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Woo Young Lee Lecture Notes on Operator Theory

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CHAPTER 4.<br />

WEIGHTED SHIFTS<br />

Proof. The asserti<strong>on</strong> (i) is straightforward. For the other asserti<strong>on</strong>s, observe that if<br />

α + = 0 then T is compact and quasinilpotent. If instead α + > 0 then T − α + U<br />

(U :=the unilateral shift) is a weighted shift whose weight sequence c<strong>on</strong>verges to 0.<br />

Hence T − α + U is a compact and hence<br />

σ e (T ) = σ e (α + U) = α + σ e (U) = {λ : |λ| = α + }.<br />

If |λ| < α + then T − λ is Fredholm and<br />

index (T − λ) = index (α + U − λ) = −1.<br />

In particular, {λ : |λ| ≤ α + } ⊂ σ(T ). By the asserti<strong>on</strong> (i), we can c<strong>on</strong>clude that<br />

σ(T ) = {λ : |λ| ≤ α + }.<br />

Theorem 4.1.3. If T ≡ W α is a weighted shift with weight sequence α ≡ {α n } ∞ n=0<br />

then<br />

⎡<br />

⎤<br />

α0<br />

2 [T ∗ α1 2 − α 2 0<br />

, T ] = ⎢<br />

⎣<br />

α2 2 − α1<br />

2 ⎥<br />

⎦<br />

. ..<br />

Proof. From a straightforward calculati<strong>on</strong>.<br />

The moments of W α are defined by<br />

β 0 := 1, β n+1 = α 0 · · · α n ,<br />

but we reserve this term for the sequence γ n := βn.<br />

2<br />

Theorem 4.1.4. (Berger’s theorem) Let T ≡ W α be a weighted shift with weight<br />

sequence α ≡ {α n } and define the moment of T by<br />

γ 0 := 1 and γ n := α 2 0α 2 1 · · · α 2 n−1 (n ≥ 1).<br />

Then T is subnormal if and <strong>on</strong>ly if there exists a probability measure ν <strong>on</strong> [ 0, ∥T ∥ 2]<br />

such that<br />

∫<br />

γ n = t n dν(t) (t ≥ 1). (4.1)<br />

[0,∥T ∥ 2 ]<br />

Proof. (⇒) Note that T is cyclic. So if T is subnormal then T ∼ = S µ , i.e., there is an<br />

isomorphism U : L 2 (µ) −→ P 2 (µ) such that<br />

Ue 0 = 1 and UT U −1 = S µ .<br />

Observe T n e 0 = √ γ n e n for all n. Also U(T n e 0 ) = SµUe n 0 = Sµ1 n = z n . So<br />

∫<br />

∫<br />

∫<br />

|z| 2n dµ = |UT n e 0 | 2 dµ = |U( √ ∫<br />

γ n e n )| 2 dµ = γ n |Ue n | 2 dµ = γ n ∥Ue n ∥ = γ n .<br />

106

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