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ST 520 Statistical Principles of Clinical Trials - NCSU Statistics ...

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CHAPTER 4 <strong>ST</strong> <strong>520</strong>, A. TSIATIS and D. Zhang<br />

4 Randomization<br />

In a randomized clinical trial, the allocation <strong>of</strong> treatment to patients is carried out using a chance<br />

mechanism so that neither the patient nor the physician knows in advance which treatment will<br />

be assigned. Each patient in the clinical trial has the same opportunity <strong>of</strong> receiving any <strong>of</strong> the<br />

treatments under study.<br />

Advantages <strong>of</strong> Randomization<br />

• Eliminates conscious bias<br />

– physician selection<br />

– patient self selection<br />

• Balances unconscious bias between treatment groups<br />

– supportive care<br />

– patient management<br />

– patient evaluation<br />

– unknown factors affecting outcome<br />

• Groups are alike on average<br />

• Provides a basis for standard methods <strong>of</strong> statistical analysis such as significance tests<br />

4.1 Design-based Inference<br />

On this last point, randomization allows us to carry out design-based inference rather than model-<br />

based inference. That is, the distribution <strong>of</strong> test statistics are induced by the randomization itself<br />

rather than assumptions about a super-population and a probability model. Let me illustrate<br />

through a simple example. Suppose we start by wanting to test the sharp null hypothesis.<br />

Under the sharp null hypothesis, it will be assumed that all the treatments being compared<br />

would yield exactly the same response on all the patients in a study. To test this hypothesis,<br />

patients are randomly allocated to the different treatments and their responses are observed.<br />

PAGE 49

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