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Woo Young Lee Lecture Notes on Operator Theory

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Chapter 2<br />

Weyl <strong>Theory</strong><br />

2.1 Introducti<strong>on</strong><br />

In 1909, writing about differential equati<strong>on</strong>s, Hermann Weyl noticed something about<br />

the essential spectrum of a self adjoint operator <strong>on</strong> Hilbert space: when you take it<br />

away from the spectrum, you are left with the isolated eigenvalues of finite multiplicity.<br />

This was so<strong>on</strong> generalized to normal operators, and then to more and more classes of<br />

operators, bounded and unbounded, <strong>on</strong> Hilbert and <strong>on</strong> Banach spaces.<br />

The spectrum σ(T ) of a bounded linear operator T <strong>on</strong> a complex Banach space<br />

X is of course the set of those complex numbers for which T − λI does not have an<br />

everywhere defined two-sided inverse: this c<strong>on</strong>cept extends at <strong>on</strong>ce to the spectrum<br />

σ A (a) of a Banach algebra element a ∈ A. Thus the Fredholm essential spectrum<br />

σ e (T ) is the spectrum of the coset T + K(X) of the operator T ∈ B(X) in the Calkin<br />

algebra B(X)/K(X). Equivalently λ ∈ C is excluded from the spectrum σ(T ) if<br />

and <strong>on</strong>ly if operator T − λI is <strong>on</strong>e <strong>on</strong>e and <strong>on</strong>to, and is excluded from the essential<br />

spectrum σ e (T ) if and <strong>on</strong>ly if the operator T − λI has finite dimensi<strong>on</strong>al null space<br />

and range of finite co dimensi<strong>on</strong>.<br />

The Fredholm essential spectrum is c<strong>on</strong>tained in the larger Weyl spectrum, which<br />

also includes points λ ∈ C for which T − λI is Fredholm but with n<strong>on</strong> zero index: the<br />

two finite dimensi<strong>on</strong>s involved are unequal. Equivalently, T − λI /∈ B(X) −1 + K(X)<br />

cannot be expressed as the sum of an invertible and a compact operator. What is<br />

relevant here is that for self adjoint and more general normal operators the Weyl<br />

and the Fredholm spectra coincide: every normal Fredholm operator has index zero.<br />

Thus while the original Weyl observati<strong>on</strong> of 1909 may have seemed to subtract the<br />

Fredholm essential spectrum from the spectrum, it can equally be interpreted as<br />

subtracting the Weyl essential spectrum. For n<strong>on</strong> normal operators it is this modified<br />

versi<strong>on</strong> that seems to be the property that is of interest. For a linear operator <strong>on</strong><br />

a Banach space the most obvious points of its spectrum are the eigenvalues π 0 (T ),<br />

collecting λ ∈ C for which T − λI fails to be <strong>on</strong>e-<strong>on</strong>e. As is familiar from matrix<br />

theory, in finite dimensi<strong>on</strong>s this is all of the spectrum. In a sense therefore Weyl’s<br />

theorem seems to be suggesting that for nice operators the spectrum splits into a<br />

39

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