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Category S+T.3: Innovation OutcomeHow does the new facility contribute to innovation?This category investigates, which intellectual property rights, new products and instrumentation, and new companies have been created due to theactivities of the new facility and which future opportunities for the creation of innovations and innovative companies exist. Quantitative and qualitativeindicators are suggested for this study. Project documents, internal and external databases, or secondary data from already operating comparablefacilities as well as expert interviews may provide relevant information for this analysis of the facility’s innovation outcome. The results arereported mostly in a descriptive or narrative way.Indicators:S+T.3.1: Intellectual property rights (IPR)S+T.3.2: Instruments and productsS+T.3.3: Spin-offs and start-ups132
S+T.3.1: Intellectual Property Rights (IPR)Relevance:This indicator describes intellectual property rights created by thefacility. IPRs shows potential for innovations that can be developedand commercialised either by the facility itself or by potential industriallicensees.Compilation:• Identify and report the intellectual property rights owned by thefacility and new applications submitted. Provide a description of thetype of IPRs, their year of creation (grant or application), and theirpossible application (ex-post).• Indicate also which IPRs are exploited by the facility itself and whichIPRs are exploited by industrial licensees. In the latter case indicatealso the obtained annual and total royalties (ex-post).• Identify and report the intellectual property rights expected by thenew facility. Provide a description of the type of IPRs, the expectedquantity in a five years period, and their possible application areas(ex-ante).• Indicate how possible IPRs are going to be exploited by the facilityitself or by licensees and which royalties are expected (ex-ante).Definitions and explanations:Intellectual Property Right: Intellectual property refers to creations ofthe mind: inventions, literary and artistic works, and symbols, names,images, and designs used in commerce. IP is divided into two categories:Industrial property, which includes inventions (patents), trademarks,industrial designs, and geographic indications of source; andCopyright, which includes literary and artistic works such as novels,poems and plays, films, musical works, artistic works such as drawings,paintings, photographs and sculptures, and architectural designs...(WIPO)Licensing occurs when a licensor grants exploitation rights over apatent to a licensee. A license is also a legal contract, and so it willset out the terms upon which the exploitation rights are granted,including performance obligations that a licensee must comply with(WIPO).Data sources and collection methods:• Analysis of internal databases or documents such as annual reports(mostly in ex-post studies)• Analysis of secondary data from reference facilities as annualreports or websites (mostly in ex-ante studies)• Expert interviews - e.g. industrial liaison officer (ex-ante, ex-post)• Interviews with experts from reference facilities (ex-ante)Data analysis methods:• Descriptive content analysis• Case studies of reference RIs• NarrativesReferences:World Intellectual Property Organisation WIPO, onhttp://www.wipo.int/about-ip/enEuropean Patent Office Database, onhttp://t1.espacenet.com/advancedSearch?locale=en_T1133
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EditorsAdrian Curaj & Katja PookAut
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ForewordTen years after the first i
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List of contentsWhat can be expecte
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Category Reg.2: Political environme
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Jobs.2.7: Spending on HR by type of
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Eco.4.2: Initiatives to reduce poll
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TempEco.Int: Interview GuidelineTem
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Assessing RIs in Europe - the polic
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A simple, but important distinction
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The role of RIs beyond scientific i
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• A structured exploration of the
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Figure 1: Roles and an example of t
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FenRIAM consists of eight modules c
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try or the European Union as whole.
