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Review - Department of Innovation, Industry, Science and Research

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ecommendations, commendations <strong>and</strong> affirmations. The executive summary is posted on the Ontario<br />

College Quality Assurance Service website, <strong>and</strong> follow-up reports on progress against the<br />

recommendations are also posted with it. The audit methodology is similar to that used by Australian<br />

Universities Quality Agency.<br />

In terms <strong>of</strong> the private sector in Ontario, the audit methodology is less clear, but compliance against<br />

the Private Career Colleges Act <strong>and</strong> regulations are the basis for audit. The Ministry <strong>of</strong> Training,<br />

Colleges <strong>and</strong> Universities undertakes site visits as part <strong>of</strong> the registration process to ensure that<br />

facilities meet requirements. Ongoing monitoring through audit <strong>and</strong> site visits in the past was said to<br />

be undertaken annually, 48 but is now taken on a risk management basis. Risk factors were identified<br />

as:<br />

• newly registered private career colleges (PCCs)<br />

• PCCs that submitted problematic audited financial statements for the Ontario Student<br />

Assistance Program<br />

• PCCs with a large international student population<br />

• PCCs providing truck driving/heavy equipment training<br />

• PCCs <strong>of</strong>fering dental hygiene programs<br />

• PCCs with a high volume <strong>of</strong> student complaints<br />

• PCCs that have a history <strong>of</strong> non-compliance.<br />

These have now been enhanced into the next iteration <strong>of</strong> the risk framework which includes the<br />

following indicators:<br />

• illegal operators (historical <strong>and</strong> known)<br />

• financial viability<br />

• chronic violators<br />

• targeted programs<br />

• renewal issues<br />

• international students<br />

• advertising issues<br />

• information from other regulatory/government bodies.<br />

In New Zeal<strong>and</strong>, the New Zeal<strong>and</strong> Qualifications Authority (NZAQ) monitors the performance <strong>of</strong><br />

tertiary education organisations through regular quality audits. The audit evaluates the organisation’s<br />

performance in relation to a quality st<strong>and</strong>ard. The st<strong>and</strong>ard that applies depends on the type <strong>of</strong><br />

education organisation.<br />

The audit process takes 12 to 16 weeks <strong>and</strong> includes the following steps:<br />

• organisation submits documents for desk audit, including quality management system<br />

documentation, self evaluation report <strong>and</strong> provider update form<br />

• NZQA visits site<br />

• tertiary education organisation is provided with draft report for confirmation <strong>of</strong> factual<br />

accuracy<br />

• NZQA sends final report <strong>and</strong> possible request for action plan<br />

• tertiary education organisation sends action plan<br />

• Formal effort—means that individual initiatives <strong>and</strong> experimentations with improvements may be seen<br />

in <strong>and</strong> around the college, <strong>and</strong> these are motivated explicitly by the key quality criteria.<br />

• Organised effort—means that quality process initiatives begin to be planned <strong>and</strong> tracked, work<br />

methods are systematically rooted in the quality criteria, <strong>and</strong> the college has begun to develop<br />

performance metrics <strong>and</strong> norms.<br />

• Mature effort—means quality processes have been embedded in the college’s culture, continuous<br />

improvement is a way <strong>of</strong> life, <strong>and</strong> organisational learning about <strong>and</strong> commitment to quality assurance<br />

<strong>and</strong> improvement is fully established (Ontario College Quality Assurance Service, 2008, p.21).<br />

48 The Ministry <strong>of</strong> Training, Colleges <strong>and</strong> Universities, 2005, p.60.<br />

Comparisons <strong>of</strong> international quality assurance in vocational education <strong>and</strong> training Page 40 <strong>of</strong> 115

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