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Legal empowerment for local resource control

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80<br />

Strength of “voice”: from consultation to consent<br />

The final key issue concerning mandatory consultation processes relates to<br />

the extent to which the views of <strong>local</strong> <strong>resource</strong> users have to be taken into<br />

account. Scenarios vary from rather vague obligations to consult to more<br />

stringent requirements to obtain the consent of <strong>local</strong> <strong>resource</strong> users.<br />

In Mozambique, <strong>for</strong> instance, while investors are required to consult “<strong>local</strong><br />

communities”, they are not legally required to obtain their consent.<br />

Ultimately, even if the community opposes the project, the state can still<br />

decide to allocate <strong>resource</strong> rights (e.g. <strong>for</strong>est concession) to a <strong>for</strong>eign<br />

investor (under the Forest and Wildlife Act 1999). Similarly, in Tanzania,<br />

<strong>local</strong> <strong>resource</strong> users can “make representations” to the Land Commissioner<br />

on transfers of land from villages to the central state. The Land<br />

Commissioner must “take [these representations] into account” but is not<br />

bound to follow them (section 4(5) of the Village Land Act 1999).<br />

In relation to indigenous peoples, international law requires their<br />

consultation on the allocation of <strong>resource</strong> rights in their lands, and “free<br />

and in<strong>for</strong>med consent” <strong>for</strong> their relocation (articles 15 and 16 of ILO<br />

Convention 169). These provisions are reflected in the domestic law<br />

provisions of some countries (<strong>for</strong> instance, outside the African context,<br />

under section 16 of the Philippine’s Mining Act 1995, which requires the<br />

“prior consent” of indigenous communities <strong>for</strong> mining operations in their<br />

ancestral lands). No such provisions exist in the legislation of the African<br />

countries on which this study focuses.<br />

This issue has very major implications <strong>for</strong> the quality of the consultation<br />

process (which may become a mere “box-ticking” exercise if appropriate<br />

safeguards are not provided) and <strong>for</strong> the negotiating power of the parties<br />

involved in it. Everything else being equal, a “veto” power gives <strong>local</strong><br />

<strong>resource</strong> users substantially greater negotiating power, and is likely to<br />

enable them to extract more advantageous benefit-sharing conditions than<br />

would otherwise be possible. On the other hand, an absolute veto power<br />

may be difficult to operate, as it would offer <strong>local</strong> <strong>resource</strong> users the basis<br />

<strong>for</strong> “holding out” and it may prevent the implementation of projects that<br />

would be in the public interest. This calls <strong>for</strong> combining tight consultation<br />

requirements with robust safeguards in compulsory takings of <strong>local</strong><br />

<strong>resource</strong> rights (see chapter 3.3).

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