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APPLYING THE IUCN RED LIST CATEGORIES IN A FOREST SETTING<br />

transparency and introduce some certainty about how the evaluation took place. The guidelines<br />

are full of rules of thumb that are applicable at a general level. However, more specific rules<br />

of thumb may be defined for groups of related taxa or unrelated taxa either with shared life<br />

forms, biological or ecological traits, habitat preferences or geographical ranges.<br />

There are numerous points in the Red List process where decisions on interpretation make a<br />

considerable difference to the assessment and where rules of thumb may be particularly useful;<br />

the interpretation of the main definitions in particular:<br />

1. Generation length/Mature individuals – estimating the average age of parents and when<br />

age at effective reproductive maturity is particularly influential for species exhibiting<br />

wide ranging values (e.g. for trees between 100 years). The interpretation of<br />

these definitions influence estimated population size and the estimated timeframe by which<br />

population declines are judged (Criteria A, B, C & D).<br />

2. Location/Subpopulation/Severely fragmented – defining subpopulations that exist in<br />

almost complete isolation from incoming genetic influence or locations that may be<br />

potentially influenced by a single event is a relatively subjective judgement, especially<br />

for lesser known species. These definitions influence population status estimates (Criteria<br />

B, C & D).<br />

3. Extent of occurrence (EOO)/Area of occupancy (AOO) – measuring EOO and AOO<br />

is entirely subject to the scale of measurement and influence distribution estimates (Criteria<br />

A & B). The guidelines recognise that the scale used should be appropriate to the biological<br />

aspects of the taxon, the nature of threats and available data. Clearly rules of thumb are<br />

called for here.<br />

4. Population reduction/Continuing decline/Extreme fluctuations – depend on<br />

judgements as to whether a decline is part of a natural fluctuation or a more serious<br />

extinction process (Criteria A, B & C). Assessors also must consider whether the trend<br />

will continue.<br />

Developing a common understanding of the spirit of the definitions and how they should be<br />

interpreted or defining rules of thumb within a group of assessors or a network may significantly<br />

speed up and simplify the evaluation process. Using proxy data provides a special case. Where<br />

specific habitat types harbour a number of endemic species, it may be possible to share estimates<br />

of habitat loss among relevant species. Inferences of decreasing habitat extent or quality are<br />

acceptable for criteria A and B. Quantifying the reduction of specific habitat types at a national<br />

level through a consensual approach may facilitate the assessment of diverse species. However,<br />

careful attention should be paid to assessing the habitat-specificity of the species in question<br />

and the impact of forest loss and fragmentation on those species, as well as whether other<br />

criteria may apply. Proxy data should not be used to carry out bulk assessments of large<br />

numbers of species without giving thought in each individual case to whether the species<br />

might be more or less prone to extinction and deserve more detailed assessment.<br />

The other alternative is to give species a category of ‘data deficient’. The problem with this<br />

category is that it is a hold-all for assessments suffering diverse data limitations and has no<br />

application in conservation prioritization. More compelling support for pursuing a path of<br />

assigning threat categories wherever possible is provided by the hundreds of resource managers,<br />

who are making decisions on conservation priorities every day.<br />

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