<strong>Afghanistan</strong> Research and Evaluation Unit 2011 that operate <strong>in</strong> <strong>the</strong> non-state realm. In <strong>Afghanistan</strong>, <strong>the</strong>se are fur<strong>the</strong>r supplemented by <strong>in</strong>ternational actors and an armed opposition. The notion of governance thus embraces a web of <strong>in</strong>teract<strong>in</strong>g relationships that <strong>in</strong>cludes both formal and <strong>in</strong>formal elements. “Government,” on <strong>the</strong> o<strong>the</strong>r hand, is <strong>the</strong> action of rul<strong>in</strong>g and <strong>the</strong> cont<strong>in</strong>uous exercise of state authority. 15 There is an emerg<strong>in</strong>g literature on local governance <strong>in</strong> <strong>Afghanistan</strong> that ranges <strong>from</strong> general descriptions and comment—which tend to be policy or programme-oriented—to analyses that come with a more focused contribution based on location or sector. A review of <strong>the</strong> literature is provided <strong>in</strong> Annex 4. The niche filled by this study is broad, rang<strong>in</strong>g <strong>in</strong> nature <strong>in</strong> its exam<strong>in</strong>ation of structures, <strong>the</strong> <strong>in</strong>tegration of <strong>in</strong>dividuals and <strong>in</strong>terest groups <strong>in</strong> local governance, and issues of service delivery. In particular, AREU’s capacity to undertake extensive field research has provided an opportunity to compare and aggregate <strong>in</strong>formation on governance across a number of prov<strong>in</strong>ces. 2.3 <strong>Local</strong> government context Until <strong>the</strong> formation of an <strong>in</strong>dependent <strong>Afghanistan</strong> <strong>in</strong> 1747, <strong>the</strong> country had been largely governed by Turko-Mongolian rulers. The seizure of power by Pashtun tribal elements at a moment of weakness saw <strong>the</strong> establishment of an Afghan state based on hierarchical norms that abandoned <strong>the</strong> common federal <strong>in</strong>stitutions <strong>in</strong> favour of an exclusive elite authority. Foreign <strong>in</strong>vasions <strong>in</strong> <strong>the</strong> 19th century led to a period of political turbulence. While <strong>Afghanistan</strong>’s rulers relied <strong>in</strong>creas<strong>in</strong>gly on armed militias as a way to protect <strong>the</strong>ir sovereignty, <strong>the</strong> amirs’ reluctance to share power or favour among <strong>the</strong>se groups led to a period of cont<strong>in</strong>uous revolt. This f<strong>in</strong>ally ended dur<strong>in</strong>g <strong>the</strong> rule of Abdur Rahman (1880-1901) who ruthlessly ensured that <strong>the</strong>re was no rival to his position or power. The pattern of governance he established has cont<strong>in</strong>ued through <strong>the</strong> 20 th century with Pashtun leaders exercis<strong>in</strong>g almost exclusive authority. The dynastic tradition fell apart as a result of <strong>the</strong> Soviet <strong>in</strong>vasion, leav<strong>in</strong>g noth<strong>in</strong>g to replace it. With <strong>the</strong> Soviet departure, <strong>Afghanistan</strong> was left without an external patron for <strong>the</strong> first time <strong>in</strong> 150 years. The ensu<strong>in</strong>g chaos precipitated a civil war and <strong>the</strong> eventual seizure of power by <strong>the</strong> Taliban. The decade after 2001 has seen <strong>the</strong> re-emergence of a centralised regime barely different <strong>in</strong> essence <strong>from</strong> its predecessors. The 2004 constitution delegates almost no power to <strong>in</strong>stitutions outside of <strong>the</strong> central government. 16 The <strong>in</strong>ternational community has thus effectively attempted to restore an autocratic system that may no longer politically susta<strong>in</strong>able. Apply<strong>in</strong>g <strong>the</strong> 2004 constitution to local government is tak<strong>in</strong>g time. Although prov<strong>in</strong>cial councils were elected <strong>in</strong> 2005, local government was given little attention <strong>in</strong> <strong>the</strong> years follow<strong>in</strong>g <strong>the</strong> establishment of <strong>the</strong> first Karzai adm<strong>in</strong>istration. In 2007, powers related to local government were transferred <strong>from</strong> <strong>the</strong> M<strong>in</strong>istry of Interior to <strong>the</strong> newly-created IDLG, which reports directly to <strong>the</strong> president’s office. IDLG’s head was given m<strong>in</strong>isterial status with a seat <strong>in</strong> <strong>the</strong> Cab<strong>in</strong>et, and <strong>the</strong> body has s<strong>in</strong>ce come to provide an important focus for improv<strong>in</strong>g <strong>the</strong> function of local government—helped on by significant external fund<strong>in</strong>g. The Policy Paper on Subnational <strong>Governance</strong> received presidential approval <strong>in</strong> March 2010 and was accompanied by legislation on <strong>the</strong> formation of prov<strong>in</strong>cial, district, village and municipal councils (yet to be enacted at <strong>the</strong> time of writ<strong>in</strong>g). A fur<strong>the</strong>r important actor <strong>in</strong> local governance is <strong>the</strong> M<strong>in</strong>istry of Rural Rehabilitation and Development (MRRD) which has been adm<strong>in</strong>ister<strong>in</strong>g <strong>the</strong> NSP, implemented through a network of village-level CDCs. This programme represents approximately two thirds of <strong>the</strong> m<strong>in</strong>istry’s budget. 17 The o<strong>the</strong>r MRRD <strong>in</strong>itiative relevant to this study is <strong>the</strong> NABDP, a key element of which was <strong>the</strong> formation of District Development Assemblies, now present <strong>in</strong> most districts of <strong>the</strong> country. 15 Thomas Barfield and Neamatollah Nojumi, “Br<strong>in</strong>g<strong>in</strong>g More Effective <strong>Governance</strong> to <strong>Afghanistan</strong>: 10 Pathways to Stability,” Middle East Policy Vol. XVII, No. 4 (2010): 40-52. 16 Thomas Barfield, <strong>Afghanistan</strong>: A Cultural and Political History (Pr<strong>in</strong>ceton: Pr<strong>in</strong>ceton University Press, 2010), 4-8. 17 Based on personal communication with MRRD officials. <strong>Local</strong> <strong>Governance</strong> <strong>in</strong> <strong>Afghanistan</strong>: A <strong>View</strong> <strong>from</strong> <strong>the</strong> <strong>Ground</strong> 13
<strong>Afghanistan</strong> Research and Evaluation Unit 2011 Map 1: Research prov<strong>in</strong>ces <strong>in</strong> <strong>Afghanistan</strong> Dawlat Abad Jawzjan Samangan Sar-i-Pul Laghman Wardak Day Kundi Nad Ali Musa Qala Supplementary research districts Primary research prov<strong>in</strong>ces <strong>Local</strong> <strong>Governance</strong> <strong>in</strong> <strong>Afghanistan</strong>: A <strong>View</strong> <strong>from</strong> <strong>the</strong> <strong>Ground</strong> 14