Form 10-K - Union Pacific
Form 10-K - Union Pacific
Form 10-K - Union Pacific
You also want an ePaper? Increase the reach of your titles
YUMPU automatically turns print PDFs into web optimized ePapers that Google loves.
<strong>10</strong>(k)<br />
<strong>10</strong>(l)<br />
<strong>10</strong>(m)<br />
<strong>10</strong>(n)<br />
<strong>10</strong>(o)<br />
<strong>10</strong>(p)<br />
<strong>10</strong>(q)<br />
<strong>Union</strong> <strong>Pacific</strong> Corporation 2000 Directors Plan, effective as of April 21, 2000, as<br />
amended November 16, 2006, January 30, 2007 and January 1, 2009 is<br />
incorporated herein by reference to Exhibit <strong>10</strong>(j) to the Corporation’s Annual<br />
Report on <strong>Form</strong> <strong>10</strong>-K for the year ended December 31, 2008.<br />
<strong>Union</strong> <strong>Pacific</strong> Corporation Stock Unit Grant and Deferred Compensation Plan for<br />
the Board of Directors (409A Non-Grandfathered Component), effective as of<br />
January 1, 2009 is incorporated herein by reference to Exhibit <strong>10</strong>(k) to the<br />
Corporation’s Annual Report on <strong>Form</strong> <strong>10</strong>-K for the year ended December 31,<br />
2008.<br />
<strong>Union</strong> <strong>Pacific</strong> Corporation Stock Unit Grant and Deferred Compensation Plan for<br />
the Board of Directors (409A Grandfathered Component), as amended and<br />
restated in its entirety, effective as of January 1, 2009 is incorporated herein by<br />
reference to Exhibit <strong>10</strong>(l) to the Corporation’s Annual Report on <strong>Form</strong> <strong>10</strong>-K for<br />
the year ended December 31, 2008.<br />
<strong>Union</strong> <strong>Pacific</strong> Corporation Key Employee Continuity Plan, dated as of November<br />
16, 2000, as amended and restated effective as of January 1, 2009, as amended<br />
February 3, 2011, is incorporated herein by reference to Exhibit <strong>10</strong>(e) to the<br />
Corporation’s Annual Report on <strong>Form</strong> <strong>10</strong>-K for the year ended December 31,<br />
20<strong>10</strong>.<br />
2008 Long Term Plan Amended and Restated Stock Unit Agreement is<br />
incorporated herein by reference to Exhibit <strong>10</strong>(q) to the Corporation’s Annual<br />
Report on <strong>Form</strong> <strong>10</strong>-K for the year ended December 31, 2008.<br />
The 1993 Stock Option and Retention Stock Plan of UPC, as amended<br />
November 16, 2006, is incorporated herein by reference to Exhibit <strong>10</strong> to the<br />
Corporation’s Quarterly Report on <strong>Form</strong> <strong>10</strong>-Q for the quarter ended March 31,<br />
2007.<br />
UPC 2001 Stock Incentive Plan, as amended November 16, 2006, is<br />
incorporated herein by reference to Exhibit <strong>10</strong>(e) to the Corporation’s Annual<br />
Report on <strong>Form</strong> <strong>10</strong>-K for the year ended December 31, 2006.<br />
<strong>10</strong>(r) Amended and Restated Registration Rights Agreement, dated as of July 12,<br />
1996, among UPC, UP Holding Company, Inc., <strong>Union</strong> <strong>Pacific</strong> Merger Co. and<br />
Southern <strong>Pacific</strong> Rail Corporation (SP) is incorporated herein by reference to<br />
Annex J to the Joint Proxy Statement/Prospectus included in Post-Effective<br />
Amendment No. 2 to UPC’s Registration Statement on <strong>Form</strong> S-4 (No. 33-64707).<br />
<strong>10</strong>(s)<br />
<strong>10</strong>(t)<br />
Agreement, dated September 25, 1995, among UPC, UPRR, Missouri <strong>Pacific</strong><br />
Railroad Company (MPRR), SP, Southern <strong>Pacific</strong> Transportation Company<br />
(SPT), The Denver & Rio Grande Western Railroad Company (D&RGW), St.<br />
Louis Southwestern Railway Company (SLSRC) and SPCSL Corp. (SPCSL), on<br />
the one hand, and Burlington Northern Railroad Company (BN) and The<br />
Atchison, Topeka and Santa Fe Railway Company (Santa Fe), on the other<br />
hand, is incorporated by reference to Exhibit <strong>10</strong>.11 to UPC’s Registration<br />
Statement on <strong>Form</strong> S-4 (No. 33-64707).<br />
Supplemental Agreement, dated November 18, 1995, between UPC, UPRR,<br />
MPRR, SP, SPT, D&RGW, SLSRC and SPCSL, on the one hand, and BN and<br />
Santa Fe, on the other hand, is incorporated herein by reference to Exhibit <strong>10</strong>.12<br />
to UPC’s Registration Statement on <strong>Form</strong> S-4 (No. 33-64707).<br />
<strong>10</strong>(u) The Pension Plan for Non-Employee Directors of UPC, as amended January 25,<br />
1996, is incorporated herein by reference to Exhibit <strong>10</strong>(w) to the Corporation’s<br />
Annual Report on <strong>Form</strong> <strong>10</strong>-K for the year ended December 31, 1995.<br />
94