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Table 1.1 Schedule of Major Data Collection Activities Activity Approximate Time Frame Recruit listing staff. March–May 2002 Conduct counting/listing and create lists of screener dwelling units (SDUs). Adjust 2002 Management Staff for 2003 due to new territory alignments. Recruit Field Interviewers for 2003 (Initial staff—replacement staff also hired throughout the year as needed). Prepare computerized screening and interviewing programs. April–November 2002 Fall 2002 November–December 2002 May–November 2002 Prepare manuals and materials for trainings. May 2002–March 2003 Conduct veteran interviewer training sessions. January 2003 Conduct new-to-project interviewer training sessions. Conduct and manage screening/interviewing operations. March–September 2003 January 7–December 21, 2003 Conduct verification operations. January 7, 2003–January 7, 2004 2
2. Sampling and Counting/Listing Operations 2.1 Overview of Sampling Procedures A coordinated 5-year sample design was developed for 1999 through 2003. The sample design for the 2003 main study, as a subsample of the 5-year study, consisted of a deeply stratified, multistage area probability design. Exhibit 2.1 presents details of the sample design. The coordinated 1999–2003 design calls for a 50-percent overlap in first stage units (area segments) between each successive year of the 5-year study following completion of the 1999 survey. The first stage of the sample selection procedures began by geographically partitioning each state into roughly equal-sized field interviewer (FI) regions. These regions were formed as a means of stratification so that each area would yield roughly the same expected number of interviews during each data collection period. This partitioning divided the United States into 900 FI regions made up of counties or groups/parts of counties. These FI regions were subdivided into smaller geographic areas—called segments—that served as the primary sampling units. In general, segments consisted of adjacent census blocks and were equivalent to area segments selected at the second stage of selection in National Surveys on Drug Use and Health (NSDUHs) conducted prior to 1999. A total of 96 segments per FI region were selected (with probabilities proportional to size): 24 to field the 5-year study and 72 to serve as backups in case of sample depletion or to field any supplemental studies the Substance Abuse and Mental Health Services Administration (SAMHSA) may request. For the 2003 survey, a total of 7,200 segments within the 900 FI regions were selected. Of the total, 3,600 segments were overlap segments used during the 2002 survey, 3,572 segments were new, and 28 segments were duplicates of segments used in previous years. For this last category, the same area had been listed previously under a different segment identification number, so the original listing was used instead of relisting the same area. After selecting these new areas, the process of counting and listing (C/L) the dwelling units (DUs) within each new segment ensued. Segments to be used in 2003 were listed between April and November of 2002. Once all DUs for a particular quarter were listed, the second-stage selection process identified screener dwelling units (SDUs) for inclusion in the study. At the final stages of selection, five age-group strata were sampled at different rates. These five strata were defined by the following age-group classifications: 12–17, 18–25, 26–34, 35–49, and 50 years old and over. No race/ethnicity groups were purposely oversampled for the 2003 main study. However, consistent with previous NSDUHs, the 2003 NSDUH was designed to oversample younger age groups. 2.2 Recruiting and Training for Field Counting/Listing Preparations for C/L field activities began with the decision to use the existing NSDUH data collection management structure to supervise counting and listing. All current field 3
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Page 25 and 26: 3. Data Collection Staffing The mag
Page 27 and 28: The work of an interviewer requires
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Page 31 and 32: Exhibit 3.1 NSDUH Management Chart
Page 33 and 34: Exhibit 3.3 Flow of FI Recruiting A
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Page 37 and 38: 4. Preparation of Survey Materials
Page 39 and 40: • NSDUH Guide Book: This guideboo
Page 41 and 42: • Quality Control Forms specifica
Page 43 and 44: • Supplies to be used during trai
Page 45 and 46: Switching the Industry and Occupati
Page 47 and 48: Exhibit 4.1 2003 Newton Updates (co
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Page 51 and 52: Exhibit 4.2 2003 CAI Changes (conti
Page 53 and 54: Exhibit 4.2 2003 CAI Changes (conti
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Page 58 and 59: All trainees were required to pass
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consisted of an FS Team Meeting in
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Table 5.2 Results from Home Study a
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Exhibit 5.1 Daily Trainee Evaluatio
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Exhibit 5.2 Mentoring Instructions
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included in the Showcard Booklet fo
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usually attributed to breakoffs occ
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participation. Supervisors sometime
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6.8.2 Interviewing Staff Attrition
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Table 6.1 2003 NSDUH CAI Audit Trai
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Tables 7.18 and 7.19 present, in al
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Table 7.2 2003 Screening Results, b
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Table 7.4 2003 Screening Results, b
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Table 7.6 2003 Screening Results
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116 Table 7.8 2003 Screening Result
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Table 7.14 and 7.15 2003 Screening
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124 Table 7.14 and 7.15 2003 Screen
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Table 7.17 2003 Interview Results,
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152 Table 7.18 and 7.19 2003 Interv
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Table 7.20 and 7.21 2003 Interview
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320 Table 7.28 2003 Interview Resul
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321-A Table 7.29 2003 Interview Res
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Table 7.32 2003 English and Spanish
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Table 7.34 2003 Interviewer's Asses
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8. Quality Control While every step
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quality errors, and willingness to
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• Status and Result Code (record
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8.4.1 In-house Verification Verific
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Data Quality Team and the FS, RS, a
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Table 8.1 2003 NSDUH FI Exit Interv
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Exhibit 8.1 Steps to Maximize Data
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Exhibit 8.2 2003 NSDUH Field Interv
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Exhibit 8.2 2003 NSDUH Field Interv
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Exhibit 8.3. Field Interviewer Exit
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Exhibit 8.5 Overview of NSDUH Inter
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Exhibit 8.6 Quality Control Form (c
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Exhibit 8.8 Short FI Level Verifica
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Exhibit 8.9 Short FI Level Verifica
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Exhibit 8.10 Short FI Level Verific
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Appendix A New-to-Project Home Stud
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TO: FROM: SUBJECT: New-to-Project F
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Because of the importance we attach
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Appendix B New-to-Project Home Stud
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FI NAME: __________________________
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11. What is the Block Listing Map u
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24. It is possible for the HU scree
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Questions 38-40: Described below ar
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2003 National Survey on Drug Use an
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16. If the screen on your Newton ha
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Appendix C Veteran Home Study Cover
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DATE: December 4, 2002 TO: FROM: 20
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The 2003 Veteran Training Conferenc
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Items You Must Bring to Training 20
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Appendix D Veteran Home Study Exerc
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2003 NSDUH Veteran Training Confere
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Q9. Which of the following is NOT t
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Q24. There is no wrong answer to th
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Appendix E Verification Scripts
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Verification Script for Code 70 Gen
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Screening Script: >UNDR18AA< In rec
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We would like to ask this teen a fe
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A1B< >A1C< >A2A< >A2AELB1< Were you
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A4< Did you complete a short set of
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ELB1A< >MPAY< >MPAY2< Would you ple
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Verification Script for Code 30 Gen
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B1A< >B1AELB1< >B1B< >B1C< How were
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B2< According to our interviewer, t
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Screening Information Provided for
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NORES2C< >SPEAKCC1AC2ELB1< >IPRFC< >ELB1C< >DONE
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Screening Script: >INTRO1D< May I s
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SPEAKD2< May I speak with this pers
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D1_13B< >D1_13C< >D1_18A< >D1_18B<
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D1_26D< >D1_26E< >D1_26F< >D2< (Wil
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Appendix F Census Bureau Industry a
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Industry and Occupation Coding Over
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Table F.2 2003 NSDUH Industry and O
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