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Pharmaceutical Administration and Regulations in Japan - Nihs

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(1) Human pharmacology studies<br />

(2) Therapeutic exploratory studies<br />

(3) Therapeutic confirmatory studies<br />

(4) Therapeutic use studies<br />

Objectives <strong>and</strong> types of studies <strong>in</strong><br />

these four categories are listed <strong>in</strong> Table 5<br />

(Classification of Cl<strong>in</strong>ical Studies<br />

Accord<strong>in</strong>g to Objectives).<br />

Studies must be designed <strong>and</strong> data<br />

analyzed or evaluated accord<strong>in</strong>g to the<br />

above cl<strong>in</strong>ical guidel<strong>in</strong>e. Fig. 10<br />

(Correlation between Development<br />

Phases <strong>and</strong> Types of Study) illustrates<br />

the close but variable correlation between<br />

the two classification systems. The<br />

distribution of the circles, open circles <strong>and</strong><br />

shaded circles, <strong>in</strong> the figure shows that<br />

the types of study do not automatically<br />

def<strong>in</strong>e the phases of development.<br />

Cl<strong>in</strong>ical development is ideally a<br />

step-wise process <strong>in</strong> which <strong>in</strong>formation<br />

from small early studies is used to support<br />

<strong>and</strong> plan later larger, more def<strong>in</strong>itive<br />

studies. To develop new drugs<br />

efficiently, it is essential to identify<br />

characteristics of the <strong>in</strong>vestigational<br />

product <strong>in</strong> the early stages of<br />

development <strong>and</strong> to plan appropriate<br />

development based on this profile.<br />

(i) Phase I (typical study: cl<strong>in</strong>ical<br />

pharmacology)<br />

<strong>Pharmaceutical</strong> <strong>Regulations</strong> <strong>in</strong> <strong>Japan</strong>:<br />

Phase I entails the <strong>in</strong>itial<br />

adm<strong>in</strong>istration of an <strong>in</strong>vestigational<br />

new drug to humans. The most<br />

typical study is that on cl<strong>in</strong>ical<br />

pharmacology. Although cl<strong>in</strong>ical<br />

pharmacology studies are typically<br />

identified with Phase I, they may<br />

also be <strong>in</strong>dicated at other po<strong>in</strong>ts <strong>in</strong><br />

the development sequence.<br />

Studies conducted <strong>in</strong> Phase 1<br />

typically <strong>in</strong>volve one or a<br />

comb<strong>in</strong>ation of the follow<strong>in</strong>g aspects:<br />

(1) Estimation of <strong>in</strong>itial safety <strong>and</strong><br />

tolerability<br />

(2) Characterization of<br />

pharmacok<strong>in</strong>etics<br />

(3) Assessment of<br />

pharmacodynamics<br />

(4) Early assessment of efficacy<br />

As a reference, the basic<br />

concepts concern<strong>in</strong>g the study items<br />

<strong>and</strong> conduct of all cl<strong>in</strong>ical<br />

pharmacok<strong>in</strong>etic studies for the<br />

purpose of drug development are<br />

given <strong>in</strong> Notification No. 796 of the<br />

Evaluation <strong>and</strong> Licens<strong>in</strong>g Division,<br />

PMSB dated June 1, 2001 entitled<br />

“Cl<strong>in</strong>ical Pharmacok<strong>in</strong>etic Studies on<br />

Drugs.”<br />

(ii) Phase II (typical study: therapeutic<br />

exploratory)<br />

Phase II is usually considered to<br />

be the phase <strong>in</strong> which studies with<br />

2011-3 - 87 -

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