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Woo Young Lee Lecture Notes on Operator Theory

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CHAPTER 2.<br />

WEYL THEORY<br />

(ii) σ(T ) has no “holes” (bounded comp<strong>on</strong>ents of the complement), i.e., σ(T ) =<br />

η σ(T );<br />

(iii) σ(T ) has at most finitely many isolated points;<br />

(iv) Weyl’s theorem holds for T .<br />

If K ∈ B(X) is either compact or quasinilpotent and commutes with T modulo compact<br />

operators then Weyl’s theorem holds for T + K.<br />

Proof. By Lemma 2.4.10, we have that σ e (T + K) = σ e (T ) and ω(T + K) = ω(T ).<br />

Suppose Weyl’s theorem holds for T and λ ∈ σ(T + K) \ ω(T + K). We now claim<br />

that λ ∈ iso σ(T + K). Assume to the c<strong>on</strong>trary that λ ∈ acc σ(T + K). Since<br />

λ /∈ ω(T + K) = ω(T ), it follows from the punctured neighborhood theorem that<br />

λ /∈ ∂ σ(T + K). Also since the set of all Weyl operators forms an open subset of<br />

B(X), we have that λ ∈ int ( σ(T + K) \ ω(T + K) ) . Then there exists ϵ > 0 such<br />

that {µ ∈ C : |µ − λ| < ϵ} ⊆ int ( σ(T + K) \ ω(T + K) ) , and hence {µ ∈ C : |µ − λ| <<br />

ϵ} ∩ ω(T ) = ∅. But since<br />

∂ σ(T + K) \ iso σ(T + K) ⊆ σ e (T + K) = σ e (T ),<br />

it follows from our assumpti<strong>on</strong> that<br />

{µ ∈ C : |µ − λ| < ϵ} ⊆ int ( σ(T + K) \ ω(T + K) )<br />

⊆ η ( ∂ σ(T + K) \ iso σ(T + K) )<br />

⊆ η σ e (T ) ⊆ η σ(T ) = σ(T ),<br />

which implies that {µ ∈ C : |µ − λ| < ϵ} ⊆ σ(T ) \ ω(T ). This c<strong>on</strong>tradicts to Weyl’s<br />

theorem for T . Therefore λ ∈ iso σ(T + K) and hence σ(T + K) \ ω(T + K) ⊆<br />

π 00 (T + K). For the reverse inclusi<strong>on</strong> suppose λ ∈ π 00 (T + K). Assume to the<br />

c<strong>on</strong>trary that λ ∈ ω(T + K) and hence λ ∈ ω(T ). Then we claim λ /∈ ∂ σ(T ). Indeed<br />

if λ ∈ iso σ(T ) then by assumpti<strong>on</strong> λ ∈ π 00 (T ), which c<strong>on</strong>tradicts to Weyl’s theorem<br />

for T . If instead λ ∈ acc σ(T ) ∩ ∂ σ(T ) then since iso σ(T ) is finite it follows that<br />

λ ∈ acc ( ∂ σ(T ) ) ⊆ acc σ e (T ) = acc σ e (T + K),<br />

which c<strong>on</strong>tradicts to the fact that λ ∈ iso σ(T + K). Therefore λ /∈ ∂ σ(T ). Also since<br />

λ ∈ iso σ(T + K), there exists ϵ > 0 such that<br />

{µ ∈ C : 0 < |µ − λ| < ϵ} ⊆ σ(T ) ∩ ρ(T + K),<br />

so that {µ ∈ C : 0 < |µ − λ| < ϵ} ∩ ω(T ) = ∅, which c<strong>on</strong>tradicts to Weyl’s theorem for<br />

T . Thus λ ∈ σ(T + K) \ ω(T + K) and therefore Weyl’s theorem holds for T + K.<br />

If, in Theorem 2.4.11, the c<strong>on</strong>diti<strong>on</strong> “σ(T ) has no holes” is dropped then Theorem<br />

2.4.11 may fail even though T is normal. For example, if <strong>on</strong> l 2 ⊕ l 2<br />

T = ( )<br />

U I−UU ∗<br />

and K = ( )<br />

0 I−UU ∗<br />

0 U ∗ 0 0 ,<br />

where U is the unilateral shift <strong>on</strong> l 2 , then T is unitary (essentially the bilateral shift)<br />

with σ(T ) = T, K is a rank <strong>on</strong>e nilpotent, and Weyl’s theorem does not hold for<br />

T − K.<br />

64

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