Launched in 2001, MoFA’s $60m PCDP project pursues l<strong>on</strong>g term development in <strong>the</strong> rangel<str<strong>on</strong>g>and</str<strong>on</strong>g>swhich addresses “pastoral communities’ priority needs, improves <strong>the</strong>ir livelihoods <str<strong>on</strong>g>and</str<strong>on</strong>g> reduces <strong>the</strong>irvulnerability…through community driven development interventi<strong>on</strong>s” 29 . The PCDP was developed inresp<strong>on</strong>se to <strong>the</strong> failed top-down development interventi<strong>on</strong>s in pastoral areas in <strong>the</strong> past, <str<strong>on</strong>g>and</str<strong>on</strong>g> is a 15year program, currently in its sec<strong>on</strong>d 5-year phase from 2008-2013 (PCDP I was implemented from2003-2008). It is jointly funded by <strong>the</strong> Ethiopian government, <strong>the</strong> World Bank <str<strong>on</strong>g>and</str<strong>on</strong>g> IFAD.All PCDP activities are meant to be community30 driven, using <strong>the</strong> Community Driven Developmentapproach (CDD 31 ). Participati<strong>on</strong> is meant to be promoted through tools such as Participatory RuralAppraisal (PRA) 32 <str<strong>on</strong>g>and</str<strong>on</strong>g> Participatory Learning <str<strong>on</strong>g>and</str<strong>on</strong>g> Acti<strong>on</strong> (PLA) (Assaye Legesse 33 , pers<strong>on</strong>alcommunicati<strong>on</strong>).Local communities are resp<strong>on</strong>sible for project design, implementati<strong>on</strong> <str<strong>on</strong>g>and</str<strong>on</strong>g> management <str<strong>on</strong>g>and</str<strong>on</strong>g> receivetechnical training to do so. Mobile Support Teams (MSTs) are supposed to work closely withcommunities to assess <str<strong>on</strong>g>and</str<strong>on</strong>g> address capacity gaps for people to be able to implement <str<strong>on</strong>g>and</str<strong>on</strong>g> manageproject activities <strong>the</strong>mselves. They are also meant to act as facilitators between sectoral experts atregi<strong>on</strong>al/woreda level <str<strong>on</strong>g>and</str<strong>on</strong>g> <strong>the</strong> community. MSTs are trained in how to use participatory tools (PRA<str<strong>on</strong>g>and</str<strong>on</strong>g> PLA), <str<strong>on</strong>g>and</str<strong>on</strong>g> <strong>the</strong> PCDP has benefited from input from development organizati<strong>on</strong>s who havec<strong>on</strong>siderable experience applying <strong>the</strong>se tools, such as Farm Africa (Assaye Legesse, pers<strong>on</strong>alcommunicati<strong>on</strong>). To ensure appropriate community buy-in/commitment <str<strong>on</strong>g>and</str<strong>on</strong>g> <strong>the</strong> sustainability <str<strong>on</strong>g>of</str<strong>on</strong>g>interventi<strong>on</strong>s, communities are expected to make a 15% c<strong>on</strong>tributi<strong>on</strong>, at least 5% <str<strong>on</strong>g>of</str<strong>on</strong>g> which should bein cash <str<strong>on</strong>g>and</str<strong>on</strong>g> <strong>the</strong> remainder in kind.Water development under PCDPWater is almost always cited as a priority issue by communities, regardless <str<strong>on</strong>g>of</str<strong>on</strong>g> whe<strong>the</strong>r <strong>the</strong>y aremobile, sedentary or semi-sedentary (e.g. pastoralists or agro-pastoralists), <str<strong>on</strong>g>and</str<strong>on</strong>g> it is especially apriority am<strong>on</strong>g women (Assaye Legesse, pers<strong>on</strong>al communicati<strong>on</strong>). In terms <str<strong>on</strong>g>of</str<strong>on</strong>g> disaggregateddem<str<strong>on</strong>g>and</str<strong>on</strong>g> for water, <strong>the</strong> following trends were