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Scoping - UC3The two most important
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Scoping - UC5The ex-ante estimation
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Category RI.1: Scientific Backgroun
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RI.1.2: Key scientific fields for u
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Category RI.2: Technical Performanc
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RI.2.2: Technical performance of th
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Category RI.3: Competing and Comple
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RI.3.2: Planned facilities of the s
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Category RI.4: Investor Consortium
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RI.4.2: Facility SiteRelevance:The
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RI.4.4: Motivations and expectation
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Category RI.5: Project Budget and C
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RI.5.2: Available construction fund
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RI.5.4: Available operation funds a
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Category RI.6: Scientific Activitie
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RI.6.2: R&D strategy and strategic
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RI.6.4: Strategy and resources for
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RI.6.6: Strategy and resources for
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Category RI.7: Procurement and Sale
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RI.7.2: Procurement process and pro
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RI.7.4: Industrial sectors and mark
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Category RI.8: Public RelationsHow
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Category RI.9: Human ResourcesHow w
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RI.9.2: HR planning and recruitment
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RI.9.4: Mean salary level by occupa
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Module Regio - Regional ProfileDivi
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Page 84 and 85: Category Reg.2: Political environme
Page 86 and 87: Reg.2.2: Administrative organisatio
Page 88 and 89: Category Reg.3: Legal framework con
Page 90 and 91: Reg.3.2: Effectiveness/efficiency o
Page 92 and 93: Reg.3.4: Taxation and feesRelevance
Page 94 and 95: Reg.4.1: IT infrastructures and ser
Page 96 and 97: Reg.4.3: General suppliesRelevance:
Page 98 and 99: Category Reg.5: Labour marketWhat a
Page 100 and 101: Reg.5.2: Wages, pension policyRelev
Page 102 and 103: Category Reg.6: Regional economyWha
Page 104 and 105: Reg.6.2: Economic performance and c
Page 106 and 107: Reg.7.1: Existing research faciliti
Page 108 and 109: Reg.7.3: Educational systemRelevanc
Page 110 and 111: Figure 8: The RI impact as a differ
Page 112 and 113: System Analysis - UC2In the case of
Page 114 and 115: Suggested procedure for success sce
Page 116 and 117: Figure 10. The RI impact as differe
Page 118 and 119: System Analysis - UC4In the case of
Page 120 and 121: Impact AssessmentModule S+T: Scienc
Page 122 and 123: S+T.1.1: Services and opportunities
Page 124 and 125: S+T.1.3: Access and maintenance tim
Page 126 and 127: S+T.1.5: Monetary value of offered
Page 128 and 129: S+T.2.1: Publications (all types)Re
Page 130 and 131: S+T.2.3: New standards and procedur
Page 134 and 135: S+T.3.2: Instruments and productsRe
Page 136 and 137: Category S+T.4: Networking & Collab
Page 138 and 139: S+T.4.2: Research contracts & proje
Page 140 and 141: S+T.4.4: Organised scientific event
Page 142 and 143: S+T.4.6: Major networks with indust
Page 144: Category S+T.5: Impact on Suppliers
Page 147 and 148: S+T.5.3: High-tech contracts and ut
Page 149 and 150: S+T.5.5: Low-tech contractsRelevanc
Page 151 and 152: Category S+T.6: More impacts on fir
Page 153 and 154: S+T.6.2: Customers and contractsRel
Page 155 and 156: S+T.6.4: RevenuesRelevance:This ind
Page 157 and 158: S+T.6.6: Scientific papers cited in
Page 159 and 160: Module Jobs: Work & PopulationModul
Page 161 and 162: Jobs.1.1: Generated economic effect
Page 163 and 164: Jobs.2.1: HR by occupation category
Page 165 and 166: Jobs.2.3: Recruitment markets by oc
Page 167 and 168: Jobs.2.5: Type of contract by gende
Page 169 and 170: Jobs.2.7: Spending on HR by type of
Page 171 and 172: Category Jobs.3: Indirectly Created
Page 173 and 174: Jobs.3.2: Jobs created in spin-offs
Page 175 and 176: Category Jobs.4: Training of Studen
Page 177 and 178: Jobs.4.2: Nationality of trained st
Page 179 and 180: Jobs.4.4: Resources for research tr
Page 181 and 182: Jobs.4.6: Events for studentsReleva
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Category Jobs.5: Training of Scient
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Jobs.5.2: Scientific and technical
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Jobs.5.4: Expected impact of scient
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Jobs.6.1: General training programm
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Jobs.6.3: Annual Spending on Genera
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Category Jobs.7: Labour MarketWhat
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Jobs.7.2: Long-term impact on jobs
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Jobs.7.4: Long-term impact on salar
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Category Jobs.8: PopulationWhat is
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Jobs.8.2: Long-term Impact on Educa
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Jobs.8.4: Expected population trend
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Category Life.1: HealthWhich influe
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Life.1.2: Benefits for societyRelev
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Life.1.4: Impact on health care wor
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Category Life.2: EducationHow do ed
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Life.2.2: Changes of education infr
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Life.2.4: Challenges on the skills
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Category Life.3: CultureHow does th
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Life.3.2: Effects on socio-cultural
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Life.3.4: Significant additional de
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Category Life.4: Lifestyle and soci
