23registering a vessel that has a history <strong>of</strong> <strong>IUU</strong> fishing. 41 Experience has shownthat the same vessels are <strong>of</strong>ten involved in <strong>IUU</strong> fishing, despite changes in nameand registration.As noted above, owners <strong>of</strong> <strong>IUU</strong> vessels sometimes evade controls byfrequently changing flag States, a practice known as “flag hopping.” A Stateshould require a vessel owner seeking to register a fishing vessel to specify allprevious States in which the vessel has been registered, including under anyother names. Should a pattern <strong>of</strong> possible flag hopping emerge, a presumptionshould arise that the vessel may have been used for <strong>IUU</strong> fishing. The Stateshould, at a minimum, require the vessel owner to explain any frequent changesin registration.As the <strong>IPOA</strong>-<strong>IUU</strong> notes, the functions <strong>of</strong> registering a vessel andproviding it with an authorization to fish are separate. In many States, thesefunctions are the responsibility <strong>of</strong> different governmental agencies thatsometimes do not communicate well with each other. For example,transportation ministries are <strong>of</strong>ten responsible for registering vessels, whilefisheries (or agriculture) ministries issue authorizations to fish.Many flag States could strengthen their control over fishing vessels byensuring that there is a strong link between the process by which they registerfishing vessels and the process by which they grant authorizations to fish. 42States should work to coordinate these functions and to facilitatecommunications among the agencies involved. Fisheries (or agriculture)ministries, which may be more likely to have information concerning the pastfishing activity <strong>of</strong> a vessel seeking to be registered, should find ways tocommunicate such information quickly to the ministries in charge <strong>of</strong> registration.Moreover, as the <strong>IPOA</strong>-<strong>IUU</strong> suggests, States should consider registering onlythose vessels that it is prepared to authorize to fish either in its waters or on thehigh seas.Many States do not require registration <strong>of</strong> small fishing vessels at all.However, in light <strong>of</strong> the growth <strong>of</strong> <strong>IUU</strong> fishing, including by small vessels,States are encouraged to register as many fishing vessels as possible, preferablyall <strong>of</strong> them, and to enter all <strong>of</strong> them on its record <strong>of</strong> fishing vessels, discussed41 In this regard, the <strong>IPOA</strong>-<strong>IUU</strong> recognizes that exceptions may be made, for example, incases where ownership and control <strong>of</strong> the vessel has truly changed. Similarly, article III <strong>of</strong>the 1993 FAO Compliance Agreement prohibits parties from issuing an authorization t<strong>of</strong>ish to a vessel with a history <strong>of</strong> illegal fishing, while also allowing for limited exceptions<strong>of</strong> the same sort. However, some States and RFMOs have taken steps to deny registrationor other benefits to vessels that have engaged in <strong>IUU</strong> fishing, despite any change inownership or control.42 See Report <strong>of</strong> the Joint FAO/IMO Ad hoc Working Group on Illegal, Unreported andUnregulated Fishing and Related Matters, Rome 9-11 October 2000.
24below. Given that the requirement <strong>of</strong> registration is a fundamental tool by whicha flag State can control its fishing vessels, the administrative cost <strong>of</strong> expanding aState’s registry to include all vessels should be more than <strong>of</strong>fset by the savingsrealized by reducing the <strong>IUU</strong> fishing that unregistered vessels may now becommitting. 434.1.1 Chartering ArrangementsSome <strong>IUU</strong> fishers seek to evade controls by abusing the arrangementsfor the chartering <strong>of</strong> fishing vessels. The <strong>IPOA</strong>-<strong>IUU</strong> calls on all States involvedin a chartering arrangement to take steps, within the limits <strong>of</strong> their respectivejurisdiction, to ensure that chartered vessels do not engage in <strong>IUU</strong> fishing.If chartering arrangements are not carefully designed and enforced, theidentity <strong>of</strong> those individuals or corporations that have the ultimate interest in thevessel may not be apparent. For example, a vessel may be owned by someonefrom State A, be registered in State B and be chartered to fish in waters under thejurisdiction <strong>of</strong> State C. The relationships between the owner, the charterer andflag State are <strong>of</strong>ten unclear to the coastal State.To address this problem, States should require all charteringarrangements to be fully transparent. For example, the Regional Register <strong>of</strong>Foreign Fishing Vessels administered by the South Pacific Forum FisheriesAgency (FFA) 44 requires foreign fishing vessels to submit an application to theDirector for Registration. The applicant vessels must include the name(s) <strong>of</strong> anycharterer in addition to other required information (names <strong>of</strong> applicants, radiocall sign, State <strong>of</strong> registration, and flag State registration number, previous vesselname(s), name(s) <strong>of</strong> the vessel owner, operator, vessel master captain and fishingmaster). 4543 The international standards for the registration <strong>of</strong> ships have been codified in the UNConvention on the Conditions for the Registration <strong>of</strong> Ships (1986). Although thisConvention is not yet in force and exempts fishing vessels, it clearly describes theprocedures to be followed in order to avoid any misuse or fraudulent practice associatedwith registration. For instance, it describes the procedures to be followed in bare-boatchartering when the vessel is subject to dual registry.44 The FFA was established by South Pacific Forum Fisheries Agency Convention, 10July 1978. The 16 members <strong>of</strong> the FFA are Australia, Cook Islands, Federated States <strong>of</strong>Micronesia, Fiji, Kiribati, Marshall Islands, Nauru, New Zealand, Niue, Palau, PapuaNew Guinea, Samoa, Solomon Islands, Tonga, Tuvalu and Vanuatu. It should be notedthat the Regional Register <strong>of</strong> Foreign Fishing Vessels maintained by the FFA does notserve the same function as a national register <strong>of</strong> ships.45 See T. Aqorau, supra note 33.
