sabirJo saqmis safuZvlebi

did britaneTis kanonis mixedviT brokerad muSaobisaTvis
aucilebelia bankis menejeris, safondo birJis wevrisa da
iuristis daxasiaTeba-rekomendacia;
israelis kanonmdeblobaSi ar aris specialuri moTxovnebi
Suamavlebis mimarT, radgan am saqmes komerciuli bankebi
asruleben, romlebic centraluri bankis mkacr zedamxedvelobas
ganicdian; 1
evrokavSiris 1993 wlis direqtiviT, firmas, romelic
fasiani qaRaldebis bazarze saqmianobs, unda gaaCndes standartebiT
gansazRvruli Tavdapirveli kapitali, xolo mis
xelmZRvanel pirebs _ sakmarisad kargi reputacia da profesiuli
gamocdileba; 2
iaponiaSi met yuradRebas aqceven prevenciul (dacviT)
regulirebas da fasiani qaRaldebis sferoSi licenziebis
gacemas amkacreben. amiT arakeTilsindisier da arakompetentur
pirebs mocemul seqtorSi samuSaod praqtikulad ar uSveben; 3
poloneTSi fasiani qaRaldebis bazarze muSaobis msurvelma
specialuri gamocdebi unda Caabaros. igi ar unda iyos
sakuTrebasTan, dokumentis gayalbebasTan, ekonomikur danaSaulTan
da sagadasaxado sakiTxebTan dakavSirebiT nasamar-
Tlebi; 4
samxreT koreaSi am sferoSi momuSave pirebs saxelmwifo
maregulirebeli organos nebarTvis gareSe sxva kompaniaSi
muSaobas ukrZalavs 5 da a.S.
sabrokero kompaniebis momsaxurebiT klientebi:
sakuTari xarjebis gareSe mniSvnelovnad zrdian
savaWro operaciebis moculobas;
maRalkvalificiuri savaWro personalis rCevebsa da
konsultaciebs iReben da sxv.
1
Heth M. Israeli Business Law. P. 32.
2
Directive 93 /6, 22/ EEC.
3
Curtis J. Milhaupt Managing The Market: The Ministry of Finance And Securities
Regulation in Japan. 2002, P. 423.
4
Рот А., Бернард Р. и др. Основы государственного регулирования финансового
рынка. М., 2002, С. 194.
5
Sang – Hyun Song "Law and Policy of Securities Regulation in Korea". 1995,
P. 773.
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