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Occupational Exposure to Carbon Nanotubes and Nanofibers

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his<strong>to</strong>pathology grade 2 or higher lung responses(Table A–6) compared with those estimated fromhis<strong>to</strong>pathology grade 1 (minimal) or higher responses(Table A–5) because more animals developedthe grade 1 or higher response at a given dose(i.e., his<strong>to</strong>pathology grade 1 or higher is a moresensitive response).A.3.2 Comparison of Shortterm<strong>and</strong> SubchronicDose-response DataTwo studies of MWCNT (Baytubes) provided anopportunity <strong>to</strong> examine the effect of dose-rate onthe same lung response measured at the same timepoint. Wistar rats were exposed by inhalation foreither one 6-hr day [Ellinger-Ziegelbauer <strong>and</strong> Pauluhn2009] or 13 weeks (6 hr/d, 5 d/wk) [Pauluhn2010a]. Lung responses were examined in bothstudies at 13 weeks after the first exposure day.His<strong>to</strong>pathology severity scores for alveolar septalthickening were available for each study. The numberof male rats with alveolar septal thickening (ofminimal or higher grade) <strong>and</strong> the respective exposureconcentrations are as follows:••Ellinger-Ziegelbauer <strong>and</strong> Pauluhn [2009]: 1,0, <strong>and</strong> 6 rats (6 <strong>to</strong>tal per group) at 0, 11.0, <strong>and</strong>241.3 mg/m3.••Pauluhn [2010a, extended by personal communication]:0, 0, 9, 10, 10 rats (10 <strong>to</strong>tal pergroup) at 0, 0.1, 0.45, 1.62, <strong>and</strong> 5.98 mg/m3.The dose metric used for this comparison was thedeposited lung dose, estimated from MPPD 2.0[CIIT <strong>and</strong> RIVM 2006] based on the particle sizedata (MMAD <strong>and</strong> GSD) <strong>and</strong> the rat exposure conditionsreported in each study.To evaluate whether these data [Pauluhn 2010a;Ellinger-Ziegelbauer <strong>and</strong> Pauluhn 2009] can bedescribed by the same dose-response relationship,a multistage (polynomial degree 2) model [USEPA 2010] was fit <strong>to</strong> the combined data (FigureA–4). This model provided adequate fit <strong>to</strong> the dataNIOSH CIB 65 • <strong>Carbon</strong> <strong>Nanotubes</strong> <strong>and</strong> <strong>Nanofibers</strong>(P = 0.37), suggesting that these data can be describedby the same dose-response model using theestimated <strong>to</strong>tal deposited lung dose, regardless ofthe dose rate differences (i.e., dose administered in1 day vs. during 91 days). This finding is consistentwith the impaired clearance <strong>and</strong> biopersistence ofthe deposited MWCNT in the rat lungs at thesedoses as shown in Pauluhn [2010a].A.3.3 Estimated Excess Risksof Working Lifetime<strong>Exposure</strong>s <strong>to</strong> Low-massConcentrations of MWCNTSt<strong>and</strong>ard risk assessment approaches for non-cancerendpoints have typically assumed a thresholdmodel, with extrapolation beyond the point of departurebased on uncertainty fac<strong>to</strong>rs, e.g., US EPA[1994]. NRC [2009] <strong>and</strong> others have recommendedusing risk-based low-dose extrapolation for noncancerendpoints. NIOSH practice has also includedrisk-based low-dose extrapolation for noncancerendpoints. In the absence of information onthe shape of the dose-response relationship in thelow-dose region, assumptions can include linear<strong>and</strong> nonlinear model-based extrapolation. Linearextrapolation is the most protective (i.e., unlikely<strong>to</strong> underestimate the risk). However, the actual riskcould be much lower, including zero.Low-dose linear extrapolation of the working lifetime-equivalent10% excess risk estimates in TableA–5 (deposited dose assumption) results in BMC(BMCL) estimates of 0.051 (0.019) µg/m3 or 0.077(0.038) µg/m3 associated with 1% excess risk (Ma-Hock et al. [2009] or Pauluhn [2010a], respectively).The corresponding BMC (BMCL) estimates associatedwith 0.1% excess risk are 0.0051 (0.0019)µg/m3 or 0.0077 (0.0038) µg/m3. Multistage modelbasedestimates are higher for the BMCs, but nearlyidentical for the BMCLs: 0.16 (0.019) µg/m3 or 0.24(0.042) µg/m3 associated with 1% excess risk; <strong>and</strong>0.050 (0.0020) µg/m3 or 0.075 (0.0042) µg/m3 associatedwith 0.1% excess risk (Ma-Hock et al. [2009]or Pauluhn [2010a], respectively).115

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