observed (Ibid):• Pastoralists’ main c<strong>on</strong>cern is usually water <str<strong>on</strong>g>and</str<strong>on</strong>g> pasture, ranked equally in terms <str<strong>on</strong>g>of</str<strong>on</strong>g>importance.29 www.pcdp.org.et/30 PCDP recognizes that ‘community’ “differs from regi<strong>on</strong> to regi<strong>on</strong>, <str<strong>on</strong>g>and</str<strong>on</strong>g> also within regi<strong>on</strong>s, requiring aflexible approach to identifying social groupings with which <strong>the</strong> Project can work…<strong>the</strong>refore, all communitybased interventi<strong>on</strong>s will be informed by a participatory analysis <str<strong>on</strong>g>of</str<strong>on</strong>g> local socio-ec<strong>on</strong>omic structures… [<str<strong>on</strong>g>and</str<strong>on</strong>g>] acoaliti<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> community groups, including traditi<strong>on</strong>al organizati<strong>on</strong>s <str<strong>on</strong>g>and</str<strong>on</strong>g> groups representing specific interestswill work toge<strong>the</strong>r to set community development priorities.” (World Bank PCDP Project AppraisalDocument, 2008: 18).31 The World Bank broadly defines CDD as an approach which gives community groups <str<strong>on</strong>g>and</str<strong>on</strong>g> local governmentc<strong>on</strong>trol over planning <str<strong>on</strong>g>and</str<strong>on</strong>g> investment decisi<strong>on</strong>s <str<strong>on</strong>g>and</str<strong>on</strong>g> operates <strong>on</strong> “<strong>the</strong> principles <str<strong>on</strong>g>of</str<strong>on</strong>g> local empowerment,participatory governance, dem<str<strong>on</strong>g>and</str<strong>on</strong>g> resp<strong>on</strong>siveness, administrative aut<strong>on</strong>omy, greater downward accountability,<str<strong>on</strong>g>and</str<strong>on</strong>g> enhanced local capacity.” It also states that “given clear rules <str<strong>on</strong>g>of</str<strong>on</strong>g> <strong>the</strong> game, access to informati<strong>on</strong>, <str<strong>on</strong>g>and</str<strong>on</strong>g>appropriate capacity <str<strong>on</strong>g>and</str<strong>on</strong>g> financial support, poor men <str<strong>on</strong>g>and</str<strong>on</strong>g> women can effectively organize in order to identifycommunity priorities <str<strong>on</strong>g>and</str<strong>on</strong>g> address local problems” by working toge<strong>the</strong>r with local government <str<strong>on</strong>g>and</str<strong>on</strong>g> o<strong>the</strong>rinstituti<strong>on</strong>s (web.worldbank.org).32 Distinguished by “<strong>the</strong> use <str<strong>on</strong>g>of</str<strong>on</strong>g> local graphic representati<strong>on</strong>s created by <strong>the</strong> community that legitimize localknowledge <str<strong>on</strong>g>and</str<strong>on</strong>g> promote empowerment” (www.iisd.org). There are some associated risks: a) when <strong>the</strong> PRAagenda is externally driven to create legitimacy for projects or instituti<strong>on</strong>s, b) when PRA is c<strong>on</strong>ducted byteams working to tight project deadlines showing up abruptly <str<strong>on</strong>g>and</str<strong>on</strong>g> hurrying <strong>the</strong> process, rendering <strong>the</strong> exercise‘exploitative’, c) when expectati<strong>on</strong>s are raised <str<strong>on</strong>g>and</str<strong>on</strong>g> nothing tangible emerges, leading to communitydisappointment (www.iisd.org).33 Senior Agricultural Ec<strong>on</strong>omist, Rural Development, World Bank48
