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Woo Young Lee Lecture Notes on Operator Theory

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CHAPTER 1.<br />

FREDHOLM THEORY<br />

Since T −1 (0) is finite dimensi<strong>on</strong>al and T n (X) ⊃ T n+1 (X),<br />

∃n 0 ∈ N such that T −1 (0) ∩ T n 0<br />

(X) = T −1 (0) ∩ T n (X) for n ≥ n 0 .<br />

From the fact that T n (X) ⊂ T n 0<br />

(X), we have<br />

x n − x n0 ∈ T −1 (0) ∩ T n 0<br />

(X) = T −1 (0) ∩ T n (X) ⊂ T n (X).<br />

Hence<br />

x n0<br />

∈ ∩<br />

n≥n 0<br />

T n (X) = T ∞ (X) and T x n0 = y,<br />

which says that ˜T is <strong>on</strong>to. This proves (1.12). Now observe<br />

dim (T − λI) −1 (0) = dim ˜ T − λI −1 (0) = index ˜ T − λI = index ˜T : (1.13)<br />

the first equality comes from (1.11), the sec<strong>on</strong>d equality follows from the fact that<br />

β( T˜<br />

− λI) ≤ β( ˜T ) = 0 by Lemma 1.8.1, and the third equality follows the observati<strong>on</strong><br />

that ˜T is semi-Fredholm. Since the right-hand side of (1.13) is independent of λ,<br />

α(T − λI) is c<strong>on</strong>stant and hence also is β(T − λI).<br />

If instead β(T ) < ∞, apply the above argument with T ∗ .<br />

Theorem 1.8.3. Define<br />

Then<br />

(i) U is an open set;<br />

U :=<br />

{<br />

}<br />

λ ∈ C : T − λI is semi-Fredholm .<br />

(ii) If C is a comp<strong>on</strong>ent of U then <strong>on</strong> C, with the possible excepti<strong>on</strong> of isolated<br />

points,<br />

α(T − λI) and β(T − λI) have c<strong>on</strong>stant values n 1 and n 2 , respectively.<br />

At the isolated points,<br />

α(T − λI) > n 1 and β(T − λI) > n 2 .<br />

Proof. (i) For λ ∈ U apply Lemma 1.8.1 to T − λI in place of T .<br />

(ii) The comp<strong>on</strong>ent C is open since any comp<strong>on</strong>ent of an open set in C is open.<br />

Let α(λ 0 ) = n 1 be the smallest integer which is attained by<br />

α(λ) = α(T − λI) <strong>on</strong> C.<br />

24

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