was published through<br />

Deutsche Gesellschaft für Ad-hoc-Publizität (DGAP) <strong>on</strong> 20<br />

April 2011.<br />

In accordance with Secti<strong>on</strong> 21 (1) of <strong>the</strong> German Securities<br />

Trading Act (WpHG), <strong>the</strong> company Milano Investments<br />

S.à.r.l., Esch-sur-Alzette, Luxemburg, informed us that its<br />

holding in <strong>ALNO</strong> <strong>AG</strong>, Düsseldorf, Germany, had exceeded<br />

<strong>the</strong> threshold of 50% <strong>on</strong> 9 March 2011 and tot<strong>all</strong>ed 54.14%<br />

(corresp<strong>on</strong>ding to 14,128,716 votes) altoge<strong>the</strong>r <strong>on</strong> that date.<br />

Of this total, 35.33% (corresp<strong>on</strong>ding to 9,219,422 votes) <str<strong>on</strong>g>are</str<strong>on</strong>g><br />

ascribed to it through <strong>the</strong> company Küchen Holding GmbH in<br />

accordance with Secti<strong>on</strong> 22 (1), first sentence, No. 1, of <strong>the</strong><br />

German Securities Trading Act (WpHG), and 18.81% (corresp<strong>on</strong>ding<br />

to 4,909,294 votes) <str<strong>on</strong>g>are</str<strong>on</strong>g> ascribed to it through IRE<br />

Beteiligungs GmbH in accordance with Secti<strong>on</strong> 22 (1), first<br />

sentence, No. 6, sec<strong>on</strong>d and third sentences, of <strong>the</strong> German<br />

Securities Trading Act (WpHG).<br />

<str<strong>on</strong>g>The</str<strong>on</strong>g> aforementi<strong>on</strong>ed notificati<strong>on</strong> was published through<br />

Deutsche Gesellschaft für Ad-hoc-Publizität (DGAP) <strong>on</strong> 29<br />

June 2011.<br />

In accordance with Secti<strong>on</strong> 21 (1) of <strong>the</strong> German Securities<br />

Trading Act (WpHG), <strong>the</strong> company AB<strong>AG</strong> Aktienmarkt Beteiligungs<br />

<strong>AG</strong>, Cologne, Germany, informed us <strong>on</strong> 18 October<br />

2011 that its holding in <strong>ALNO</strong> <strong>AG</strong>, Pfullendorf, Germany,<br />

had f<strong>all</strong>en below <strong>the</strong> threshold of 3% <strong>on</strong> 14 October 2011<br />

and tot<strong>all</strong>ed 0.00% (corresp<strong>on</strong>ding to 0 votes) <strong>on</strong> that date.<br />

Financial instruments were not used in <strong>the</strong> transacti<strong>on</strong>.<br />

<str<strong>on</strong>g>The</str<strong>on</strong>g> aforementi<strong>on</strong>ed notificati<strong>on</strong> was published through<br />

Deutsche Gesellschaft für Ad-hoc-Publizität (DGAP) <strong>on</strong> 20<br />

October 2011.<br />

93

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