ANNUAL REPORT 2008/09 - Sonova

The following table shows the detailed breakdown of the outstanding warrants/options:
122 FINANCIAL STATEMENTS OF SONOVA HOLDING AG
EEAP 09 2) EEAP 08 3) EEAP 07 4) EEAP 06 5) EEAP 05 6) Total
warrants 1)
31.3.2009
Total
options
Andy Rihs 450,000 300,000 12,000 12,000 12,000 750,000 36,000
William D. Dearstyne 450,000 8) 300,000 8) 12,000 9) 12,000 12,000 750,000 36,000
Heliane Canepa 450,000 300,000 12,000 6,000 3,000 750,000 21,000
Dr. Michael Jacobi 450,000 300,000 12,000 12,000 9,000 750,000 33,000
Robert F. Spoerry 450,000 300,000 12,000 12,000 12,000 750,000 36,000
Total 2,250,000 11) 1,500,000 10) 60,000 7) 54,000 48,000 3,750,000 12) 162,000 7)
1) Exercise ratio between warrants and options: 25:1 (see also Note 30 in the consolidated fi nancial statements).
2) Strike price CHF 56.00, blocking period 01.03.2009 – 28.02.2013 whereas one tranche being released each year,
exercise period 01.03.2010 – 28.02.2014.
3) Strike price CHF 96.00, blocking period 01.03.2008 – 29.02.2012 whereas one tranche being released each year,
exercise period 01.03.2009 – 28.02.2013.
4) Strike price CHF 95.05, blocking period 01.02.2007 – 28.02.2011 whereas one tranche being released each year,
exercise period 01.02.2008 – 28.02.2012.
5) Strike price CHF 63.25, blocking period 01.02.2006 – 31.01.2010 whereas one tranche being released each year,
exercise period 01.02.2007 – 31.01.2011.
6) Strike price CHF 39.00, blocking period 01.02.2005 – 31.01.2009 whereas one tranche being released each year,
exercise period 01.02.2006 – 31.01.2010.
7) Thereof 12,000 SARs.
8) WARs grant the right to participate in the appreciation of the Sonova shares without issuance of shares.
9) SARs grant the right to participate in the appreciation of the Sonova shares without issuance of shares.
10) Thereof 300,000 WARs.
11) Thereof 450,000 WARs.
12) Thereof 750,000 WARs.
EEAP 08 2) EEAP 07 3) EEAP 06 4) EEAP 05/older 5) Total
warrants 1)
31.3.2008
Total
options
Andy Rihs 300,000 12,000 12,000 12,000 300,000 36,000
William D. Dearstyne 300,0007) 12,0008) 12,000 12,000 300,0007) 36,0006) Heliane Canepa 300,000 12,000 6,000 3,000 300,000 21,000
Dr. Michael Jacobi 300,000 12,000 12,000 9,000 300,000 33,000
Robert F. Spoerry 300,000 12,000 12,000 24,0009) 300,000 48,000
Total 1,500,00010) 60,0006) 54,000 60,000 1,500,00010) 174,0006) 1) Exercise ratio between warrants and options: 25:1 (see also Note 30 in the consolidated fi nancial statements).
2) Strike price CHF 96.00, blocking period 01.03.2008 – 29.02.2012 whereas one tranche being released each year,
exercise period 01.03.2009 – 28.02.2013.
3) Strike price CHF 95.05, blocking period 01.02.2007 – 31.01.2011 whereas one tranche being released each year,
exercise period 01.02.2008 – 31.01.2012.
4) Strike price CHF 63.25, blocking period 01.02.2006 – 31.01.2010 whereas one tranche being released each year,
exercise period 01.02.2007 – 31.01.2011.
5) Strike price CHF 39.00, blocking period 01.02.2005 – 31.01.2009 whereas one tranche being released each year,
exercise period 01.02.2006 – 31.01.2010; Key People Program 2004: Strike price CHF 28.00,
blocking period 01.02.2004 – 31.01.2007, exercise period 01.02.2007 – 31.01.2009.
6) Thereof 12,000 SARs.
7) WARs grant the right to participate in the appreciation of the Sonova shares without issuance of shares.
8) SARs grant the right to participate in the arppreciation of the Sonova shares without issuance of shares.
9) Thereof 12,000 options from Key People Program 2004.
10) Thereof 300,000 WARs.