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Stress-Optical Effects with<br />

Generalized Plane Strain<br />

Introduction<br />

The assumptions made for plane strain in the previous analysis of the waveguide<br />

structure, in the model “Stress-Optical Effects in a Silica-on-Silicon Waveguide” on<br />

page 260, do not hold in a situation where the silicon-silica laminate is free to expand<br />

in the z direction. Instead it is necessary to use a generalized plane strain model that<br />

allows for free expansion in the z direction. The boundary conditions in the xy-plane<br />

already allow the structure to expand freely in all directions in the plane. When the<br />

different materials in a laminate expand with different expansion coefficients, the<br />

laminate bends. In this model, the silica-silicon laminate bends in both the x and<br />

z directions. The Plane Strain application mode does not cover the bending in the<br />

z direction, so you must make modifications to the plane strain equations at the<br />

equation-system level.<br />

Note: This model requires the <strong>RF</strong> Module and the Structural Mechanics Module.<br />

Generalized Plane Strain<br />

One possible extension of the plane strain formulation is to assume that the strain in<br />

the z direction has the form<br />

εz =<br />

e0 + e1x + e2y That is, the strain is linearly varying throughout the cross section. This approximation<br />

is expected to be good when the bending curvature is small with respect to the extents<br />

of the structure in the xy-plane and corresponds to a small rotation that is<br />

representative of each cross section of the structure along the z axis. (A more general<br />

model would include second-degree terms in x and y.)<br />

One way of validating the result of this simulation is to plot the ε x and ε z strains on a<br />

cross section on the symmetry line at x = 0. Because you can expect an identical<br />

bending in the x and z directions, these strains should be identical and vary linearly.<br />

STRESS-OPTICAL EFFECTS WITH GENERALIZED PLANE STRAIN | 277

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