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Statistical Methods in Medical Research 4ed

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628 Cl<strong>in</strong>ical trials<br />

on different occasions to the same <strong>in</strong>dividual. Treatments would then be<br />

assessed aga<strong>in</strong>st with<strong>in</strong>-subject random error, which would be expected to be less<br />

than between-subject error. An additional advantage would be economy <strong>in</strong> the<br />

number of subjects, s<strong>in</strong>ce each subject would provide more than one observation.<br />

A design <strong>in</strong> which treatments are given <strong>in</strong> sequence to each subject is called a<br />

cross-over (or, <strong>in</strong> many non-medical applications, change-over) design.<br />

In many, perhaps most, cl<strong>in</strong>ical trials, such a design would be <strong>in</strong>feasible,<br />

because the treatments are <strong>in</strong>tended to produce irreversible changes <strong>in</strong> the<br />

patient's health, or because they must be adm<strong>in</strong>istered for long periods of time.<br />

A cross-over design is most suitable for treatments <strong>in</strong>tended for rapid relief of<br />

symptoms <strong>in</strong> chronic diseases, where the long-term condition of the patient<br />

rema<strong>in</strong>s fairly stable. The design is used extensively for Phase I and Phase II<br />

studies, and for equivalence trials (see below).<br />

Extensive accounts of cross-over trials are given <strong>in</strong> the books by Jones and<br />

Kenward (1989), Ratkowsky et al. (1993) and Senn (1993), <strong>in</strong> several articles <strong>in</strong> a<br />

special issue of <strong>Statistical</strong> <strong>Methods</strong> <strong>in</strong> <strong>Medical</strong> <strong>Research</strong> (1994, Volume 3, No. 4),<br />

and <strong>in</strong> the article by Senn (1998).<br />

The simple cross-over design<br />

In the simplest case, with two treatments, A and B, one randomly chosen group<br />

of patients (group I) receives treatments <strong>in</strong> the order AB, while the other group<br />

(group II) receives them <strong>in</strong> the order BA. There may be different numbers of<br />

patients <strong>in</strong> the two groups. The design is variously called the simple cross-over,<br />

the two-treatment, two-period design or the AB/BA design.<br />

The design has the follow<strong>in</strong>g layout:<br />

Run-<strong>in</strong> Period 1 Wash-out Period 2<br />

Read<strong>in</strong>g zij yij1 yij2<br />

Group I (n1) Ð A Ð B<br />

Group II (n2) Ð B Ð A<br />

Here, the `read<strong>in</strong>gs' are observations of some appropriate measure of the<br />

patient's condition (e.g. respiratory test measurement, frequency of attacks of<br />

some sort, etc.). The two periods of adm<strong>in</strong>istration are separated by a `wash-out'<br />

period to enable the patient's condition to return to a level un<strong>in</strong>fluenced as far as<br />

possible by the treatment previously received. (In a drug trial, for <strong>in</strong>stance, it<br />

should be long enough to allow for virtual elim<strong>in</strong>ation of a drug used <strong>in</strong> period<br />

1.) The `run-<strong>in</strong>' period is optional, but it may provide an opportunity for the

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