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Review - Department of Innovation, Industry, Science and Research

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Monitoring activities include:<br />

• scoped audit<br />

• full audit<br />

• data systems audit.<br />

Finally, for Germany the process is less clear given that training organisations can use various forms<br />

<strong>of</strong> quality assurance instruments.<br />

Other approaches<br />

A review <strong>of</strong> each nation’s approach to ongoing monitoring also elicited additional approaches.<br />

The AQTF 2007 Essential St<strong>and</strong>ards for Registration has included a set <strong>of</strong> quality indicators which<br />

have a focus on continuous improvement. It is proposed that the quality indicators will provide data<br />

for training organisations to identify areas for improvement in providing training <strong>and</strong> assessment<br />

services. This data is to be also used by registering bodies as part <strong>of</strong> their monitoring function <strong>and</strong> will<br />

inform the organisation’s risk pr<strong>of</strong>ile to assist in the scheduling <strong>and</strong> scope <strong>of</strong> audits. The three quality<br />

indicators include:<br />

• employer satisfaction (competency development, <strong>and</strong> training <strong>and</strong> assessment quality)<br />

• learner satisfaction (learner engagement <strong>and</strong> competency development)<br />

• competency completion rate.<br />

In Ontario, the pubic training organisations (colleges <strong>of</strong> applied arts <strong>and</strong> technology) annually submit<br />

data on:<br />

• graduate employment<br />

• graduate satisfaction<br />

• employer satisfaction<br />

• student satisfaction<br />

• graduation rate.<br />

The private training sector colleges are also required to provide data on student satisfaction,<br />

graduation rate <strong>and</strong> employer satisfaction, however these have not yet been implemented.<br />

In New Zeal<strong>and</strong>, training organisations assessing against unit st<strong>and</strong>ards must carry out internal<br />

moderation <strong>and</strong> engage with external moderation. Training organisations that are assessing learners<br />

using unit st<strong>and</strong>ards are moderated by NZQA or by industry training organisations (ITOs) which are<br />

responsible for industry unit st<strong>and</strong>ards. The actual process <strong>of</strong> moderation differs between ITOs <strong>and</strong><br />

NZQA. However, all involve checking assessment tasks <strong>and</strong> assessor judgements against the<br />

particular unit st<strong>and</strong>ard. NZQA carries out the moderation process post-assessment. St<strong>and</strong>ards are<br />

grouped into ‘moderation systems’ <strong>and</strong> NZQA selects st<strong>and</strong>ards for moderation, based on a three-year<br />

cycle. For each moderation system chosen for moderation, 10 per cent <strong>of</strong> the st<strong>and</strong>ards are selected.<br />

In the UK, the use <strong>of</strong> internal <strong>and</strong> external verification processes is a major strategy for supporting the<br />

integrity <strong>and</strong> consistency <strong>of</strong> the occupational st<strong>and</strong>ards in the award. The National Vocational<br />

Qualifications Code 0f Practice (2006) specifies that centres must undertake internal verification<br />

processes. Centres must appoint internal verifiers who are responsible for implementation <strong>and</strong> have<br />

the required competencies. The code also specifies that the awarding body must monitor these internal<br />

processes, <strong>and</strong> include external verifier visits to centres as an integral part <strong>of</strong> their quality assurance<br />

strategy. It advises that the minimum frequency <strong>of</strong> external verification visits to centres is usually two<br />

a year (a total <strong>of</strong> two days a year) depending on the centre’s performance <strong>and</strong> taking account <strong>of</strong>:<br />

• number <strong>of</strong> assessment sites<br />

• number <strong>and</strong> throughput <strong>of</strong> c<strong>and</strong>idates<br />

• number <strong>and</strong> turnover <strong>of</strong> assessors<br />

• number <strong>and</strong> turnover <strong>of</strong> internal verifiers.<br />

Comparisons <strong>of</strong> international quality assurance in vocational education <strong>and</strong> training Page 44 <strong>of</strong> 115

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