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Life.4.2: Development of lifestyle,
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Life.4.4: Long-term effect on the q
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Category Eco.1: EnergyWhat energy i
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Eco.1.2: Specific requirements on t
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Eco.1.4: Initiatives for a sustaina
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Category Eco.2: Water & EffluentsWh
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Eco.2.2: Type, quantity, and effect
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Eco.2.4: Effects on water supply an
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Eco. 2.6: New knowledge, methods, t
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Eco.3.1: Quantity of waste by type
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Eco.3.3: Type and quantity of handl
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Eco.3.5: New knowledge, methods, te
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Eco.4.1: Type, quantity, and effect
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Eco.4.3: Type, level, and effects o
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Eco.4.5: Impacts on light and light
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Category Eco.5: RadiationWhat radia
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Eco.5.2: Radiation risks, radiation
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Category Eco.6: Biodiversity & Habi
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Eco.6.2: Expected impacts of RI act
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Category Eco.7: Environmental Aware
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Eco.7.2: Impacts on environmental a
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Category Risk.1: Financial RisksWhi
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Risk.1.2: Financial risks for RI co
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Risk.1.4: Financial risks for RI up
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Category Risk.2: Public Acceptance
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Risk.2.2: Risk for a lack of public
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Risk.3.1: Supply risks for RI const
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Risk.3.3: Supply risks for RI upgra
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Category Risk.4: External Risks for
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Risk.4.2: Geological and hydro-geol
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Risk.4.4: Data security risksReleva
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Risk.5.1: Ecological risks during c
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Risk.5.3: Ecological risks during o
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Risk.5.5: Ecological risks during u
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Risk.5.7: Ecological risks during d
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Alternative ScenariosIn this chapte
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Preparatory workPrior to the Altern
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Guidelines for the Alternative Scen
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Selecting two drivers and building
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Examining wild cards effectsExamini
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ReportingThe final report of FenRIA
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Annex I: Templates for module S+TTh
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TempS+T.2.1: Selection of data coll
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S+T.1: User ServicesS+T.1.1: Servic
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S+T.3: InnovationS+T.3.1: Intellect
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S+T.5: Impacts on SuppliersS+T.5.1:
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TempS+T.Int: Interview GuidelineQue
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S+T.3: InnovationsS+T.3.1Question:H
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S+T.4.6Question:In which major netw
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S+T.5.4Question:Which further impac
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S+T.6.5Question:Which major researc
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Geographical area Host country EU m
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S+T.3: InnovationNameTypeIPR1S+T.3.
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Facility scientists as host scienti
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No. of contracts awarded to low-tec
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Industrial users and user companies
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Input-Output Method Step-by-StepInp
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Annex II: Templates for module EcoT
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TempEco.2.1: Category Eco.2 - Selec
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TempEco.Doc: Document Analysis Temp
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Eco.3: Materials & WasteEco.3.1: Qu
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Eco.5: RadiationEco.5.1: Type, leve
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TempEco.Int: Interview GuidelineQue
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Eco.2.3Question:What are the specif
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Eco.4: Emissions & NoiseEco.4.1Ques
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Eco.5.3Question:Are there any new d
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TempEco.Qu: Questionnaire (Please a
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Eco.3: Materials and WasteEco.3.1Qu
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TempRisk.1.1: Selection of data col
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TempRisk.Doc: Document Analysis Tem
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TempRiskDoc.4.1: External Risks for
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TempRisk.Int: Interview Guideline (
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Risk.4: External Risks for the Proj
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Temp RiskSupp: Interview Support Te
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RiskScale.2: Severity of EventsThis
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RiskMatrix: Risk Level DefinitionTh
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