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6. Data Collection<br />

This chapter presents the basic data collection procedures given to field staff working on<br />

the 2003 National Survey on Drug Use <strong>and</strong> <strong>Health</strong> (NSDUH). For further details or specific<br />

instructions, consult the 2003 NSDUH Field Interviewer Manual.<br />

6.1 Contacting Dwelling Units<br />

Interviewers were assigned specific screener dwelling units (SDUs) to contact with the<br />

addresses or unit/location descriptions displayed on the Newton h<strong>and</strong>held computer. The sample<br />

was released in partitions, with additional units made available as needed depending on progress<br />

made during the initial weeks of data collection each quarter.<br />

6.1.1 Lead Letter<br />

Initial contact with residents of the specific SDUs was made through a lead letter which<br />

gave a brief explanation of the nature of the study <strong>and</strong> its methods. The letter was printed on<br />

Public <strong>Health</strong> Service (PHS)/Department of <strong>Health</strong> <strong>and</strong> Human <strong>Services</strong> (DHHS) letterhead <strong>and</strong><br />

signed by both the <strong>Substance</strong> <strong>Abuse</strong> <strong>and</strong> <strong>Mental</strong> <strong>Health</strong> <strong>Services</strong> Administration (SAMHSA)<br />

Assistant Project Officer <strong>and</strong> the RTI National Field Director.<br />

For all SDUs with a complete address (i.e., not a location description), prepared letters<br />

preprinted with the addresses were included with the assignment materials distributed to field<br />

interviewers (FIs) each quarter. Interviewers reviewed all addresses to check that they could be<br />

mailed, signed the letters, <strong>and</strong> mailed them via first class mail prior to <strong>and</strong> throughout the first<br />

part of the quarter so that the letters arrived fairly close to the time the FI expected to be in the<br />

area. Any SDUs lacking a complete mailing address were not sent a letter. To allow for these<br />

cases <strong>and</strong> other instances of delivery problems, each interviewer had extra copies to give to<br />

respondents during a personal visit. A copy of the letter, in both English <strong>and</strong> Spanish, was also<br />

included in the Showcard Booklet for reference.<br />

6.1.2 Initial Approach<br />

Before knocking on the door of an SDU, the FI selected the appropriate case for that<br />

specific unit on the Newton. Each FI possessed a personalized letter of authorization printed on<br />

SAMHSA/DHHS letterhead authorizing the FI by name to work on the study, <strong>and</strong> approached<br />

the door of the SDU with his/her RTI identification badge clearly visible. The FI also carried a<br />

variety of information materials such as Question <strong>and</strong> Answer Brochures, NSDUH Highlights,<br />

<strong>and</strong> copies of newspaper articles about NSDUH.<br />

6.1.3 Introduction/Study Description/Informed Consent<br />

When contacting the unit, the FI asked to speak with an adult resident (18 or older) of the<br />

unit who could serve as the screening respondent. The FI introduced himself/herself <strong>and</strong> the<br />

study. As scripted on the Newton screen, during the introduction the FI mentioned the lead letter<br />

<strong>and</strong> gave the screening respondent the Study Description. The Study Description, which was also<br />

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