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C. LUSTY, W.A.N.AMARAL, W. D.HAWTHORNE, L.T. HONG & S. OLDFIELD (2007)<br />

example, this knowledge is confidently or partly known for perhaps 100 or so tropical trees in<br />

total, which have been the focus of detailed studies—for lesser known species defining<br />

subpopulations remains highly assumptive, based less on measurement and more on the<br />

assessors willingness to make a judgement based on general ecological knowledge of the<br />

taxonomic group and the presumed extent and distribution of subpopulations. Similarly putting<br />

an estimate on the age of ‘mature individuals’, as a basis for estimates of population size, or<br />

the ‘average age of parents’, the unit for estimating the timeframe within which population<br />

reductions are measured, are challenging for the vast majority of tropical plant species,<br />

especially as these values may not be constant throughout the range of a species.<br />

There are some criteria that are more lenient than others at allowing the use of inference or<br />

proxy data. There are defined terms of assessment based on an increasing degree of assumption:<br />

• Observed is based on firm data.<br />

• Estimated is based on data with an allowance of statistical estimation or assumptions<br />

about observed variables (e.g. indices of abundance) and the measure variable (number<br />

of mature individuals). Estimations are also projected into the future.<br />

• Inferred is a calculation based on indirect evidence but at least within the same units of<br />

measurement (e.g. population declines based on rate of habitat loss). Inferences may also<br />

be made when imposing trends from certain subpopulations to infer the status of lesser<br />

known subpopulations and the global population as a whole.<br />

• Suspected is a type of inference that is based on indirect evidence concerned with another<br />

unit of measurement (e.g. population declines based on changes in habitat quality).<br />

A first step to approaching the Red Listing process might be to realize the potential of the<br />

available dataset and work with the criteria that are suited to the levels of assumption that are<br />

required. For criteria C1 and for D (categories of ‘Endangered’ and ‘Critically Endangered’)<br />

population size must be estimated, whereas criterion A allows the use of proxy data to infer<br />

population reductions.<br />

RULES OF THUMB AND USING PROXY DATA<br />

Rules of thumb can help to tighten the definitions for defined groups of species or geographical<br />

areas so that assessments can be made using a common understanding. Rules of thumb are<br />

“rules of general guidance that are based on experience or practice rather than theory”. They<br />

represent a pragmatic approach to dealing with limited information or circumstances. In the<br />

case of the Red List categories they potentially help to improve replicability, consistency and<br />

Ways of dealing with lack of data:<br />

• estimations, projections, inferences, and suspected trends, including:<br />

– the use of proxy data<br />

– extrapolation from known subpopulations to less well-known subpopulations<br />

– ecological inference from close relatives to less well-known species<br />

• using criteria which are more accepting of qualitative data e.g. A & B<br />

• describing range values and giving best estimates<br />

• establishing rules of thumb<br />

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