Gram - SEAS
Gram - SEAS
Gram - SEAS
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5. 7 CounterexampLes to tinidirectionaLity 135<br />
to minor classes - aspectual markers, modals, degree words - and are therefore<br />
considered grammatical. Univerbation has occurred in all of them. Furthermore,<br />
in many languages what originate as phonologically predictable alternations may<br />
eventually be morphologized (e.g.,foot-/eet is the modern reflex of an earlier stage<br />
when the plural was/o f-i; phonetically, the 0 was fronted before the -i, and when the<br />
-i (plural marker) was lost for phonological reasons, the fronted vowel remained<br />
as the marker of plurality). These examples and others show that there is a point<br />
at which grammaticalization and lexicalization may intersect (see, e.g., Hagege<br />
1993; C. Lehmann I 989a, 2002; Wischer 2000). Indeed, as Lehmann has pointed<br />
out, lexical phrases such as as Long as must first be lexicalized (frozen) before<br />
grammaticalization can set in. In many ways lexicalization in the sense of univerbation<br />
and grammaticalization are parallel and both "constrain the freedom of<br />
the speaker in selecting and combining the constituents of a complex expression."<br />
They "are not mirror images" (c. Lehmann 2002: 15).<br />
Another term that has many interpretations and has been seized on as evidence<br />
for counterexamples to grammaticalization is what Lass (1990) called<br />
"exaptation," a term he borrowed from biology to account for what he saw as "the<br />
opportunistic co-optation of a feature whose origin is unrelated or only marginally<br />
related to its later use" (Lass 1990: 80) as a result of "bricoLage, cobbling, jerrybu<br />
ilding; ... recycl[ing], often in amazingly original and clever ways" (Lass 1997:<br />
316). The "unrelatedness" is the key to notions that exaptation is a counterexample<br />
to unidirectionality. An example he gives is the reanalysis of a Dutch adjectival<br />
number-gender agreement marker as a marker of a subclass of morphologically<br />
complex attributive adjectives. At about the same time, Greenberg (1991) used the<br />
term "re-grammaticalization" to refer to similar phenomena, including changes<br />
in the late development of demonstratives. Demonstratives frequently give rise to<br />
delinite articles ("Stage I"), and then expand their range to include all specific<br />
nouns, whether definite or indefinite ("Stage II"). At this stage the article often<br />
becomes morphologized as a prefix or suffix on the noun (cf. The Mississippi),<br />
but it retains some of its article-like fu nctions, in, for example, not being used in<br />
generic expressions (compare English at schooL, on /oot, etc.). In the next stage<br />
("Stage III"), the use of the affix spreads to virtually all nouns, including proper<br />
names. This new distribution leads to a situation in which the former demonstrative<br />
assumes new functions having to do with a form's status as a member of the category<br />
"noun," for example they can be used to derive nominalizations, or to mark<br />
pluralization (Greenberg 1991: 304-5). Stages I and II can be considered classic<br />
cases of grammaticalization, but not so the third stage, according to Greenberg, because<br />
there is renewal of an old, marginalized function and "disjunctive" semantic<br />
change (1991: 30 I). One problem with both Lass's and Greenberg's examples is<br />
that although the changes may be semantically and functionally unexpected, a