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412 COPYRIGHT’S “REACH”: INFRINGEMENT<br />

sufficient to prove copying. On this issue, analysis (‘dissection’) is relevant, and the<br />

testimony of experts may be received to aid the trier of the facts. If evidence of access is<br />

absent, the similarities must be so striking as to preclude the possibility that plaintiff and<br />

defendant independently arrived at the same result.<br />

If copying is established, then only does there arise the second issue, that of illicit<br />

copying (unlawful appropriation). On that issue (as noted more in detail below) the test<br />

is the response of the ordinary lay hearer; accordingly, on that issue, ‘dissection’ and<br />

expert testimony are irrelevant.<br />

In some cases, the similarities between the plaintiff’s and defendant’s work are so<br />

extensive and striking as, without more, both to justify an inference of copying and to<br />

prove improper appropriation. But such double-purpose evidence is not required; that is,<br />

if copying is otherwise shown, proof of improper appropriation need not consist of<br />

similarities which, standing alone, would support an inference of copying. . . .<br />

Assuming that adequate proof is made of copying, that is not enough; for there can<br />

be ‘permissible copying,’ copying which is not illicit. Whether (if he copied) defendant<br />

unlawfully appropriated presents, too, an issue of fact. The proper criterion on that issue<br />

is not an analytic or other comparison of the respective musical compositions as they<br />

appear on paper or in the judgment of trained musicians. The plaintiff’s legally protected<br />

interest is not, as such, his reputation as a musician but his interest in the potential<br />

financial returns from his compositions which derive from the lay public’s approbation<br />

of his efforts. The question, therefore, is whether defendant took from plaintiff’s works<br />

so much of what is pleasing to the ears of lay listeners, who comprise the audience for<br />

whom such popular music is composed, that defendant wrongfully appropriated<br />

something which belongs to the plaintiff. . . .<br />

Notes<br />

• • • • • • • • • •<br />

“[There are] two separate elements essential to a plaintiff’s case in such<br />

a suit:<br />

“a) that defendant copied from plaintiff’s copyrighted work and<br />

b) that the copying (assuming it to be proved) went to far as to<br />

constitute improper appropriation.”<br />

This two-part test from Arnstein has served as a basic template for copyright infringement<br />

tests in many other Circuits. The general contours of each prong are as follows.<br />

First, there is the question of whether the defendant copied from the plaintiff’s<br />

work at all, as opposed to independently creating her own work. This is a factual rather<br />

than legal question. It is easily resolved if the defendant admits to copying; in cases of<br />

digital music sampling, for example, there is no debate over whether the defendant<br />

copied, just whether she took enough for that copying to be unlawful. Often there is no<br />

such admission, however, and courts turn to analyzing whether circumstantial evidence<br />

of similarities between the works, often called “probative similarity,” and evidence of<br />

“access” are together enough to suggest copying.<br />

Probative Similarity: At this stage, similarities are being assessed to answer the initial<br />

question of whether there was copying, not the legal question of whether there was<br />

infringement. Thus courts look at the question of similarity broadly, even including<br />

similarities in unprotected material such as ideas. (Courts look at all the similarities

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