• Agro-pastoralists’ priorities are 1) Health posts, 2) Schools, 3) Water. Water ranks lowerbecause <strong>the</strong>se communities are usually already settled <str<strong>on</strong>g>and</str<strong>on</strong>g> have existing water sources.• Dropouts’ priorities are opportunities for income diversificati<strong>on</strong>.Communities express dem<str<strong>on</strong>g>and</str<strong>on</strong>g> for water. However, <strong>the</strong> type <str<strong>on</strong>g>of</str<strong>on</strong>g> water point selected is a technicaldecisi<strong>on</strong> in <strong>the</strong> woreda water bureau, <str<strong>on</strong>g>and</str<strong>on</strong>g> <strong>the</strong> decisi<strong>on</strong> depends <strong>on</strong> <strong>the</strong> water resources available, <strong>the</strong>agro-ecological c<strong>on</strong>text, <str<strong>on</strong>g>and</str<strong>on</strong>g> <strong>the</strong> funds available. Interventi<strong>on</strong>s are also meant to be checked againstWorld Bank Envir<strong>on</strong>mental <str<strong>on</strong>g>and</str<strong>on</strong>g> Social Screening Lists to make sure that envir<strong>on</strong>mental <str<strong>on</strong>g>and</str<strong>on</strong>g> socialimpacts are c<strong>on</strong>sidered. This, however, rarely occurs.The main types <str<strong>on</strong>g>of</str<strong>on</strong>g> water points c<strong>on</strong>structed under PCDP I were p<strong>on</strong>ds, shallow wells, deep wells,spring development, micro-dams <str<strong>on</strong>g>and</str<strong>on</strong>g> river diversi<strong>on</strong>, to serve both humans <str<strong>on</strong>g>and</str<strong>on</strong>g> livestock (WorldBank Implementati<strong>on</strong> Completi<strong>on</strong> <str<strong>on</strong>g>and</str<strong>on</strong>g> Results Report, 2009). It was also noted that for wet seas<strong>on</strong>grazing areas, smaller water catchments were more suitable – large enough to hold water for alimited period but small enough so as not to encourage settlement – whereas in dry seas<strong>on</strong> grazingareas, focus was <strong>on</strong> rehabilitating existing water points <str<strong>on</strong>g>and</str<strong>on</strong>g> enabling community access to rivers(Assaye Legesse, pers<strong>on</strong>al communicati<strong>on</strong>).For PCDP I, some challenges encountered include:• A scarcity <str<strong>on</strong>g>of</str<strong>on</strong>g> skilled human resources <str<strong>on</strong>g>and</str<strong>on</strong>g> high turnover <str<strong>on</strong>g>of</str<strong>on</strong>g> staff at woreda level.oooThe CDD approach had a “positive impact <strong>on</strong> local stakeholders’ (sector <str<strong>on</strong>g>of</str<strong>on</strong>g>fice experts,etc.) attitude to communities <str<strong>on</strong>g>and</str<strong>on</strong>g> <strong>the</strong>ir ability to initiate, implement effectively <str<strong>on</strong>g>and</str<strong>on</strong>g>ensure <strong>the</strong> development sustainability <str<strong>on</strong>g>of</str<strong>on</strong>g> community-based projects” (BeneficiaryAssessment, May 2007, p.19 in World Bank Implementati<strong>on</strong> Completi<strong>on</strong> <str<strong>on</strong>g>and</str<strong>on</strong>g> ResultsReport, 2009). However, “training [<str<strong>on</strong>g>and</str<strong>on</strong>g>] resp<strong>on</strong>siveness to community needs identifiedduring implementati<strong>on</strong>, was not sufficiently addressed, <str<strong>on</strong>g>and</str<strong>on</strong>g> as a result <strong>the</strong> introducti<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g>CDD processes fell short <str<strong>on</strong>g>of</str<strong>on</strong>g> <strong>the</strong> high expectati<strong>on</strong>s set” (World Bank Implementati<strong>on</strong>Completi<strong>on</strong> <str<strong>on</strong>g>and</str<strong>on</strong>g> Results Report, 2009: 6). During