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Decentralization of Forest Administration in Indonesia, Implications ...

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<strong>Forest</strong>s and <strong>Decentralization</strong> <strong>in</strong> <strong>Indonesia</strong>: an Overview<br />

deconcentration, typically <strong>in</strong>volves the transfer <strong>of</strong> adm<strong>in</strong>istrative responsibilities from<br />

a central government to lower level agencies which are upwardly accountable. In a<br />

hierarchical state structure, these might <strong>in</strong>clude prov<strong>in</strong>cial or district governments<br />

to the extent that their leadership is responsible to the central government, or<br />

regional <strong>of</strong>fices and local implement<strong>in</strong>g agencies <strong>of</strong> particular national government<br />

m<strong>in</strong>istries.<br />

By contrast, political decentralization – also commonly referred to as democratic<br />

decentralization – occurs when decision-mak<strong>in</strong>g power and control over resources<br />

are “transferred to authorities representative <strong>of</strong> and downwardly accountable to local<br />

populations” (Ribot 2002). Democratic decentralization aims to expand the arena<br />

for public participation <strong>in</strong> governance processes by devolv<strong>in</strong>g power and authority<br />

to <strong>in</strong>stitutions at lower levels <strong>of</strong> a hierarchical state apparatus. As Ribot (2002)<br />

expla<strong>in</strong>s, “Through greater participation, democratic decentralization is believed to<br />

help <strong>in</strong>ternalize social, economic, developmental, and environmental externalities;<br />

to better match social services and public decisions to local needs and aspirations;<br />

and to <strong>in</strong>crease equity <strong>in</strong> the use <strong>of</strong> public resources.” In this way, democratic<br />

decentralization “concerns the doma<strong>in</strong> <strong>of</strong> rights that local government can exercise<br />

on behalf <strong>of</strong> constituents – it is about enfranchisement and democratization” (Ribot<br />

2002).<br />

With this emphasis on rights and participation, Agrawal and Ribot (1999) argue<br />

that mean<strong>in</strong>gful analysis <strong>of</strong> decentralization processes must focus on three critical<br />

elements: actors, power, and accountability. With<strong>in</strong> their framework, “the local actors,<br />

the powers they hold, and the accountability relations <strong>in</strong> which they are embedded,<br />

are the basic elements for analyz<strong>in</strong>g the k<strong>in</strong>d <strong>of</strong> decentralization tak<strong>in</strong>g place” (Ribot<br />

2002). As Ribot (2002) expla<strong>in</strong>s:<br />

Democratic decentralization, for example, <strong>in</strong>volves representative local<br />

actors who are entrusted with real public powers and who are downwardly<br />

accountable to the local population as a whole. … If there are representative<br />

actors who have no public powers, then the <strong>in</strong>stitutional arrangement is not<br />

a decentralization. If there are powers, but the actors receiv<strong>in</strong>g them are not<br />

representative or downwardly accountable, then perhaps it is privatization or<br />

deconcentration.<br />

Political or democratic decentralization, therefore, implies the existence<br />

<strong>of</strong> locally accountable representative bodies – or at the very least, the creation <strong>of</strong><br />

such bodies through the process <strong>of</strong> decentralization. Yet <strong>in</strong> much <strong>of</strong> the world, and<br />

perhaps especially <strong>in</strong> countries that historically have been dom<strong>in</strong>ated by highly<br />

centralized states, such bodies frequently do not exist at the local level. As Ribot<br />

(2002) po<strong>in</strong>ts out, “Rural communities are usually highly differentiated by class,<br />

caste, livelihood, gender, age, religion, race, orig<strong>in</strong>s, and ethnicity.” With<strong>in</strong> this<br />

context, it is not uncommon for local governments to be dom<strong>in</strong>ated by elites who<br />

have little accountability to the communities they purportedly represent. In assess<strong>in</strong>g<br />

the implications <strong>of</strong> any decentralization <strong>in</strong>itiative, it is therefore essential to exam<strong>in</strong>e<br />

not only the shift<strong>in</strong>g relationship between central government agencies and those

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