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Institutional Mechanisms for REDD+ - Case Studies Working Paper

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In the case of logging concessions, this passivity has often created unrealistically high expectations among<br />

communities. Villagers can see the wealth of the company (through equipment, salaries to their staff, clothes,<br />

etc.) and many stories circulate on how much money they make selling the wood they harvested. The colonial<br />

past is still present and contributes to the distrust between villagers and logging companies.<br />

Equity:<br />

Equity of benefit-sharing within communities seems to be a secondary issue, as both Ibi-Batéké project and<br />

the model of social agreements require that all funds be invested in ―community projects‖ that by definition<br />

should benefit all villagers equally. Opportunities <strong>for</strong> elite capture seem to be limited in the case of Ibi-Batéké,<br />

as all benefits are managed by an external organization controlled by NOVACEL. More experience with<br />

FDLs will be needed to assess how egalitarian these institutions will be.<br />

2.5.2 CONCLUSIONS AND RECOMMENDATIONS<br />

The NC-<strong>REDD+</strong> and NGOs are still in the process of identifying options <strong>for</strong> <strong>REDD+</strong> benefit-sharing.<br />

Their perceptions are evolving quickly as they work to translate concepts into practical solutions. It is,<br />

there<strong>for</strong>e, too early to make specific recommendations on institutional mechanisms <strong>for</strong> benefit-sharing. This<br />

sub-section, there<strong>for</strong>e, attempts to identify the main advantages and drawbacks of the two main strategic<br />

options currently considered in DRC.<br />

A general belief of government officials and NGOs interviewed is that <strong>REDD+</strong> benefits flowing to<br />

communities should not come in the <strong>for</strong>m of cash payments. Communities are considered to be unable to<br />

manage cash and not likely to acquire this capacity in the short term due to a lack of basic education,<br />

geographic isolation, and lack of access to in<strong>for</strong>mation.<br />

There are important strategic consequences to this perception. If decision-makers perceive that it will take too<br />

much time <strong>for</strong> communities to acquire money management skills, then they will likely try to by-pass this<br />

problem and regulate the type of benefits that can reach populations. Although this approach might limit<br />

opportunities <strong>for</strong> elite capture in the short term, it might also prevent populations from gaining the skills that<br />

they will need in the long term (including money management skills).<br />

Efficiency vs. communities’ control of benefit-sharing decisions:<br />

Along these lines, ongoing discussions in the DRC on <strong>REDD+</strong> benefit-sharing seem polarized between<br />

efficiency vs. communities‘ right to (some) control over benefit-sharing decisions.<br />

The case of the Ibi-Batéké project illustrates how <strong>REDD+</strong> projects would be carried out most efficiently by<br />

bypassing the major problem of communities‘ capacity and keeping their expectations low by concentrating<br />

all benefit management responsibilities in the hands of project staff. However, this case study also noted<br />

problems with this model that might undermine the country‘s capacity to meet carbon sequestration<br />

objectives:<br />

� Concentration of power and rights in the hand of intermediary agencies: Communities remain passive recipients with<br />

limited-to-no bargaining power. Land use changes required to reduce de<strong>for</strong>estation and <strong>for</strong>est<br />

degradation are less likely to be sustainable when communities do not develop ownership of projects<br />

promoting these changes.<br />

� Limited community capacity-building: The current system maintains communities in a situation of dependence<br />

and might even weaken community-level institutions in the long run. Strong community institutions,<br />

however, are necessary <strong>for</strong> communities to self-regulate land and <strong>for</strong>est use patterns.<br />

� Limited scalability: the success of the project relies heavily on the personal wealth, skills, and connections<br />

of Olivier Mushiete.<br />

42 PRRGP INSTITUTIONAL MECHANISMS FOR REDD: CASE STUDIES – WORKING PAPER

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