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Yearbook 2013/2014 - ehedg

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European Hygienic Engineering & Design Group<br />

Practical considerations for cleaning validation<br />

Hein Timmerman, Diversey, part of Sealed Air, Amsterdam, the Netherlands,<br />

e-mail: hein.timmerman@sealedair.com, www.diversey.com<br />

The European Hygienic Engineering & Design Group<br />

(EHEDG) subgroup Cleaning Validation, chaired by<br />

Professor Rudolf Schmitt of HES-SO in Switzerland, is<br />

working on a new guideline pertaining to cleaning validation<br />

expected to be published in <strong>2014</strong>. Cleaning and/or<br />

disinfection validation is defined as ‘obtaining documented<br />

evidence that cleaning and/or disinfection processes<br />

are consistently effective at reaching a predefined level<br />

of hygiene, if properly implemented on equipment and<br />

production environment and used as intended.’ In contrast,<br />

cleaning verification is defined as ‘the application of<br />

methods, procedures, tests and other evaluations, in<br />

addition to monitoring, to determine whether a control<br />

measure is or has been operating as intended.’ Verification<br />

is sometimes described as the documented evidence<br />

showing that an assigned entity continues to meet the<br />

required (hygiene) specifications. According to International<br />

Standards Organisation (ISO) 22000, verification is the<br />

‘confirmation through the provision of objective evidence<br />

that specified requirements have been fulfilled.’<br />

The goal of developing the new EHEDG guideline is<br />

to provide a complete validation approach suitable for<br />

equipment manufacturers, cleaning product and equipment<br />

manufacturers and all industrial food producers, from smalland<br />

medium-sized enterprises (SME) to multinational<br />

companies. Cleaning validation is a documented process<br />

that shows evidence demonstrating that the cleaning<br />

methods that have been found applicable and acceptable<br />

for a process/product, achieve consistently the required<br />

levels of cleanliness.<br />

The objective of the cleaning validation is to demonstrate<br />

the effectiveness of the cleaning procedures in the<br />

removal of product residues, degraded products,<br />

preservatives, allergens, and/or cleaning, disinfecting,<br />

cross- contamination and enzymatic agents that can post<br />

a risk to the consumer of manufactured food products.<br />

Together, validating cleaning, assuring a validation<br />

standard and achieving consistent results is a topic of high<br />

priority in the food processing industry. Cleaning validation<br />

is used to show proof that the cleaning system consistently<br />

performs as expected and provides scientific data that the<br />

system consistently meets predetermined specifications<br />

for the residuals. However, when starting a new Greenfield<br />

plant, the integration of a validation approach from the<br />

design phase is a good base from which to achieve the<br />

required result. When an existing plant or line requires an<br />

effective and validated cleaning program, a huge amount<br />

of effort will be needed. More than 80 percent of cleaning<br />

procedures and methods executed on a daily basis in the<br />

food industry are not validated and are poorly documented.<br />

Lack of cleaning validation can be one of the root causes<br />

of food safety incidents as it relates to underperforming<br />

cleaning routines.<br />

The validation of process lines is more than the lineup of<br />

single equipment. Implementation of a new validation plan<br />

will require a holistic approach. Validation can absorb a<br />

huge amount of a dedicated team’s time and will have an<br />

economic impact on the manufacturing operation. Finding<br />

the balance between a theoretical and academic-proven<br />

method and the practical realisation of the validation plan<br />

will require good insights in current available technologies<br />

and their practicality on the plant floor. In addition, a simple<br />

engineered line modification, such as the changing of a<br />

pump type or the addition of a valve or new instrument, can<br />

necessitate a new validation of the entire process line.<br />

Validation requires a deep understanding of all elements<br />

involved in the cleaning result, such as the importance<br />

of design and development for an effective program; the<br />

principles and calculations of residue limits for a wide variety<br />

of residue types; routes of administration; and dosage<br />

types the selection of available analytical methods, along<br />

with appropriate levels of analytical method validation.<br />

It also requires a knowledge base about the selection of<br />

sampling methods and sampling sites, along with proper<br />

selection of blanks and controls using the appropriate<br />

strategies and documentation for sampling recovery<br />

studies; the presence of a cleaning validation master plan<br />

and/or policy components; the appropriate documentation<br />

for cleaning validation protocols and reports; the tools used<br />

for monitoring, verification and revalidation; and validation<br />

maintenance for validated cleaning processes.

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