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Gram - SEAS

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5. 7 CounterexampLes to tinidirectionaLity 135<br />

to minor classes - aspectual markers, modals, degree words - and are therefore<br />

considered grammatical. Univerbation has occurred in all of them. Furthermore,<br />

in many languages what originate as phonologically predictable alternations may<br />

eventually be morphologized (e.g.,foot-/eet is the modern reflex of an earlier stage<br />

when the plural was/o f-i; phonetically, the 0 was fronted before the -i, and when the<br />

-i (plural marker) was lost for phonological reasons, the fronted vowel remained<br />

as the marker of plurality). These examples and others show that there is a point<br />

at which grammaticalization and lexicalization may intersect (see, e.g., Hagege<br />

1993; C. Lehmann I 989a, 2002; Wischer 2000). Indeed, as Lehmann has pointed<br />

out, lexical phrases such as as Long as must first be lexicalized (frozen) before<br />

grammaticalization can set in. In many ways lexicalization in the sense of univerbation<br />

and grammaticalization are parallel and both "constrain the freedom of<br />

the speaker in selecting and combining the constituents of a complex expression."<br />

They "are not mirror images" (c. Lehmann 2002: 15).<br />

Another term that has many interpretations and has been seized on as evidence<br />

for counterexamples to grammaticalization is what Lass (1990) called<br />

"exaptation," a term he borrowed from biology to account for what he saw as "the<br />

opportunistic co-optation of a feature whose origin is unrelated or only marginally<br />

related to its later use" (Lass 1990: 80) as a result of "bricoLage, cobbling, jerrybu<br />

ilding; ... recycl[ing], often in amazingly original and clever ways" (Lass 1997:<br />

316). The "unrelatedness" is the key to notions that exaptation is a counterexample<br />

to unidirectionality. An example he gives is the reanalysis of a Dutch adjectival<br />

number-gender agreement marker as a marker of a subclass of morphologically<br />

complex attributive adjectives. At about the same time, Greenberg (1991) used the<br />

term "re-grammaticalization" to refer to similar phenomena, including changes<br />

in the late development of demonstratives. Demonstratives frequently give rise to<br />

delinite articles ("Stage I"), and then expand their range to include all specific<br />

nouns, whether definite or indefinite ("Stage II"). At this stage the article often<br />

becomes morphologized as a prefix or suffix on the noun (cf. The Mississippi),<br />

but it retains some of its article-like fu nctions, in, for example, not being used in<br />

generic expressions (compare English at schooL, on /oot, etc.). In the next stage<br />

("Stage III"), the use of the affix spreads to virtually all nouns, including proper<br />

names. This new distribution leads to a situation in which the former demonstrative<br />

assumes new functions having to do with a form's status as a member of the category<br />

"noun," for example they can be used to derive nominalizations, or to mark<br />

pluralization (Greenberg 1991: 304-5). Stages I and II can be considered classic<br />

cases of grammaticalization, but not so the third stage, according to Greenberg, because<br />

there is renewal of an old, marginalized function and "disjunctive" semantic<br />

change (1991: 30 I). One problem with both Lass's and Greenberg's examples is<br />

that although the changes may be semantically and functionally unexpected, a

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