Form 10-K - Union Pacific
Form 10-K - Union Pacific
Form 10-K - Union Pacific
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3(b)<br />
4(a)<br />
4(b)<br />
4(c)<br />
By-Laws of UPC, as amended, effective May 14, 2009, are incorporated herein<br />
by reference to Exhibit 3.2 to the Corporation’s Current Report on <strong>Form</strong> 8-K<br />
dated May 15, 2009.<br />
Indenture, dated as of December 20, 1996, between UPC and Wells Fargo Bank,<br />
National Association, as successor to Citibank, N.A., as Trustee, is incorporated<br />
herein by reference to Exhibit 4.1 to UPC’s Registration Statement on <strong>Form</strong> S-3<br />
(No. 333-18345).<br />
Indenture, dated as of April 1, 1999, between UPC and The Bank of New York,<br />
as successor to JP Morgan Chase Bank, formerly The Chase Manhattan Bank,<br />
as Trustee, is incorporated herein by reference to Exhibit 4.2 to UPC’s<br />
Registration Statement on <strong>Form</strong> S-3 (No. 333-75989).<br />
<strong>Form</strong> of Debt Security (Note) is incorporated herein by reference to Exhibit 4.1 to<br />
the Corporation’s Current Report on <strong>Form</strong> 8-K, dated August 9, 2011.<br />
Certain instruments evidencing long-term indebtedness of UPC are not filed as<br />
exhibits because the total amount of securities authorized under any single such<br />
instrument does not exceed <strong>10</strong>% of the Corporation’s total consolidated assets.<br />
UPC agrees to furnish the Commission with a copy of any such instrument upon<br />
request by the Commission.<br />
<strong>10</strong>(e)<br />
<strong>10</strong>(f)<br />
<strong>10</strong>(g)<br />
Supplemental Thrift Plan (409A Grandfathered Component) of <strong>Union</strong> <strong>Pacific</strong><br />
Corporation, as amended and restated in its entirety, effective as of January 1,<br />
2009, is incorporated herein by reference to Exhibit <strong>10</strong>(d) to the Corporation’s<br />
Annual Report on <strong>Form</strong> <strong>10</strong>-K for the year ended December 31, 2008.<br />
Supplemental Pension Plan for Officers and Managers (409A Non-Grandfathered<br />
Component) of <strong>Union</strong> <strong>Pacific</strong> Corporation and Affiliates, as amended and<br />
restated in its entirety effective as of January 1, 1989, including all amendments<br />
adopted through January 1, 2009, as amended July 22, 2011, is incorporated<br />
herein by reference to Exhibit <strong>10</strong> to the Corporation’s Annual Report on <strong>Form</strong> <strong>10</strong>-<br />
Q for the quarter ended September 30, 2011.<br />
Supplemental Pension Plan for Officers and Managers (409A Grandfathered<br />
Component) of <strong>Union</strong> <strong>Pacific</strong> Corporation and Affiliates, as amended and<br />
restated in its entirety effective as of January 1, 1989, including all amendments<br />
adopted through January 1, 2009 is incorporated herein by reference to Exhibit<br />
<strong>10</strong>(f) to the Corporation’s Annual Report on <strong>Form</strong> <strong>10</strong>-K for the year ended<br />
December 31, 2008.<br />
<strong>10</strong>(h) <strong>Union</strong> <strong>Pacific</strong> Corporation Executive Incentive Plan, effective May 5, 2005,<br />
amended and restated effective January 1, 2009, is incorporated herein by<br />
reference to Exhibit <strong>10</strong>(g) to the Corporation’s Annual Report on <strong>Form</strong> <strong>10</strong>-K for<br />
the year ended December 31, 2008.<br />
<strong>10</strong>(i)<br />
<strong>10</strong>(j)<br />
Deferred Compensation Plan (409A Non-Grandfathered Component) of <strong>Union</strong><br />
<strong>Pacific</strong> Corporation, effective as January 1, 2009 as amended December 30,<br />
20<strong>10</strong> and June 22, 2011, is incorporated herein by reference to Exhibit <strong>10</strong> to the<br />
Corporation’s Quarterly Report on <strong>Form</strong> <strong>10</strong>-Q for the quarter ended June 30,<br />
2011<br />
Deferred Compensation Plan (409A Grandfathered Component) of <strong>Union</strong> <strong>Pacific</strong><br />
Corporation, as amended and restated in its entirety, effective as January 1,<br />
2009 is incorporated herein by reference to Exhibit <strong>10</strong>(i) to the Corporation’s<br />
Annual Report on <strong>Form</strong> <strong>10</strong>-K for the year ended December 31, 2008.<br />
93