- Page 4 and 5: iiiPREPARATION OF THIS DOCUMENTThe
- Page 6 and 7: vThe IPOA-IUU is voluntary. However
- Page 8 and 9: viii6.2 Examples of some port State
- Page 10 and 11: xiBACKGROUND1. From ancient times,
- Page 12 and 13: xiii11. The Code is voluntary. Howe
- Page 14 and 15: 1. INTERNATIONAL PLAN OF ACTION - I
- Page 16 and 17: 3Since the late 1990s, a number of
- Page 18 and 19: 5(1) conducted by national or forei
- Page 20 and 21: 7flag States, coastal States and Po
- Page 22 and 23: 9In light of this, the very first
- Page 24 and 25: 11the vessels rarely if ever visit
- Page 26 and 27: 13For example, Japan requires its n
- Page 28 and 29: 15IUU fishing on the high seas. 27
- Page 30 and 31: 17end all forms of government econo
- Page 32 and 33: 19developing States, 36 have introd
- Page 34 and 35: 21If the vessel is fishing on the h
- Page 38 and 39: 25RFMOs have a role to play in ensu
- Page 40 and 41: 27FAO, in turn, will make available
- Page 42 and 43: 29species can be caught, what gear
- Page 44 and 45: 31Flag States are also encouraged t
- Page 46 and 47: 33cases, fishing vessels registered
- Page 48: 35light of this, paragraph 51 of th
- Page 51 and 52: 38transshipment at sea is prohibite
- Page 53 and 54: 40supported IUU fishing. For exampl
- Page 55 and 56: 42Japan prohibits port calls by tun
- Page 57 and 58: 44of a NAFO member, it must be insp
- Page 59 and 60: 46discussed in Section 7 of these g
- Page 61 and 62: 48products harvested through IUU fi
- Page 63 and 64: 50products. On the basis of that da
- Page 65 and 66: 52question, while the latter only c
- Page 67 and 68: 54States can also combat IUU fishin
- Page 69 and 70: 56RFMOs engage in IUU fishing. No s
- Page 71 and 72: 588.3 Possibilities for Further Act
- Page 73 and 74: 60resolutions calling on those memb
- Page 75 and 76: 62landings, port control, and inspe
- Page 77 and 78: 648.3.8 Actions in Response to Rema
- Page 79 and 80: 66As a result, IUU fishers often co
- Page 81 and 82: 68A number of other developed State
- Page 83 and 84: 702.4 Measures to control transport
- Page 85 and 86: 10.3 Suggested Format for Reports t
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74Flag States should closely contro
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76A coastal State should consider r
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78To assist States in implementing
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12. LITERATURE CITED80Agnew, D.J. 2
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82Greenpeace. 2001. Pirate Fishing:
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84II. NATURE AND SCOPE OF IUU FISHI
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86to the Conservation and Managemen
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National Legislation88Legislation16
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90National Plans of Action25. State
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9236.2 having taken into account al
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9446.3 the species, fishing gear au
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9651.2 cooperation and exchange of
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98general operating guidelines for
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100and should consider measures to
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10280.9 development of observer pro
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10486.3 the strengthening of region
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106Articles V, VI, and VII of the A
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1084.2 To the greatest extent pract
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110• Compliance with other aspect
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1126. Information regarding such si
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114Annex ACommon English Name Scien
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1164. Parties shall consider and ac
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118Committed to take steps, consist
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1209. An export-validated Dissostic
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122APPENDIX VIWEBSITES OF SELECTED