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(ACO) regulations - American Society of Anesthesiologists

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CMS-1345-P 130<br />

also realized high patient participation rates by using an opt-in method <strong>of</strong> patient<br />

choice. 10 An opt-in method has several advantages. Consumers have consistently<br />

expressed a desire that their consent should be sought before their health information may<br />

be shared. 11 Obtaining affirmative written permission would also provide documentation<br />

<strong>of</strong> the beneficiary's choice.<br />

However, many organizations find that an opt-in approach significantly reduces<br />

both provider and beneficiary participation for administrative reasons, and not because<br />

patients are making an active choice not to participate. 12<br />

Where opt-in rates are very<br />

high, significant paperwork burdens arise as providers must track consents for the<br />

majority <strong>of</strong> their patient population. Reducing such burdens is one <strong>of</strong> the major reasons<br />

that other organizations engaged in health information exchange have adopted an opt-out<br />

approach. 12,13<br />

An opt-out approach is used successfully in most systems <strong>of</strong> electronic<br />

exchange <strong>of</strong> information 13 because it is significantly less burdensome on consumers and<br />

providers while still providing an opportunity for caregivers to engage with patients to<br />

10 J. Shapiro, J. Bartley, G. Kuperman, Health Information Exchange Consent Policy Influences:<br />

Emergency Department Patient Data Accessibility. ACEP 2010. See also N. Daurio, et al. Implementation<br />

<strong>of</strong> an Enterprise-wide Electronic Health Record: A Nurse-Physician Partnership, in K. Saranto et al., eds,<br />

Connecting Health and Humans (IOS Press 2009).<br />

11 Schneider, at 36-37. Public Attitudes Toward Medical Privacy. (2000). Conducted by The Gallup<br />

Organization on behalf <strong>of</strong> the Institute for Health Freedom. Available at:<br />

http://forhealthfreedom.org/Gallupsurvey/IHF-Gallup.html.<br />

12 See Micky Tripathi, David Delano, Barbara Lund and Lynda Rudolph. "Engaging Patients for Health<br />

Information Exchange." Health Affairs. Volume 28, Number 2. March/April 2009; Missouri Office <strong>of</strong><br />

Health Information Technology. Opt-in Versus Opt-out: Consent Models for Health Information<br />

Exchange through Missouri's Statewide Health Information Exchange Network. Jefferson City: Missouri.<br />

Department <strong>of</strong> Social Services (2010). Available online at<br />

http://www.dss.mo.gov/hie/leadership/pdf2010/optin_vs_optout_overview.pdf.<br />

12 See Goldstein, M.M. and A.L. Rein. Consumer Consent Options for Electronic Health Information<br />

Exchange: Policy Considerations and Analysis," March, 2010, at 35. Available at:<br />

http://healthit.hhs.gov/portal/server.pt/gateway/PTARGS_0_11673_911197_0_0_18/ChoiceModelFinal032<br />

610.pdf<br />

13 See Goldstein, M.M. and A.L. Rein. Consumer Consent Options for Electronic Health Information<br />

Exchange: Policy Considerations and Analysis," March, 2010, at 35. Available at:<br />

http://healthit.hhs.gov/portal/server.pt/gateway/PTARGS_0_11673_911197_0_0_18/ChoiceModelFinal032<br />

610.pdf.

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