A G E N D A 1. APOLOGIES FOR ABSENCE Ian Metcalfe 2 ...

Table 1.1 Monitor’s enforcement powersHow this guidance applies to Monitor’s different enforcement powers:RegulatoryactionSection ofguidanceInformalactionEnforcementundertakings(section 106)Discretionaryrequirements(section 105)Section 111new licenceconditionSection 111remove,suspend ordisqualifydirectors /governorsRevokingaprovider’slicence(section89)Competitionlaw(section72)2.2 Prioritisation 2.3 Informal orformal action 3.2 to 3.4Imposingdiscretionary requirements3.5 Acceptingenforcementundertakings4.2.1 Caseinitiation 4.2.2Investigations 4.2.3 Caseupdates 4.2.4 Enteringintoenforcementundertakings4.2.5Discretionaryrequirements4.3 Proceduresfor licencerevocation4.4 Actionsunder section111 of the Act(applies to NHSfoundationtrusts)4.5Investigationsundercompetition law5 Decisionmaking 6.2 Rights ofappeal * * Right of appeal for enforcement undertakings is only in relation to a refusal by Monitor to issue acertificate of compliance with undertakings.Page 7 of 50