implementati<strong>on</strong>, it was also observedthat project stakeholders sometimes ignored <str<strong>on</strong>g>and</str<strong>on</strong>g> bypassed communities’ advice <strong>on</strong>water point development. This was put down to high turnover <str<strong>on</strong>g>of</str<strong>on</strong>g> staff at woreda level,<str<strong>on</strong>g>and</str<strong>on</strong>g> <strong>the</strong> associated lag-time in training <str<strong>on</strong>g>and</str<strong>on</strong>g> orientati<strong>on</strong> <strong>on</strong> <strong>the</strong> CDD approach (Ibid).Mobile Support Teams were stretched bey<strong>on</strong>d <strong>the</strong>ir capacity, <str<strong>on</strong>g>and</str<strong>on</strong>g> <strong>the</strong> teams were<strong>the</strong>refore not spending sufficient time <strong>on</strong> <strong>the</strong> ground c<strong>on</strong>sulting with <str<strong>on</strong>g>and</str<strong>on</strong>g> trainingpastoralists, resulting in dissatisfacti<strong>on</strong> <str<strong>on</strong>g>and</str<strong>on</strong>g> insufficient involvement <str<strong>on</strong>g>of</str<strong>on</strong>g> communities indriving development efforts (Ibid).The number <str<strong>on</strong>g>of</str<strong>on</strong>g> projects implemented far exceeded <strong>the</strong> manpower available forsupervisi<strong>on</strong> <str<strong>on</strong>g>and</str<strong>on</strong>g> follow up. Implementati<strong>on</strong> thus <str<strong>on</strong>g>of</str<strong>on</strong>g>ten deviated from <strong>the</strong> planned course<str<strong>on</strong>g>of</str<strong>on</strong>g> acti<strong>on</strong> (Ibid).• Envir<strong>on</strong>mental <str<strong>on</strong>g>and</str<strong>on</strong>g> Social Screening Lists were not used in most cases, <str<strong>on</strong>g>and</str<strong>on</strong>g> a budget was notmade available for mitigating envir<strong>on</strong>mental <str<strong>on</strong>g>and</str<strong>on</strong>g> social impacts. It was observed during fieldassessments that birkado are c<strong>on</strong>taminated <str<strong>on</strong>g>and</str<strong>on</strong>g> poorly maintained, <str<strong>on</strong>g>and</str<strong>on</strong>g> poor envir<strong>on</strong>mentalc<strong>on</strong>diti<strong>on</strong>s were observed at a number <str<strong>on</strong>g>of</str<strong>on</strong>g> water points (Participatory Assessment Report, MoFA,2007 in World Bank Implementati<strong>on</strong> Completi<strong>on</strong> <str<strong>on</strong>g>and</str<strong>on</strong>g> Results Report, 2009).• Performance indicators emphasized delivering targets ra<strong>the</strong>r than clear measureable outcomes<str<strong>on</strong>g>of</str<strong>on</strong>g> capacity <str<strong>on</strong>g>and</str<strong>on</strong>g> livelihood improvement. Focus <strong>on</strong> delivery overshadowed <strong>the</strong> quality <str<strong>on</strong>g>of</str<strong>on</strong>g>community development processes <str<strong>on</strong>g>and</str<strong>on</strong>g> <strong>the</strong> sustainability <str<strong>on</strong>g>of</str<strong>on</strong>g> outcomes (World BankImplementati<strong>on</strong> Completi<strong>on</strong> <str<strong>on</strong>g>and</str<strong>on</strong>g> Results Report, 2009).Under PCDP II <strong>the</strong> World Bank Project Appraisal Document (2008) emphasizes:49
- Page 1 and 2: Synthesis
- Page 4 and 5: TABLE OF CONTENTSLIST OF ACRONYMS..
- Page 6 and 7: ACKNOWLEDGMENTSI would like to exte
- Page 8 and 9: LIST OF ACRONYMSACDI/VOCAACFAFDCDDC
- Page 10 and 11: EXECUTIVE SUMMARYWater development
- Page 12 and 13: understanding <str
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- Page 37 and 38: Eliciting payments for water from l
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