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Statistical Methods in Medical Research 4ed

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The pr<strong>in</strong>ciple of mask<strong>in</strong>g the identity of a treatment may be extended to trials<br />

<strong>in</strong> which two or more potentially active treatments are compared. The ma<strong>in</strong><br />

purpose here is to ensure that the measurement of the response variable is not<br />

affected by a knowledge of the specific treatment adm<strong>in</strong>istered. If the relevant<br />

response is survival or death, this is almost certa<strong>in</strong> to be recorded objectively and<br />

accurately, and no bias is likely to occur. Any other measure of the progress of<br />

disease, such as the report<strong>in</strong>g of symptoms by the patient, the elicit<strong>in</strong>g of signs by<br />

the doctor, the record<strong>in</strong>g of major exacerbations of disease, or even the record<strong>in</strong>g<br />

of biomedical test measurements, may be <strong>in</strong>fluenced by knowledge of the treatment<br />

received. This <strong>in</strong>cludes knowledge by the patient or by the physician or<br />

other technical staff.<br />

It is important, therefore, to arrange when possible for treatments to be<br />

adm<strong>in</strong>istered by some form of mask<strong>in</strong>g. (The term bl<strong>in</strong>d<strong>in</strong>g is often used, but is<br />

perhaps less appropriate, if only because of the ambiguity caused <strong>in</strong> trials for<br />

conditions <strong>in</strong>volv<strong>in</strong>g visual defects.) In a s<strong>in</strong>gle-masked (or s<strong>in</strong>gle-bl<strong>in</strong>d) trial, the<br />

treatment identity is hidden from the patient. In the more common doublemasked<br />

(or double-bl<strong>in</strong>d ) design, the identity is hidden from the physician <strong>in</strong><br />

charge and from any other staff <strong>in</strong>volved with the assessment of response. In<br />

some cases it may be necessary for the physician to be aware of the treatment<br />

identity, particularly with a complex <strong>in</strong>tervention, but possible for the assessments<br />

of response to be completely masked.<br />

Mask<strong>in</strong>g is achieved by ensur<strong>in</strong>g that the relevant treatments are formulated<br />

<strong>in</strong> the same way. If two drugs have to be adm<strong>in</strong>istered <strong>in</strong> different ways, for<br />

<strong>in</strong>stance by tablet or capsule, it may be possible to use a double-dummy technique.<br />

To compare drug A by tablet with drug B by capsule, the two groups<br />

would receive<br />

or<br />

Active A tablets, plus placebo B capsules<br />

Placebo A tablets, plus active B capsules.<br />

18.5 Assessment of response 605<br />

Once the treatment assignment for a patient has been decided, the tablets,<br />

capsules, etc., should be packaged and given a label specific to that patient. An<br />

alternative system is sometimes used, whereby a particular treatment is given a<br />

code letter, such as A, and all packages conta<strong>in</strong><strong>in</strong>g that drug are labelled A. This<br />

system has the defect that, if the identity of A becomes known or suspectedÐfor<br />

<strong>in</strong>stance, through the recognition of side-effectsÐthe code may be effectively<br />

broken for all patients subsequently receiv<strong>in</strong>g that treatment.<br />

The use of a placebo may be impracticable, either because a treatment causes<br />

easily detectable side-effects, which cannot, or should not, be reproduced with a<br />

placebo, or because the nature of the <strong>in</strong>tervention cannot be simulated. The<br />

latter situation would, for <strong>in</strong>stance, normally arise <strong>in</strong> surgery, except perhaps for

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