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Legal empowerment for local resource control

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BOX 2. LEGAL AND PARA-LEGAL TOOLS – DEFINITIONS<br />

<strong>Legal</strong> tools are institutional arrangements anchored to the legal system that<br />

help increase <strong>local</strong> <strong>resource</strong> <strong>control</strong>. This includes tools to secure <strong>resource</strong><br />

rights (such as community land registration, mandatory community<br />

consultation and compensation <strong>for</strong> takings and damage to property) and tools<br />

concerning “procedural rights” (access to in<strong>for</strong>mation, public participation in<br />

decision-making and access to justice). The focus here is on tools to secure<br />

<strong>resource</strong> rights.<br />

Para-legal tools are the range of materials and activities to build <strong>local</strong> capacity<br />

in order to enable poorer and more marginalised groups to use legal tools<br />

more effectively; and, more generally, the range of strategies and tactics <strong>for</strong><br />

helping these groups make the most of the opportunities offered by the law.<br />

see e.g. Mayers and Bass, 2004), and within that on "power tools" ("policy<br />

tools that address power asymmetries"; Vermeulen, 2005). This analysis<br />

builds on that work, focusing on a particular type of tool – legal tools.<br />

“<strong>Legal</strong> tools” are broadly defined here as institutional arrangements that<br />

are designed to respond to specific needs or problems (hence “tools”), and<br />

that draw legitimacy from their being anchored to the legal system (e.g.<br />

legislation or case law – hence “legal”; see above, section 1.2). The focus<br />

here is on legal tools that can help increase <strong>local</strong> <strong>resource</strong> <strong>control</strong> within<br />

the context of <strong>for</strong>eign investment projects. In particular, the study focuses<br />

on three sets of tools:<br />

Tools to vest broader and/or stronger natural <strong>resource</strong> rights with <strong>local</strong><br />

<strong>resource</strong> users, or with <strong>local</strong> government bodies representing them;<br />

Tools concerning mandatory consultation processes and benefit-sharing<br />

arrangements negotiated between <strong>local</strong> <strong>resource</strong> users and <strong>for</strong>eign<br />

investors;<br />

Tools to minimise and compensate negative impacts on <strong>local</strong> <strong>resource</strong><br />

rights, including taking of property and pollution of natural <strong>resource</strong>s.<br />

<strong>Legal</strong> tools are shaped by the interplay of state and non-state actors. As legal<br />

tools are anchored to the legal system, law-makers and judges play a key role<br />

in shaping them. But the practical operation and social outcomes of legal<br />

tools also depend on the way government officials, legal professionals and<br />

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