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Review - Department of Innovation, Industry, Science and Research

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In Engl<strong>and</strong>, Ofsted (the Office for St<strong>and</strong>ards in Education) inspections <strong>of</strong> training organisations are<br />

undertaken using the Common Inspection Framework, which focuses on the experience <strong>of</strong> the<br />

individual learner, applies to all types <strong>of</strong> provider <strong>and</strong> can be used to compare different providers’<br />

services. The framework requires an overall judgement on how effectively <strong>and</strong> efficiently the<br />

provision meets learners’ needs, <strong>and</strong> how can it be improved further.<br />

The Ofsted H<strong>and</strong>book for inspecting colleges (2008) 51 provides significant detail regarding the<br />

inspection process. The h<strong>and</strong>book notes that training organisations will be audited approximately once<br />

in four years <strong>and</strong> that organisations will be given a ranking on a five point scale (outst<strong>and</strong>ing, very<br />

good, good, satisfactory <strong>and</strong> inadequate). This rating, inspection history <strong>and</strong> other data (such as<br />

learners’ achievements, <strong>and</strong> information from annual monitoring activities <strong>and</strong> any Ofsted survey<br />

visits) will inform the level <strong>of</strong> scrutiny in terms <strong>of</strong> frequency <strong>and</strong> duration <strong>of</strong> audit <strong>and</strong> size <strong>of</strong> audit<br />

teams. The rating also affects the number <strong>of</strong> subject areas to be audited. The process includes:<br />

• Lead auditor preparing a briefing document on the organisation (sourced from college<br />

performance report, the previous inspection report, reports from annual assessment or<br />

monitoring activities, local Learning <strong>and</strong> Skills Councils reports <strong>and</strong> the college’s selfassessment<br />

report). It also includes a brief commentary on the college’s characteristics <strong>and</strong><br />

the context in which it works, an evaluative commentary on the pre-inspection evidence, <strong>and</strong><br />

preliminary hypotheses about the college, which are to be tested during the inspection. The<br />

report is also provided to the organisation.<br />

• Planning meeting with the organisation.<br />

• Provision <strong>of</strong> information prior to site visit.<br />

• Provision <strong>of</strong> information at site visit (organised against the key questions in the Common<br />

Inspection Framework).<br />

• Provision <strong>of</strong> a self- assessment report undertaken by the organisation to be tested at the site<br />

visit. The onus is placed on the college to demonstrate the validity <strong>of</strong> the judgements in this<br />

report.<br />

• Inspection visit encompasses a review <strong>of</strong> the key questions:<br />

o college effectiveness<br />

o capacity to improve<br />

o achievements <strong>and</strong> st<strong>and</strong>ards<br />

o the quality <strong>of</strong> provision<br />

o leadership <strong>and</strong> management with a contributory grade for equality <strong>of</strong> opportunity.<br />

• Grades are allocated to the key questions <strong>and</strong> a report provided within about seven working<br />

days.<br />

• Action plan is developed by the organisation.<br />

Monitoring activities are also conducted annually <strong>and</strong> could include desk audits <strong>and</strong> monitoring visits<br />

depending on the risk rating applied. Monitoring visit reports include progress judgements made<br />

against each theme that is inspected (grading according to no discernible progress, insufficient<br />

progress, reasonable progress, significant progress).<br />

In Engl<strong>and</strong>, Ofqual (the Office <strong>of</strong> the Qualifications <strong>and</strong> Examinations Regulator) undertakes<br />

monitoring <strong>of</strong> awarding organisations bodies:<br />

• focusing on systems <strong>and</strong> procedures against the regulatory criteria<br />

• carrying out a risk-based program to monitor qualifications across organisations/awarding<br />

bodies (to ensure that st<strong>and</strong>ards are maintained <strong>and</strong> qualifications are fit for purpose).<br />

The website includes qualification reports, <strong>and</strong> awarding body reports, as well as awarding body<br />

responses.<br />

51 Ofsted, 2008 at www.<strong>of</strong>sted.gov.uk/Ofsted-home/Forms-<strong>and</strong>-guidance/Browse-all-by/Other/General/H<strong>and</strong>book-forinspecting-colleges<br />

Comparisons <strong>of</strong> international quality assurance in vocational education <strong>and</strong> training Page 42 <strong>of</strong> 115

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