LDK Solar Co., Ltd. - Asia Europe Clean Energy (Solar) Advisory Co ...

PRINCIPAL AND SELLING SHAREHOLDERS
The following table sets forth information with respect to the beneficial ownership of our ordinary shares, on
a fully diluted basis assuming conversion of all of our Series A, Series B and Series C preferred shares issued to
our shareholders and as adjusted to reflect the sale of the ADSs offered in this offering, as of the date of this
prospectus, by each of our directors and executive officers, each person known to us to own beneficially more
than 5.0% of our ordinary shares and each selling shareholder. The percentages in the table below assume no
exercise of the over-allotment option. The percentage of shares to be sold by selling shareholders is calculated on
the basis of the aggregate number of shares to be sold in this offering, which is 17,384,000 shares.
Shares Beneficially Shares to be Sold Shares Beneficially
Owned Prior to by Selling Owned After
This Offering Shareholders This Offering
Name Number Percent Number Percent Number Percent
Xiaofeng Peng (1) ÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏ
Financiere Natixis Singapore 4 Pte
75,000,000 82.80% Ì Ì% 75,000,000 72.13%
Ltd (2) ÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏ 3,745,237 4.13 560,000 3.22 3,185,237 3.06
CDH SolarFuture Limited (3) ÏÏÏÏÏÏÏ 3,066,667 3.39 750,000 4.31 2,316,667 2.23
Shine Field Investment Limited (4) ÏÏÏ 1,483,333 1.64 695,000 4.00 788,333 0.76
CHF Wafer Company Limited (5) ÏÏÏÏ 1,000,000 1.10 1,000,000 5.75 Ì Ì
China Environment Fund 2004, LP (6)
833,333 0.92 400,000 2.30 433,333 0.42
JAFCO Asia Technology Fund III (7)
833,333 0.92 258,300 1.49 575,033 0.55
MUS Roosevelt China Pacific
Fund L.P. (8) ÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏÏ 520,049 0.57 260,000 1.50 260,049 0.25
Decatur Overseas Corporation (9) ÏÏÏÏ 451,429 0.50 58,000 0.33 393,429 0.38
BOFA Capital Company Limited (10)
34,671 0.04 6,600 0.04 28,071 0.03
Silverpointe Investments Ltd. (11) ÏÏÏÏ 25,233 0.03% 4,000 0.02% 21,233 0.02%
(1) Mr. Peng holds these ordinary shares through LDK New Energy, his wholly owned British Virgin Islands company.
(2) Formerly known as Financiere Natexis Singapore 4 Pte Ltd. Represents 1,128,571 ordinary shares issuable upon conversion of
Series A-2 preferred shares, 1,150,000 ordinary shares issuable upon conversion of Series B preferred shares and 1,466,666 ordinary
shares issuable upon conversion of Series C preferred shares, each held by Financiere Natixis Singapore 4 Pte Ltd, a company
organized and existing under the laws of the Republic of Singapore and beneficially wholly owned by NATIXIS S.A. Voting and
investment power of shares held by Financiere Natixis Singapore 4 Pte Ltd is exercised by its directors, Jean de Severac and Jean
Louis Delvaux. The address of Financiere Natixis Singapore 4 Pte Ltd is Abrogado Pte., Ltd., Temasek Avenue, 2701 Millenia
Tower, Singapore 039192. Financiere Natixis Singapore 4 Pte Ltd is affiliated with Natixis Bleichroeder Inc., which is a registered
broker-dealer and a member of the NYSE. Its principal place of business is at 1345 Avenue of the Americas, New York, New York
10105-4300, U.S.A.
(3) Represents 2,000,000 ordinary shares issuable upon conversion of Series B preferred shares and 1,066,667 of ordinary shares issuable
upon conversion of Series C preferred shares, each held by CDH SolarFuture Limited, a company organized and existing under the
laws of the British Virgin Islands and is wholly owned by CDH Venture Partners L.P. Voting and investment power of shares held by
CDH SolarFuture Limited is exercised by Lew Kiang Hua and Yan Huang. The address of CDH Venture Partners, L.P. is Level 30,
Six Battery Road, Singapore 049909.
(4) Represents 1,150,000 ordinary shares issuable upon conversion of Series B preferred shares and 333,333 ordinary shares issuable
upon conversion of Series C preferred shares, each held by Shine Field Investment Limited, a company organized and existing under
the laws of the British Virgin Islands and is wholly owned by Chen Lu and Ngan Iek, who have the voting and investment power of
shares held by Shine Field Investment Limited.
(5) Represents 1,000,000 ordinary shares issuable upon conversion of Series B preferred shares held by CHF Wafer Company Limited, a
British Virgin Islands company, with the registered address at P.O. Box 173, Kingston Chambers, Road Town, Tortola, British Virgin
Islands. China Harvest Fund, L.P. and China Harvest Parallel Fund I, L.P. beneficially own 97.83% and 2.17%, respectively, of the
share capital of CHF Wafer Company Limited. Each of China Harvest Fund, L.P. and China Harvest Parallel Fund I, L.P. is a
Cayman Islands exempted limited partnership, with its registered address at the offices of M&C Corporate Services Limited,
P.O. Box 309GT, Ugland House, South Church Street, George Town, Grand Cayman, Cayman Islands. The general partner of each
of China Harvest Fund, L.P. and China Harvest Parallel Fund I, L.P. is China Renaissance Capital Investment, L.P., a Cayman
Islands exempted limited partnership. Voting and investment power of shares beneficially held by China Harvest Fund, L.P. and
China Harvest Parallel Fund I, L.P. is exercised by the investment committee of China Renaissance Capital Investment, L.P., which
consists of Mark Qiu, Hung Shih, Li Zhenzhi, Charles Pieper and Nicole Arnaboldi. The address for these committee members is
c/o China Renaissance Capital Investment, L.P., M&C Corporate Services Limited, P.O. Box 309GT, Ugland House, South
Church Street, George Town, Grand Cayman, Cayman Islands. CHF Wafer Company Limited is affiliated with Credit Suisse
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