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A Two-Part Test for Copyright Infringement 411<br />

Questions:<br />

1.) If the characters are under copyright, and Anderson’s “treatment” is thus an unauthorized<br />

derivative work, not eligible for copyright protection, what does it matter that<br />

Stallone had publicly offered ideas similar to the ones Anderson put in the screenplay<br />

prior to seeing it? Why does the court mention it? To pose the counterfactual, suppose<br />

Stallone had never thought about any of these plot twists, had access to a screenplay of<br />

Anderson’s and taken all of it—down to the exact language of the script—does Anderson<br />

still lose on the copyright claim?<br />

2.) Should we have copyright over characters? Why? Why not? Think of the blockbuster<br />

movies featuring comic book characters. Are these an argument for copyright protection<br />

of characters or against it?<br />

3.) Has James infringed copyright with his Hamnet character described in problem 12-1 e.)?<br />

d.) A Two-Part Test for Copyright Infringement<br />

We have discussed the line courts must draw between idea and expression, the<br />

process by which unprotectable elements are filtered from computer software and the reach<br />

of copyright over characters. We now turn to the way (actually, the ways) that courts assess<br />

claims of illicit copying. Portions of this discussion should be familiar from Computer<br />

Associates v. Altai, but there they were in the specialized context of software.<br />

In the 1946 case Arnstein v. Porter, the Second Circuit laid out a seminal twopronged<br />

test for copyright infringement. This was one of many lawsuits brought by<br />

songwriter Ira Arnstein, who was convinced that more successful songwriters were<br />

stealing his music and made sometimes outlandish allegations of copying. In this case,<br />

he claimed that several songs by Cole Porter infringed his works, even though there were<br />

few significant similarities. While Arnstein lost his other lawsuits at the summary<br />

judgment stage, here the court denied Porter’s summary judgment motion and set an<br />

unusually high bar for winning these motions. Later cases tempered Arnstein’s summary<br />

judgment standard, and the current requirement is that there is “no genuine issue of<br />

material fact.” But its bifurcated test endures, and it is excerpted below.<br />

Arnstein v. Porter<br />

154 F.2d 464 (2d Cir. 1946)<br />

FRANK, Circuit Judge.<br />

. . . [I]t is important to avoid confusing two separate elements essential to a<br />

plaintiff’s case in such a suit: (a) that defendant copied from plaintiff’s copyrighted work<br />

and (b) that the copying (assuming it to be proved) went to far as to constitute improper<br />

appropriation.<br />

As to the first—copying—the evidence may consist (a) of defendant’s admission<br />

that he copied or (b) of circumstantial evidence—usually evidence of access—from which<br />

the trier of the facts may reasonably infer copying. Of course, if there are no similarities,<br />

no amount of evidence of access will suffice to prove copying. If there is evidence of access<br />

and similarities exist, then the trier of the facts must determine whether the similarities are

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