Directors' Report - Alibaba

Note (continued):
(2) These securities represent (a) 875,000 Shares held by Ms. Peng; (b) share options in respect of 3,400,000 underlying Shares granted by our Company to
Ms. Peng; and (c) relevant interests in respect of 1,000,000 underlying Shares held by Direct Solutions Management Limited, which were owned by Netyan
Enterprises Ltd. (a company ultimately owned by Ms. Peng) for the benefit of Ms. Peng pursuant to the pre-IPO share incentive scheme of Alibaba Group.
(3) These securities represent (a) 120,000 Shares held by Clara Wu Ming-Hua (Mr. Tsai’s spouse); and (b) 3,000,000 Shares held by Parufam Limited (a company
ultimately owned by a trust established by a family member of Mr. Tsai and of which Mr. Tsai is a beneficiary).
(4) These securities represent (a) 30,000 Shares held by Mr. Okada; and (b) 100,000 restricted Shares granted by our Company to Mr. Okada pursuant to our
Company’s share award scheme.
(5) These securities represent (a) 100,000 Shares held by Mr. Niu; and (b) 50,000 restricted Shares granted by our Company to Mr. Niu pursuant to our
Company’s share award scheme.
(6) These securities represent (a) 100,000 restricted Shares granted by our Company to Mr. Kwan pursuant to our Company’s share award scheme; and
(b) 6,600,000 Shares held by CSS Development Limited (a company controlled by Mr. Kwan and ultimately owned by a trust established by Mr. Kwan for
the benefit of his family).
(7) These securities represent (a) share options in respect of 1,712,000 underlying Shares granted by our Company to Mr. Wei; (b) three Shares held by Maimex
Company Limited (a company ultimately owned by Mr. Wei); and (c) relevant interests in respect of 42,167,300 underlying Shares held by Direct Solutions
Management Limited, which were owned by Maimex Company Limited for the benefit of Mr. Wei pursuant to the pre-IPO share incentive scheme of
Alibaba Group. Mr. Wei resigned and ceased to be our director on February 21, 2011.
(8) These securities represent (a) 487,900 Shares held by Mr. Lee; and (b) share options in respect of 9,700,000 underlying Shares granted by our Company to
Mr. Lee. Mr. Lee resigned and ceased to be our director on February 21, 2011.
(9) These securities represent (a) 12,633 Shares held by Mr. Deng; (b) share options and restricted share units in respect of 4,460,000 and 75,000 underlying
Shares respectively granted by our Company to Mr. Deng pursuant to our Company’s share option scheme and restricted share unit scheme; (c) 2,285,500
Shares held through Infogrand Technology Limited (a company owned by a trust established by Mr. Deng for the benefit of his family); and (d) relevant
interests in respect of 850,000 underlying Shares held by Direct Solutions Management Limited, which were owned by Infogrand Technology Limited for the
benefit of Mr. Deng pursuant to the pre-IPO share incentive scheme of Alibaba Group. Mr. Deng resigned and ceased to be our director on January 1, 2011.
(10) As of December 31, 2010, the Company had a total of 5,043,731,098 Shares in issue.
2. Long positions in shares and underlying shares of associated corporations:
(a) Alibaba Group
Approximate
percentage of
Number of shares/underlying shares held Alibaba Group’s
Personal Family Corporate issued
Name of Director Interests Interests Interests Total Note share capital
MA Yun, Jack 36,773,177 146,197,496 – 182,970,673 (1) 7.46%
WU Wei, Maggie 645,000 – 400,000 1,045,000 (2) 0.04%
PENG Yi Jie, Sabrina 422,751 – 352,249 775,000 (3) 0.03%
TSAI Chung, Joseph 3,242,964 160,000 73,126,932 76,529,896 (4) 3.12%
TSUEI, Andrew Tien Yuan 1,120,000 – – 1,120,000 (5) 0.05%
KWAN Ming Sang, Savio – – 12,800,000 12,800,000 (6) 0.52%
Name of Ex-director
WEI Zhe, David 3,620,000 – 1,000,000 4,620,000 (7) 0.19%
LEE Shi-Huei, Elvis 1,701,800 – 1,701,800 (8) 0.07%
DENG Kangming 1,032,000 – 600,000 1,632,000 (9) 0.07%
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Alibaba.com Limited Annual Report 2010