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10. The RBC Defendants92. Defendant Royal Bank of Canada (“RBC”) is a bank chartered under the Bank Actof Canada. Its principal place of business is Royal Bank Plaza, 200 Bay Street, Toronto, Ontario,Canada M5J 2J5. RBC also has a United States headquarters located at One Liberty Plaza,165 Broadway, New York, New York 10006.93. Defendant Royal Bank Holding Inc. (“RBH”) is a Canadian corporation. Its principalplace of business is 200 Bay Street, Toronto, Ontario, Canada M5J 2J5. RBH is a wholly-ownedsubsidiary of RBC.94. Defendant RBC Dominion Securities Inc. (“RBC DSI”) is a Canadian corporation.Its principal place of business is Royal Bank Plaza North Tower, 200 Bay Street, Toronto, Ontario,Canada M5J 2W7. Upon information and belief, RBC DSI is a wholly-owned subsidiary of RBC.Upon information and belief, RBC DSI also does business as RBC Capital Markets.95. Defendant RBC Dominion Securities Limited (“RBC DSL”) is a Canadian businesscorporation. Its principal place of business is Royal Bank Plaza North Tower, 200 Bay StreetToronto, Ontario, Canada M5J 2W7. Upon information and belief, RBC DSL also does businessas RBC Capital Markets. Upon information and belief, RBC DSL is a wholly-owned subsidiary ofRBC.96. Defendant RBC Holdings (USA) Inc. (“RBC USA”) is a Delaware corporation. Itsprincipal place of business is One Liberty Plaza, 165 Broadway, New York, New York 10006.Upon information and belief, RBC USA is a wholly-owned subsidiary of RBC.97. Defendant RBC Capital Markets Corporation, f/k/a RBC Dominion SecuritiesCorporation (“RBC CMC”), is a New York corporation. Its principal place of business is OneLiberty Plaza, 165 Broadway, New York, New York 10006.604041v1/007457-23-