LDK Solar Co., Ltd. - Asia Europe Clean Energy (Solar) Advisory Co ...

Securities (USA) LLC, which is a registered broker-dealer and a member of the NASD. Credit Suisse Securities (USA) LLC is a
limited liability company with its principal place of business at 11 Madison Avenue, New York, New York 10010, U.S.A.
(6) Represents 833,333 ordinary shares issuable upon conversion of Series B preferred shares held by China Environment Fund 2004,
LP., an exempted partnership organized and existing under the laws of the Cayman Islands, with its registered office at c/o Walkers
SPV Limited, P.O. Box 908, George Town, Cayman Islands. Voting and investment power of shares held by China Environment
Fund 2004, LP. is exercised by its investment committee, which consists of Jason Whittle, Sandy Selman, Tony Bakels and
Donald Chang Ye.
(7) Represents 833,333 ordinary shares issuable upon conversion of Series B preferred shares held by JAFCO Asia Technology Fund III,
an exempted company organized and existing under the laws of the Cayman Islands and wholly owned by JAFCO Asia Technology
Fund III L.P., a limited partnership established in the Cayman Islands. JAFCO Asia Technology Holdings III Limited, a Cayman
Islands company and a wholly-owned subsidiary of JAFCO Investment (Asia Pacific) Ltd., is the sole general partner of JAFCO
Asia Technology Fund III L.P. and controls the voting and investment power over the shares owned by JAFCO Asia Technology
Fund III. JAFCO Investment (Asia Pacific) Ltd. is wholly owned by JAFCO Co., Ltd., a public company listed on the Tokyo Stock
Exchange. Hiroshi Yamada, Vincent Chan Chun Hung, Chew Cheng Keat and Junitsu Uchikata as a whole have the voting and
investment power of shares held by JAFCO Asia Technology Fund III. The address for JAFCO Asia Technology Fund III is
c/o JAFCO Investment (Asia Pacific) Limited, 6 Battery Road, #42-01, Singapore 049909. JAFCO Asia Technology Fund III is
affiliated with Nomura Securities International, Inc., which is a registered broker-dealer and a member of NASD. Nomura
Securities International, Inc. has its principal place of business at Two World Financial Center, Building B, New York, New York
10281-1198, U.S.A.
(8) Represents 500,000 ordinary shares issuable upon conversion of Series B preferred shares and 20,049 ordinary shares issuable upon
conversion of Series C preferred shares, each held by MUS Roosevelt China Pacific Fund L.P., an exempted limited partnership
organized and existing under the laws of the Cayman Islands. MUS Roosevelt Capital Partners, Ltd., a Cayman Islands company, is
the sole general partner of MUS Roosevelt China Pacific Fund L.P. Voting and investment power of shares held by MUS Roosevelt
Capital Partners, Ltd. is exercised by its investment committee, which consists of Yasuhiro Matsumura, Jun Otsuka, Brian Chang
and Tin Lung Tse. The address for MUS Roosevelt China Pacific Fund L.P. is c/o MUS Roosevelt Capital Partners, Ltd., Offshore
Incorporations (Cayman) Limited, Scotia Centre, 4/F, P.O. Box 2804, George Town, Grand Cayman, Cayman Islands. MUS
Roosevelt Capital Partners, Ltd. is affiliated with Mitsubishi UFJ Securities Co., Ltd., which is a broker-dealer and a member of the
Japan Securities Dealers Association. Mitsubishi UFJ Securities Co., Ltd. is a company with its principal place of business at 2-4-1,
Marunouchi, Chiyoda-ku, Tokyo 100-6317, Japan.
(9) Represents 451,429 ordinary shares issuable upon conversion of Series A-2 preferred shares held by Decatur Overseas Corporation, a
company organized and existing under the laws of the British Virgin Islands and wholly owned by Rafael E. Alain, with its address at
16th Floor, Swiss Tower, 53rd Street, Urbanizacion Obarrio, Panama. The directors of Decatur Overseas Corporation, Cynthia de
Raveneau and Pamela D. Hall, have the voting and investment power of shares held by Decatur Overseas Corporation.
(10) Represents 33,334 ordinary shares issuable upon conversion of Series B preferred shares and 1,337 ordinary shares issuable upon
conversion of Series C preferred shares, each held by BOFA Capital Company Limited, a company organized and existing under the
laws of the British Virgin Islands and wholly owned by Lingyong Peng, Yu Chen and Yiven Le, who have the voting and investment
power of shares held by BOFA Capital Company Limited.
(11) Represents 25,233 ordinary shares issuable upon conversion of Series C preferred shares held by Silverpointe Investments Ltd., a
company organized and existing under the laws of the British Virgin Islands and wholly owned by Yang Yang, with its address
at Portculli TrustNet (BVI) Limited, Portcullis TrustNet Chambers, P.O. Box 3444, Road Town, Tortola, British Virgin Islands.
Yang Yang has the sole voting and investment power of shares held by Silverpointe Investments Ltd.
As of the date of this prospectus, none of our outstanding ordinary shares or our outstanding preferred
shares is held by any record holders in the United States.
None of our existing shareholders has different voting rights from other shareholders subsequent to the
completion of this offering. We are not aware of any arrangement that may, at a subsequent date, result in a
change of control of our company.
Each selling shareholder has confirmed that it is not a broker-dealer and that, other than Financiere
Natixis Singapore 4 Pte Ltd, CHF Wafer Company Limited, JAFCO Asia Technology Fund III and MUS
Roosevelt China Pacific Fund L.P., it is not an affiliate of any broker-dealer. Financiere Natixis Singapore 4
Pte Ltd, CHF Wafer Company Limited, JAFCO Asia Technology Fund III and MUS Roosevelt China
Pacific Fund L.P., each being an affiliate of a registered broker-dealer, have each represented that it
purchased our preferred shares in the ordinary course of business, that the ordinary shares being registered for
resale by our preferred shareholders will be issued upon conversion of the preferred shares and that, at the time
of the purchase, it had no agreements or understandings, directly or indirectly, with any person to distribute
our preferred shares or our ordinary shares issuable upon conversion of such preferred shares.
96