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LIPPO-MAPLETREE - Lippo Malls Indonesia Retail Trust - Investor ...

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Appendix Gcommitted an offence under the Penal Code, Chapter 224 of Singapore and the Securitiesand Futures Act, and such applications may be referred to the relevant authorities forinvestigation.(7) Applications from any person under the age of 21 years, undischarged bankrupts, soleproprietorships, partnerships, chops or non-corporate bodies, or joint Securities Account holdersof CDP will be rejected.(8) Applications from any person whose addresses (furnished in their Application Forms or in the caseof Electronic Applications, contained in the records of the Participating Banks, as the case may be)bear post office box numbers will be rejected. No person acting or purporting to act on behalf of adeceased person is allowed to apply under the Securities Account with CDP in the deceased’s nameat the time of application.(9) The existence of a trust will not be recognised. Any application by a trustee or trustees must bemade in his/her or their own name(s) and without qualification or, where the application is made byway of a Application Form by a nominee, in the name(s) of an approved nominee company orapproved nominee companies after complying with paragraph 10 below.(10) Nominee applications may only be made by approved nominee companies. Approvednominee companies are defined as banks, merchant banks, finance companies, insurancecompanies, licensed securities dealers in Singapore and nominee companies controlled bythem. Applications made by nominees other than approved nominee companies will be rejected.(11) If you are not an approved nominee company, you must maintain a Securities Account withCDP in your own name at the time of your application. If you do not have an existing SecuritiesAccount with the CDP in your own name at the time of application, your application will be rejected (ifyou apply by way of an Application Form) or you will not be able to complete your application (if youapply by way of an Electronic Application).(12) Subject to paragraph 18 below, your application is liable to be rejected if your particulars such asname, National Registration Identity Card (“NRIC”) or passport number, nationality and permanentresidence status, and/or CDP Securities Account number provided in your Application Form, or inthe records of the Participating Banks at the time of your Electronic Application, as the case may be,differ from those particulars in your Securities Account as maintained by CDP. If you have more thanone individual direct Securities Account with the CDP, your application shall be rejected.(13) If your address as stated in the Application Form or, in the case of an Electronic Application,contained in the records of the relevant Participating Bank is different from the addressregistered with CDP, you must promptly inform CDP of your updated address, failing whichthe notification letter on successful allocation from CDP will be sent to your address lastregistered with CDP.(14) This Prospectus and its accompanying Application Forms have not been registered in anyjurisdiction other than in Singapore. The distribution of this Prospectus and its ApplicationForms may be prohibited or restricted (either absolutely or unless various securitiesrequirements, whether legal or administrative, are complied with) in certain jurisdictions underthe relevant securities laws of those jurisdictions. Without limiting the generality of the foregoing,neither this Prospectus (including its Application Forms) nor any copy thereof may be taken,transmitted, published or distributed, directly or indirectly, in whole or in part, in or into the U.S. andthey do not constitute an offer of securities for sale into the U.S. or any jurisdiction in which such offeris not authorised or to any person to whom it is unlawful to make such an offer. The Units have notbeen and will not be registered under the United States Securities Act of 1933, as amended (the“Securities Act”) and, accordingly may not be offered or sold within the U.S., except in certaintransactions exempt from the registration requirements of the Securities Act. The Units are beingoffered and sold in offshore transactions (as defined in Regulation S under the Securities Act(“Regulation S”)) in reliance on Regulation S. Any failure to comply with this restriction mayconstitute a violation of U.S. securities laws.G-2

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